Schedule of Investments in and Advances to Affiliates, Schedule of Investments |
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Company |
Total Rate |
Base Rate |
Spread |
PIK Rate |
Type of Investment(1) (10) (11) |
Geography |
Amount of Realized Gain/(Loss) |
|
Amount of Unrealized Gain/(Loss) |
|
Amount of Interest, Fees or Dividends Credited to Income(2) |
|
December 31, 2022 Fair Value (13) |
|
Gross Additions(3) |
|
Gross Reductions(4) |
|
March 31, 2023 Fair Value (13) |
Majority-owned investments |
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ASK (Analytical Systems Keco Holdings, LLC) |
|
L+ |
10.00% |
|
Secured Debt |
(8) |
$ |
— |
|
|
$ |
— |
|
|
$ |
1 |
|
|
$ |
(3) |
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|
$ |
1 |
|
|
$ |
— |
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|
$ |
(2) |
|
|
14.75% |
L+ |
10.00% |
|
Secured Debt |
(8) |
— |
|
|
— |
|
|
188 |
|
|
4,545 |
|
|
20 |
|
|
70 |
|
|
4,495 |
|
|
14.13% |
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|
|
Preferred Member Units |
(8) |
— |
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— |
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— |
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— |
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— |
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— |
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— |
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Preferred Member Units |
(8) |
— |
|
|
84 |
|
|
— |
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|
3,504 |
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|
84 |
|
|
— |
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3,588 |
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Warrants |
(8) |
— |
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— |
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— |
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— |
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— |
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— |
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— |
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Brewer Crane Holdings, LLC |
14.66% |
L+ |
10.00% |
|
Secured Debt |
(9) |
— |
|
|
— |
|
|
212 |
|
|
5,964 |
|
|
— |
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|
124 |
|
|
5,840 |
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|
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Preferred Member Units |
(9) |
— |
|
|
(520) |
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|
30 |
|
|
7,080 |
|
|
— |
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|
520 |
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|
6,560 |
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Café Brazil, LLC |
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Member Units |
(8) |
— |
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(370) |
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|
16 |
|
|
2,210 |
|
|
— |
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|
370 |
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|
1,840 |
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California Splendor Holdings LLC |
14.88% |
L+ |
10.00% |
|
Secured Debt |
(9) |
— |
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|
(3) |
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|
1,045 |
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|
28,000 |
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|
3 |
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|
3 |
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28,000 |
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|
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Preferred Member Units |
(9) |
— |
|
|
— |
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|
63 |
|
|
25,495 |
|
|
— |
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|
— |
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25,495 |
|
|
15.00% |
|
|
15.00% |
Preferred Member Units |
(9) |
— |
|
|
— |
|
|
150 |
|
|
3,994 |
|
|
150 |
|
|
— |
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4,144 |
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Clad-Rex Steel, LLC |
|
SF+ |
9.00% |
|
Secured Debt |
(5) |
— |
|
|
— |
|
|
1 |
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— |
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— |
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— |
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— |
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13.79% |
SF+ |
9.00% |
|
Secured Debt |
(5) |
— |
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— |
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|
369 |
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10,440 |
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11 |
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|
480 |
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9,971 |
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10.00% |
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Secured Debt |
(5) |
— |
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— |
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26 |
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|
1,039 |
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— |
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|
8 |
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|
1,031 |
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Member Units |
(5) |
— |
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(1,050) |
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50 |
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8,220 |
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— |
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|
1,050 |
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7,170 |
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Member Units |
(5) |
— |
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220 |
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— |
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|
610 |
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|
220 |
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— |
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|
830 |
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CMS Minerals Investments |
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Member Units |
(9) |
— |
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(431) |
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|
44 |
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1,670 |
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— |
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|
435 |
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1,235 |
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Cody Pools, Inc. |
15.50% |
L+ |
10.50% |
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Secured Debt |
(8) |
— |
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|
11 |
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|
59 |
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1,462 |
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|
13 |
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|
421 |
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1,054 |
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15.50% |
L+ |
10.50% |
|
Secured Debt |
(8) |
— |
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(20) |
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1,577 |
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40,801 |
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|
20 |
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|
444 |
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40,377 |
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Preferred Member Units |
(8) |
— |
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|
970 |
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|
29 |
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58,180 |
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|
970 |
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|
— |
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|
59,150 |
|
CompareNetworks Topco, LLC |
|
L+ |
9.00% |
|
Secured Debt |
(9) |
— |
|
|
— |
|
|
— |
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|
— |
|
|
— |
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|
— |
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|
— |
|
|
13.75% |
L+ |
9.00% |
|
Secured Debt |
(9) |
— |
|
|
(3) |
|
|
180 |
|
|
5,241 |
|
|
3 |
|
|
375 |
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|
4,869 |
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|
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|
|
Preferred Member Units |
(9) |
— |
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|
(1,390) |
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|
158 |
|
|
19,830 |
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|
— |
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|
1,390 |
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|
18,440 |
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Datacom, LLC |
7.50% |
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Secured Debt |
(8) |
— |
|
|
— |
|
|
4 |
|
|
223 |
|
|
227 |
|
|
— |
|
|
450 |
|
|
10.00% |
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|
|
Secured Debt |
(8) |
— |
|
|
— |
|
|
254 |
|
|
7,789 |
|
|
39 |
|
|
67 |
|
|
7,761 |
|
|
|
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|
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Preferred Member Units |
(8) |
— |
|
|
— |
|
|
— |
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|
2,670 |
|
|
— |
|
|
— |
|
|
2,670 |
|
Direct Marketing Solutions, Inc. |
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|
|
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Secured Debt |
(9) |
— |
|
|
(7) |
|
|
11 |
|
|
— |
|
|
7 |
|
|
7 |
|
|
— |
|
|
14.00% |
|
|
|
Secured Debt |
(9) |
— |
|
|
(14) |
|
|
959 |
|
|
27,267 |
|
|
14 |
|
|
405 |
|
|
26,876 |
|
|
|
|
|
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Preferred Stock |
(9) |
— |
|
|
(520) |
|
|
171 |
|
|
22,220 |
|
|
— |
|
|
520 |
|
|
21,700 |
|
Elgin AcquireCo, LLC |
|
SF+ |
6.00% |
|
Secured Debt |
(5) |
— |
|
|
— |
|
|
2 |
|
|
(9) |
|
|
1 |
|
|
— |
|
|
(8) |
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|
12.00% |
|
|
|
Secured Debt |
(5) |
— |
|
|
— |
|
|
573 |
|
|
18,594 |
|
|
10 |
|
|
— |
|
|
18,604 |
|
|
9.00% |
|
|
|
Secured Debt |
(5) |
— |
|
|
— |
|
|
144 |
|
|
6,294 |
|
|
1 |
|
|
11 |
|
|
6,284 |
|
|
|
|
|
|
Common Stock |
(5) |
— |
|
|
— |
|
|
— |
|
|
7,603 |
|
|
— |
|
|
— |
|
|
7,603 |
|
|
|
|
|
|
Common Stock |
(5) |
— |
|
|
— |
|
|
— |
|
|
1,558 |
|
|
— |
|
|
— |
|
|
1,558 |
|
Gamber-Johnson Holdings, LLC |
|
SF+ |
8.50% |
|
Secured Debt |
(5) |
— |
|
|
— |
|
|
2 |
|
|
— |
|
|
— |
|
|
— |
|
|
— |
|
|
11.50% |
SF+ |
8.50% |
|
Secured Debt |
(5) |
— |
|
|
(24) |
|
|
1,852 |
|
|
64,078 |
|
|
24 |
|
|
824 |
|
|
63,278 |
|
|
|
|
|
|
Member Units |
(5) |
— |
|
|
8,480 |
|
|
1,567 |
|
|
50,890 |
|
|
8,480 |
|
|
— |
|
|
59,370 |
|
GRT Rubber Technologies LLC |
10.66% |
L+ |
6.00% |
|
Secured Debt |
(8) |
— |
|
|
— |
|
|
28 |
|
|
670 |
|
|
295 |
|
|
— |
|
|
965 |
|
|
12.66% |
L+ |
8.00% |
|
Secured Debt |
(8) |
— |
|
|
(12) |
|
|
1,280 |
|
|
40,493 |
|
|
12 |
|
|
12 |
|
|
40,493 |
|
|
|
|
|
|
Member Units |
(8) |
— |
|
|
— |
|
|
42 |
|
|
44,440 |
|
|
— |
|
|
— |
|
|
44,440 |
|
Gulf Publishing Holdings, LLC |
|
L+ |
9.50% |
|
Secured Debt |
(8) |
— |
|
|
— |
|
|
— |
|
|
— |
|
|
— |
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— |
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— |
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Company |
Total Rate |
Base Rate |
Spread |
PIK Rate |
Type of Investment(1) (10) (11) |
Geography |
Amount of Realized Gain/(Loss) |
|
Amount of Unrealized Gain/(Loss) |
|
Amount of Interest, Fees or Dividends Credited to Income(2) |
|
December 31, 2022 Fair Value (13) |
|
Gross Additions(3) |
|
Gross Reductions(4) |
|
March 31, 2023 Fair Value (13) |
|
12.50% |
|
|
|
Secured Debt |
(8) |
— |
|
|
— |
|
|
75 |
|
|
2,284 |
|
|
— |
|
|
— |
|
|
2,284 |
|
|
|
|
|
|
Preferred Equity |
(8) |
— |
|
|
— |
|
|
— |
|
|
3,780 |
|
|
— |
|
|
— |
|
|
3,780 |
|
|
|
|
|
|
Member Units |
(8) |
— |
|
|
— |
|
|
— |
|
|
— |
|
|
— |
|
|
— |
|
|
— |
|
Jensen Jewelers of Idaho, LLC |
|
P+ |
6.75% |
|
Secured Debt |
(9) |
— |
|
|
— |
|
|
— |
|
|
— |
|
|
— |
|
|
— |
|
|
— |
|
|
14.50% |
P+ |
6.75% |
|
Secured Debt |
(9) |
— |
|
|
(2) |
|
|
90 |
|
|
2,450 |
|
|
2 |
|
|
2 |
|
|
2,450 |
|
|
|
|
|
|
Member Units |
(9) |
— |
|
|
(120) |
|
|
129 |
|
|
14,970 |
|
|
— |
|
|
120 |
|
|
14,850 |
|
Kickhaefer Manufacturing Company, LLC |
12.00% |
|
|
|
Secured Debt |
(5) |
— |
|
|
— |
|
|
780 |
|
|
20,374 |
|
|
192 |
|
|
— |
|
|
20,566 |
|
|
9.00% |
|
|
|
Secured Debt |
(5) |
— |
|
|
— |
|
|
88 |
|
|
3,842 |
|
|
— |
|
|
9 |
|
|
3,833 |
|
|
|
|
|
|
Preferred Equity |
(5) |
— |
|
|
— |
|
|
— |
|
|
7,220 |
|
|
— |
|
|
— |
|
|
7,220 |
|
|
|
|
|
|
Member Units |
(5) |
— |
|
|
(70) |
|
|
29 |
|
|
2,850 |
|
|
— |
|
|
70 |
|
|
2,780 |
|
Market Force Information, LLC |
15.75% |
L+ |
11.00% |
|
Secured Debt |
(9) |
— |
|
|
(6,725) |
|
|
260 |
|
|
6,090 |
|
|
635 |
|
|
6,725 |
|
|
— |
|
|
12.00% |
|
|
12.00% |
Secured Debt |
(9) |
— |
|
|
(1,610) |
|
|
— |
|
|
1,610 |
|
|
— |
|
|
1,610 |
|
|
— |
|
|
|
|
|
|
Member Units |
(9) |
— |
|
|
— |
|
|
— |
|
|
— |
|
|
— |
|
|
— |
|
|
— |
|
MetalForming AcquireCo, LLC |
|
|
|
|
Secured Debt |
(7) |
— |
|
|
— |
|
|
3 |
|
|
— |
|
|
— |
|
|
— |
|
|
— |
|
|
12.75% |
|
|
|
Secured Debt |
(7) |
— |
|
|
— |
|
|
739 |
|
|
23,576 |
|
|
12 |
|
|
— |
|
|
23,588 |
|
|
8.00% |
|
|
8.00% |
Preferred Equity |
(7) |
— |
|
|
— |
|
|
148 |
|
|
6,010 |
|
|
117 |
|
|
— |
|
|
6,127 |
|
|
|
|
|
|
Common Stock |
(7) |
— |
|
|
— |
|
|
327 |
|
|
1,537 |
|
|
— |
|
|
— |
|
|
1,537 |
|
MH Corbin Holding LLC |
13.00% |
|
|
|
Secured Debt |
(5) |
— |
|
|
952 |
|
|
196 |
|
|
4,548 |
|
|
952 |
|
|
116 |
|
|
5,384 |
|
|
|
|
|
|
Preferred Member Units |
(5) |
— |
|
|
— |
|
|
— |
|
|
— |
|
|
— |
|
|
— |
|
|
— |
|
|
|
|
|
|
Preferred Member Units |
(5) |
— |
|
|
— |
|
|
— |
|
|
— |
|
|
— |
|
|
— |
|
|
— |
|
MSC Adviser I, LLC |
|
|
|
|
Member Units |
(8) |
— |
|
|
9,720 |
|
|
3,057 |
|
|
122,930 |
|
|
9,720 |
|
|
— |
|
|
132,650 |
|
Mystic Logistics Holdings, LLC |
|
|
|
|
Secured Debt |
(6) |
— |
|
|
— |
|
|
1 |
|
|
— |
|
|
— |
|
|
— |
|
|
— |
|
|
10.00% |
|
|
|
Secured Debt |
(6) |
— |
|
|
— |
|
|
144 |
|
|
5,746 |
|
|
— |
|
|
— |
|
|
5,746 |
|
|
|
|
|
|
Common Stock |
(6) |
— |
|
|
2,180 |
|
|
992 |
|
|
22,830 |
|
|
2,180 |
|
|
— |
|
|
25,010 |
|
OMi Topco, LLC |
12.00% |
|
|
|
Secured Debt |
(8) |
— |
|
|
(13) |
|
|
485 |
|
|
15,750 |
|
|
13 |
|
|
763 |
|
|
15,000 |
|
|
|
|
|
|
Preferred Member Units |
(8) |
— |
|
|
2,290 |
|
|
675 |
|
|
22,810 |
|
|
2,290 |
|
|
— |
|
|
25,100 |
|
PPL RVs, Inc. |
|
L+ |
7.00% |
|
Secured Debt |
(8) |
— |
|
|
— |
|
|
— |
|
|
— |
|
|
— |
|
|
— |
|
|
— |
|
|
11.38% |
L+ |
7.00% |
|
Secured Debt |
(8) |
— |
|
|
(13) |
|
|
629 |
|
|
21,655 |
|
|
13 |
|
|
13 |
|
|
21,655 |
|
|
|
|
|
|
Common Stock |
(8) |
— |
|
|
— |
|
|
104 |
|
|
18,950 |
|
|
— |
|
|
— |
|
|
18,950 |
|
|
|
|
|
|
Common Stock |
(8) |
— |
|
|
(68) |
|
|
— |
|
|
238 |
|
|
— |
|
|
68 |
|
|
170 |
|
Principle Environmental, LLC |
|
|
|
|
Secured Debt |
(8) |
— |
|
|
— |
|
|
— |
|
|
— |
|
|
— |
|
|
— |
|
|
— |
|
|
13.00% |
|
|
|
Secured Debt |
(8) |
— |
|
|
— |
|
|
198 |
|
|
5,806 |
|
|
6 |
|
|
— |
|
|
5,812 |
|
|
|
|
|
|
Preferred Member Units |
(8) |
— |
|
|
(1,940) |
|
|
286 |
|
|
12,420 |
|
|
— |
|
|
1,940 |
|
|
10,480 |
|
|
|
|
|
|
Common Stock |
(8) |
— |
|
|
(90) |
|
|
— |
|
|
590 |
|
|
— |
|
|
90 |
|
|
500 |
|
Quality Lease Service, LLC |
|
|
|
|
Member Units |
(7) |
— |
|
|
— |
|
|
— |
|
|
525 |
|
|
— |
|
|
— |
|
|
525 |
|
Robbins Bros. Jewelry, Inc. |
|
|
|
|
Secured Debt |
(9) |
— |
|
|
— |
|
|
8 |
|
|
(35) |
|
|
2 |
|
|
— |
|
|
(33) |
|
|
12.50% |
|
|
|
Secured Debt |
(9) |
— |
|
|
— |
|
|
1,128 |
|
|
35,404 |
|
|
19 |
|
|
225 |
|
|
35,198 |
|
|
|
|
|
|
Preferred Equity |
(9) |
— |
|
|
(4,950) |
|
|
— |
|
|
14,880 |
|
|
— |
|
|
4,950 |
|
|
9,930 |
|
Trantech Radiator Topco, LLC |
|
|
|
|
Secured Debt |
(7) |
— |
|
|
(1) |
|
|
2 |
|
|
— |
|
|
1 |
|
|
1 |
|
|
— |
|
|
12.00% |
|
|
|
Secured Debt |
(7) |
— |
|
|
(5) |
|
|
242 |
|
|
7,920 |
|
|
5 |
|
|
5 |
|
|
7,920 |
|
|
|
|
|
|
Common Stock |
(7) |
— |
|
|
1,510 |
|
|
29 |
|
|
7,800 |
|
|
1,506 |
|
|
— |
|
|
9,306 |
|
Volusion, LLC |
10.00% |
|
|
|
Secured Debt |
(8) |
— |
|
|
— |
|
|
— |
|
|
— |
|
|
2,100 |
|
|
— |
|
|
2,100 |
|
|
|
|
|
|
Secured Debt |
(8) |
(3,188) |
|
|
1,821 |
|
|
166 |
|
|
14,914 |
|
|
— |
|
|
14,914 |
|
|
— |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Company |
Total Rate |
Base Rate |
Spread |
PIK Rate |
Type of Investment(1) (10) (11) |
Geography |
Amount of Realized Gain/(Loss) |
|
Amount of Unrealized Gain/(Loss) |
|
Amount of Interest, Fees or Dividends Credited to Income(2) |
|
December 31, 2022 Fair Value (13) |
|
Gross Additions(3) |
|
Gross Reductions(4) |
|
March 31, 2023 Fair Value (13) |
|
|
|
|
|
Unsecured Convertible Debt |
(8) |
(409) |
|
|
409 |
|
|
— |
|
|
— |
|
|
409 |
|
|
409 |
|
|
— |
|
|
|
|
|
|
Preferred Member Units |
(8) |
— |
|
|
— |
|
|
— |
|
|
— |
|
|
— |
|
|
— |
|
|
— |
|
|
|
|
|
|
Preferred Member Units |
(8) |
— |
|
|
— |
|
|
— |
|
|
— |
|
|
11,446 |
|
|
— |
|
|
11,446 |
|
|
|
|
|
|
Preferred Member Units |
(8) |
— |
|
|
— |
|
|
— |
|
|
— |
|
|
— |
|
|
— |
|
|
— |
|
|
|
|
|
|
Common Stock |
(8) |
— |
|
|
(2,576) |
|
|
— |
|
|
— |
|
|
2,576 |
|
|
2,576 |
|
|
— |
|
|
|
|
|
|
Warrants |
(8) |
— |
|
|
2,576 |
|
|
— |
|
|
— |
|
|
— |
|
|
— |
|
|
— |
|
Ziegler’s NYPD, LLC |
12.00% |
|
|
|
Secured Debt |
(8) |
— |
|
|
— |
|
|
14 |
|
|
450 |
|
|
— |
|
|
— |
|
|
450 |
|
|
6.50% |
|
|
|
Secured Debt |
(8) |
— |
|
|
— |
|
|
16 |
|
|
945 |
|
|
— |
|
|
— |
|
|
945 |
|
|
14.00% |
|
|
|
Secured Debt |
(8) |
— |
|
|
(215) |
|
|
96 |
|
|
2,676 |
|
|
— |
|
|
215 |
|
|
2,461 |
|
|
|
|
|
|
Preferred Member Units |
(8) |
— |
|
|
(170) |
|
|
— |
|
|
240 |
|
|
— |
|
|
170 |
|
|
70 |
|
|
|
|
|
|
Warrants |
(8) |
— |
|
|
— |
|
|
— |
|
|
— |
|
|
— |
|
|
— |
|
|
— |
|
Other controlled investments |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
2717 MH, L.P. |
|
|
|
|
LP Interests (2717 MH, L.P.) |
(8) |
631 |
|
|
(675) |
|
|
141 |
|
|
7,552 |
|
|
1,031 |
|
|
1,574 |
|
|
7,009 |
|
|
|
|
|
|
LP Interests (2717 HPP-MS, L.P.) |
(8) |
— |
|
|
— |
|
|
— |
|
|
248 |
|
|
— |
|
|
— |
|
|
248 |
|
ASC Interests, LLC |
13.00% |
|
|
|
Secured Debt |
(8) |
— |
|
|
— |
|
|
13 |
|
|
400 |
|
|
— |
|
|
— |
|
|
400 |
|
|
13.00% |
|
|
|
Secured Debt |
(8) |
— |
|
|
— |
|
|
54 |
|
|
1,649 |
|
|
— |
|
|
— |
|
|
1,649 |
|
|
|
|
|
|
Member Units |
(8) |
— |
|
|
(100) |
|
|
— |
|
|
800 |
|
|
— |
|
|
100 |
|
|
700 |
|
ATS Workholding, LLC |
5.00% |
|
|
|
Secured Debt |
(9) |
— |
|
|
(132) |
|
|
— |
|
|
634 |
|
|
21 |
|
|
132 |
|
|
523 |
|
|
5.00% |
|
|
|
Secured Debt |
(9) |
— |
|
|
(186) |
|
|
— |
|
|
1,005 |
|
|
— |
|
|
185 |
|
|
820 |
|
|
|
|
|
|
Preferred Member Units |
(9) |
— |
|
|
— |
|
|
— |
|
|
— |
|
|
— |
|
|
— |
|
|
— |
|
Barfly Ventures, LLC |
7.00% |
|
|
|
Secured Debt |
(5) |
— |
|
|
— |
|
|
30 |
|
|
711 |
|
|
— |
|
|
— |
|
|
711 |
|
|
|
|
|
|
Member Units |
(5) |
— |
|
|
(280) |
|
|
— |
|
|
3,320 |
|
|
— |
|
|
283 |
|
|
3,037 |
|
Batjer TopCo, LLC |
|
|
|
|
Secured Debt |
(8) |
— |
|
|
— |
|
|
— |
|
|
(8) |
|
|
1 |
|
|
— |
|
|
(7) |
|
|
|
|
|
|
Secured Debt |
(8) |
— |
|
|
— |
|
|
— |
|
|
— |
|
|
— |
|
|
— |
|
|
— |
|
|
11.00% |
|
|
|
Secured Debt |
(8) |
— |
|
|
— |
|
|
311 |
|
|
10,933 |
|
|
9 |
|
|
450 |
|
|
10,492 |
|
|
|
|
|
|
Preferred Stock |
(8) |
— |
|
|
2,055 |
|
|
167 |
|
|
4,095 |
|
|
2,055 |
|
|
— |
|
|
6,150 |
|
Bolder Panther Group, LLC |
|
|
|
|
Secured Debt |
(9) |
— |
|
|
— |
|
|
1 |
|
|
— |
|
|
— |
|
|
— |
|
|
— |
|
|
13.91% |
SF+ |
9.22% |
|
Secured Debt |
(9) |
— |
|
|
(36) |
|
|
3,431 |
|
|
99,194 |
|
|
36 |
|
|
695 |
|
|
98,535 |
|
|
8.00% |
|
|
|
Class B Preferred Member Units |
(9) |
— |
|
|
— |
|
|
1,096 |
|
|
31,420 |
|
|
— |
|
|
— |
|
|
31,420 |
|
Bridge Capital Solutions Corporation |
13.00% |
|
|
|
Secured Debt |
(6) |
— |
|
|
— |
|
|
286 |
|
|
8,813 |
|
|
— |
|
|
— |
|
|
8,813 |
|
|
13.00% |
|
|
|
Secured Debt |
(6) |
— |
|
|
— |
|
|
32 |
|
|
1,000 |
|
|
— |
|
|
— |
|
|
1,000 |
|
|
|
|
|
|
Preferred Member Units |
(6) |
— |
|
|
— |
|
|
25 |
|
|
1,000 |
|
|
— |
|
|
— |
|
|
1,000 |
|
|
|
|
|
|
Warrants |
(6) |
— |
|
|
— |
|
|
— |
|
|
1,828 |
|
|
— |
|
|
— |
|
|
1,828 |
|
|
|
|
|
|
Warrants |
(6) |
— |
|
|
— |
|
|
— |
|
|
2,512 |
|
|
— |
|
|
— |
|
|
2,512 |
|
CBT Nuggets, LLC |
|
|
|
|
Member Units |
(9) |
— |
|
|
860 |
|
|
1,235 |
|
|
49,002 |
|
|
858 |
|
|
— |
|
|
49,860 |
|
Centre Technologies Holdings, LLC |
|
L+ |
9.00% |
|
Secured Debt |
(8) |
— |
|
|
— |
|
|
3 |
|
|
— |
|
|
— |
|
|
— |
|
|
— |
|
|
13.75% |
L+ |
9.00% |
|
Secured Debt |
(8) |
— |
|
|
— |
|
|
517 |
|
|
14,954 |
|
|
6 |
|
|
— |
|
|
14,960 |
|
|
|
|
|
|
Preferred Member Units |
(8) |
— |
|
|
560 |
|
|
30 |
|
|
8,700 |
|
|
560 |
|
|
— |
|
|
9,260 |
|
Chamberlin Holding LLC |
|
SF+ |
6.00% |
|
Secured Debt |
(8) |
— |
|
|
— |
|
|
2 |
|
|
— |
|
|
— |
|
|
— |
|
|
— |
|
|
12.86% |
SF+ |
8.00% |
|
Secured Debt |
(8) |
— |
|
|
(6) |
|
|
540 |
|
|
16,945 |
|
|
6 |
|
|
6 |
|
|
16,945 |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Company |
Total Rate |
Base Rate |
Spread |
PIK Rate |
Type of Investment(1) (10) (11) |
Geography |
Amount of Realized Gain/(Loss) |
|
Amount of Unrealized Gain/(Loss) |
|
Amount of Interest, Fees or Dividends Credited to Income(2) |
|
December 31, 2022 Fair Value (13) |
|
Gross Additions(3) |
|
Gross Reductions(4) |
|
March 31, 2023 Fair Value (13) |
|
|
|
|
|
Member Units |
(8) |
— |
|
|
(120) |
|
|
285 |
|
|
22,920 |
|
|
— |
|
|
120 |
|
|
22,800 |
|
|
|
|
|
|
Member Units |
(8) |
— |
|
|
120 |
|
|
23 |
|
|
2,710 |
|
|
120 |
|
|
— |
|
|
2,830 |
|
Charps, LLC |
10.00% |
|
|
|
Unsecured Debt |
(5) |
— |
|
|
(9) |
|
|
149 |
|
|
5,694 |
|
|
9 |
|
|
9 |
|
|
5,694 |
|
|
|
|
|
|
Preferred Member Units |
(5) |
— |
|
|
210 |
|
|
196 |
|
|
13,340 |
|
|
210 |
|
|
— |
|
|
13,550 |
|
Colonial Electric Company LLC |
|
|
|
|
Secured Debt |
(6) |
— |
|
|
— |
|
|
2 |
|
|
— |
|
|
— |
|
|
— |
|
|
— |
|
|
12.00% |
|
|
|
Secured Debt |
(6) |
— |
|
|
— |
|
|
704 |
|
|
23,151 |
|
|
14 |
|
|
315 |
|
|
22,850 |
|
|
|
|
|
|
Preferred Member Units |
(6) |
— |
|
|
(960) |
|
|
(1,273) |
|
|
9,160 |
|
|
— |
|
|
960 |
|
|
8,200 |
|
Copper Trail Energy Fund I, LP - CTMH |
|
|
|
|
LP Interests (CTMH, LP) |
(9) |
— |
|
|
— |
|
|
— |
|
|
588 |
|
|
— |
|
|
— |
|
|
588 |
|
Digital Products Holdings LLC |
14.75% |
L+ |
10.00% |
|
Secured Debt |
(5) |
— |
|
|
— |
|
|
564 |
|
|
15,523 |
|
|
9 |
|
|
329 |
|
|
15,203 |
|
|
|
|
|
|
Preferred Member Units |
(5) |
— |
|
|
— |
|
|
50 |
|
|
9,835 |
|
|
— |
|
|
— |
|
|
9,835 |
|
Garreco, LLC |
12.00% |
L+ |
10.00% |
|
Secured Debt |
(8) |
— |
|
|
— |
|
|
112 |
|
|
3,826 |
|
|
— |
|
|
277 |
|
|
3,549 |
|
|
|
|
|
|
Member Units |
(8) |
— |
|
|
(220) |
|
|
12 |
|
|
1,800 |
|
|
— |
|
|
220 |
|
|
1,580 |
|
Gulf Manufacturing, LLC |
|
|
|
|
Member Units |
(8) |
— |
|
|
580 |
|
|
718 |
|
|
6,790 |
|
|
580 |
|
|
— |
|
|
7,370 |
|
Harrison Hydra-Gen, Ltd. |
|
|
|
|
Common Stock |
(8) |
— |
|
|
210 |
|
|
— |
|
|
3,280 |
|
|
210 |
|
|
— |
|
|
3,490 |
|
Johnson Downie Opco, LLC |
|
L+ |
11.50% |
|
Secured Debt |
(8) |
— |
|
|
(1) |
|
|
3 |
|
|
— |
|
|
1 |
|
|
1 |
|
|
— |
|
|
16.25% |
L+ |
11.50% |
|
Secured Debt |
(8) |
— |
|
|
(5) |
|
|
407 |
|
|
9,999 |
|
|
5 |
|
|
5 |
|
|
9,999 |
|
|
|
|
|
|
Preferred Equity |
(8) |
— |
|
|
1,010 |
|
|
71 |
|
|
5,540 |
|
|
1,010 |
|
|
— |
|
|
6,550 |
|
JorVet Holdings, LLC |
12.00% |
|
|
|
Secured Debt |
(9) |
— |
|
|
— |
|
|
782 |
|
|
25,432 |
|
|
13 |
|
|
— |
|
|
25,445 |
|
|
|
|
|
|
Preferred Equity |
(9) |
— |
|
|
— |
|
|
221 |
|
|
10,741 |
|
|
— |
|
|
— |
|
|
10,741 |
|
KBK Industries, LLC |
10.00% |
|
|
|
Secured Debt |
(5) |
— |
|
|
56 |
|
|
184 |
|
|
— |
|
|
6,000 |
|
|
250 |
|
|
5,750 |
|
|
|
|
|
|
Member Units |
(5) |
— |
|
|
(3,590) |
|
|
6,134 |
|
|
15,570 |
|
|
— |
|
|
3,590 |
|
|
11,980 |
|
MS Private Loan Fund |
|
|
|
|
Secured Debt |
(8) |
— |
|
|
— |
|
|
6 |
|
|
— |
|
|
— |
|
|
— |
|
|
— |
|
|
|
|
|
|
Secured Debt |
(8) |
— |
|
|
— |
|
|
— |
|
|
— |
|
|
— |
|
|
— |
|
|
— |
|
|
|
|
|
|
LP Interests |
(8) |
— |
|
|
(58) |
|
|
370 |
|
|
14,833 |
|
|
— |
|
|
58 |
|
|
14,775 |
|
MSC Income Fund, Inc. |
|
|
|
|
Common Equity |
(8) |
— |
|
|
7 |
|
|
15 |
|
|
753 |
|
|
7 |
|
|
— |
|
|
760 |
|
NAPCO Precast, LLC |
|
|
|
|
Member Units |
(8) |
— |
|
|
670 |
|
|
— |
|
|
11,830 |
|
|
670 |
|
|
— |
|
|
12,500 |
|
Nebraska Vet AcquireCo, LLC (NVS) |
|
L+ |
7.00% |
|
Secured Debt |
(5) |
— |
|
|
— |
|
|
2 |
|
|
— |
|
|
— |
|
|
— |
|
|
— |
|
|
12.00% |
|
|
|
Secured Debt |
(5) |
— |
|
|
(10) |
|
|
613 |
|
|
20,094 |
|
|
10 |
|
|
10 |
|
|
20,094 |
|
|
12.00% |
|
|
|
Secured Debt |
(5) |
— |
|
|
(5) |
|
|
320 |
|
|
10,500 |
|
|
5 |
|
|
5 |
|
|
10,500 |
|
|
|
|
|
|
Preferred Member Units |
(5) |
— |
|
|
3,520 |
|
|
125 |
|
|
7,700 |
|
|
3,520 |
|
|
— |
|
|
11,220 |
|
NexRev LLC |
|
|
|
|
Secured Debt |
(8) |
— |
|
|
— |
|
|
— |
|
|
— |
|
|
— |
|
|
— |
|
|
— |
|
|
11.00% |
|
|
|
Secured Debt |
(8) |
— |
|
|
1,000 |
|
|
320 |
|
|
8,477 |
|
|
1,022 |
|
|
629 |
|
|
8,870 |
|
|
|
|
|
|
Preferred Member Units |
(8) |
— |
|
|
1,880 |
|
|
131 |
|
|
1,110 |
|
|
1,880 |
|
|
— |
|
|
2,990 |
|
NRP Jones, LLC |
12.00% |
|
|
|
Secured Debt |
(5) |
— |
|
|
— |
|
|
62 |
|
|
2,080 |
|
|
— |
|
|
— |
|
|
2,080 |
|
|
|
|
|
|
Member Units |
(5) |
— |
|
|
279 |
|
|
13 |
|
|
4,615 |
|
|
278 |
|
|
— |
|
|
4,893 |
|
|
|
|
|
|
Member Units |
(5) |
— |
|
|
11 |
|
|
(2) |
|
|
175 |
|
|
12 |
|
|
— |
|
|
187 |
|
NuStep, LLC |
11.25% |
L+ |
6.50% |
|
Secured Debt |
(5) |
— |
|
|
— |
|
|
122 |
|
|
4,399 |
|
|
— |
|
|
— |
|
|
4,399 |
|
|
12.00% |
|
|
|
Secured Debt |
(5) |
— |
|
|
— |
|
|
556 |
|
|
18,414 |
|
|
3 |
|
|
— |
|
|
18,417 |
|
|
|
|
|
|
Preferred Member Units |
(5) |
— |
|
|
(410) |
|
|
— |
|
|
8,040 |
|
|
— |
|
|
410 |
|
|
7,630 |
|
|
|
|
|
|
Preferred Member Units |
(5) |
— |
|
|
— |
|
|
— |
|
|
5,150 |
|
|
— |
|
|
— |
|
|
5,150 |
|
Orttech Holdings, LLC |
|
L+ |
11.00% |
|
Secured Debt |
(5) |
— |
|
|
— |
|
|
— |
|
|
— |
|
|
— |
|
|
— |
|
|
— |
|
|
15.75% |
L+ |
11.00% |
|
Secured Debt |
(5) |
— |
|
|
— |
|
|
924 |
|
|
23,429 |
|
|
17 |
|
|
800 |
|
|
22,646 |
|
|
|
|
|
|
Preferred Stock |
(5) |
— |
|
|
1,750 |
|
|
269 |
|
|
11,750 |
|
|
1,750 |
|
|
— |
|
|
13,500 |
|
Pearl Meyer Topco LLC |
12.00% |
|
|
|
Secured Debt |
(6) |
— |
|
|
5 |
|
|
29 |
|
|
— |
|
|
3,500 |
|
|
— |
|
|
3,500 |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Company |
Total Rate |
Base Rate |
Spread |
PIK Rate |
Type of Investment(1) (10) (11) |
Geography |
Amount of Realized Gain/(Loss) |
|
Amount of Unrealized Gain/(Loss) |
|
Amount of Interest, Fees or Dividends Credited to Income(2) |
|
December 31, 2022 Fair Value (13) |
|
Gross Additions(3) |
|
Gross Reductions(4) |
|
March 31, 2023 Fair Value (13) |
|
12.00% |
|
|
|
Secured Debt |
(6) |
— |
|
|
38 |
|
|
142 |
|
|
— |
|
|
11,500 |
|
|
— |
|
|
11,500 |
|
|
12.00% |
|
|
|
Secured Debt |
(6) |
— |
|
|
(20) |
|
|
868 |
|
|
28,681 |
|
|
20 |
|
|
1,020 |
|
|
27,681 |
|
|
|
|
|
|
Preferred Equity |
(6) |
— |
|
|
280 |
|
|
2,879 |
|
|
43,260 |
|
|
280 |
|
|
— |
|
|
43,540 |
|
River Aggregates, LLC |
|
|
|
|
Member Units |
(8) |
— |
|
|
— |
|
|
— |
|
|
3,620 |
|
|
— |
|
|
— |
|
|
3,620 |
|
Tedder Industries, LLC |
12.00% |
|
|
|
Secured Debt |
(9) |
— |
|
|
— |
|
|
55 |
|
|
1,840 |
|
|
— |
|
|
— |
|
|
1,840 |
|
|
12.00% |
|
|
|
Secured Debt |
(9) |
— |
|
|
— |
|
|
459 |
|
|
15,120 |
|
|
3 |
|
|
— |
|
|
15,123 |
|
|
|
|
|
|
Preferred Member Units |
(9) |
— |
|
|
(810) |
|
|
— |
|
|
7,681 |
|
|
— |
|
|
810 |
|
|
6,871 |
|
|
|
|
|
|
Preferred Member Units |
(9) |
— |
|
|
111 |
|
|
— |
|
|
— |
|
|
333 |
|
|
— |
|
|
333 |
|
Televerde, LLC |
|
|
|
|
Member Units |
(8) |
— |
|
|
1,191 |
|
|
171 |
|
|
5,408 |
|
|
1,191 |
|
|
— |
|
|
6,599 |
|
|
|
|
|
|
Preferred Stock |
(8) |
— |
|
|
— |
|
|
— |
|
|
1,794 |
|
|
— |
|
|
— |
|
|
1,794 |
|
Vision Interests, Inc. |
|
|
|
|
Series A Preferred Stock |
(9) |
— |
|
|
— |
|
|
168 |
|
|
3,000 |
|
|
— |
|
|
— |
|
|
3,000 |
|
VVS Holdco LLC |
|
L+ |
6.00% |
|
Secured Debt |
(5) |
— |
|
|
— |
|
|
8 |
|
|
(21) |
|
|
6 |
|
|
— |
|
|
(15) |
|
|
11.50% |
|
|
|
Secured Debt |
(5) |
— |
|
|
— |
|
|
889 |
|
|
30,161 |
|
|
15 |
|
|
— |
|
|
30,176 |
|
|
|
|
|
|
Preferred Equity |
(5) |
— |
|
|
100 |
|
|
38 |
|
|
11,940 |
|
|
100 |
|
|
— |
|
|
12,040 |
|
|
|
|
|
|
|
|
— |
|
|
— |
|
|
— |
|
|
— |
|
|
— |
|
|
— |
|
|
— |
|
|
|
|
|
|
|
|
— |
|
|
— |
|
|
— |
|
|
— |
|
|
— |
|
|
— |
|
|
— |
|
Other |
|
|
|
|
|
|
— |
|
|
— |
|
|
— |
|
|
— |
|
|
— |
|
|
— |
|
|
— |
|
Amounts related to investments transferred to or from other 1940 Act classification during the period |
|
|
|
|
|
|
— |
|
|
— |
|
|
(171) |
|
|
(14,914) |
|
|
— |
|
|
— |
|
|
— |
|
Total Control investments |
|
|
|
|
|
|
$ |
(2,966) |
|
|
$ |
17,161 |
|
|
$ |
48,862 |
|
|
$ |
1,703,172 |
|
|
$ |
83,687 |
|
|
$ |
55,770 |
|
|
$ |
1,746,003 |
|
Affiliate Investments |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
AAC Holdings, Inc. |
18.00% |
|
|
|
Secured Debt |
(7) |
$ |
— |
|
|
$ |
(6) |
|
|
$ |
— |
|
|
$ |
— |
|
|
$ |
315 |
|
|
$ |
6 |
|
|
$ |
309 |
|
|
18.00% |
|
|
18.00% |
Secured Debt |
(7) |
— |
|
|
(268) |
|
|
572 |
|
|
11,550 |
|
|
572 |
|
|
267 |
|
|
11,855 |
|
|
|
|
|
|
Common Stock |
(7) |
— |
|
|
— |
|
|
— |
|
|
— |
|
|
— |
|
|
— |
|
|
— |
|
|
|
|
|
|
Warrants |
(7) |
— |
|
|
— |
|
|
— |
|
|
— |
|
|
— |
|
|
— |
|
|
— |
|
AFG Capital Group, LLC |
|
|
|
|
Preferred Member Units |
(8) |
— |
|
|
— |
|
|
— |
|
|
9,400 |
|
|
— |
|
|
— |
|
|
9,400 |
|
ATX Networks Corp. |
|
L+ |
7.50% |
|
Secured Debt |
(6) |
— |
|
|
(134) |
|
|
886 |
|
|
6,343 |
|
|
575 |
|
|
6,918 |
|
|
— |
|
|
|
|
|
10.00% |
Unsecured Debt |
(6) |
— |
|
|
(306) |
|
|
1,160 |
|
|
2,598 |
|
|
1,160 |
|
|
3,758 |
|
|
— |
|
|
|
|
|
|
Common Stock |
(6) |
3,248 |
|
|
(3,270) |
|
|
— |
|
|
3,270 |
|
|
3,248 |
|
|
6,518 |
|
|
— |
|
BBB Tank Services, LLC |
15.66% |
L+ |
11.00% |
|
Unsecured Debt |
(8) |
— |
|
|
— |
|
|
31 |
|
|
800 |
|
|
— |
|
|
— |
|
|
800 |
|
|
15.66% |
L+ |
11.00% |
|
Unsecured Debt |
(8) |
— |
|
|
— |
|
|
155 |
|
|
2,086 |
|
|
— |
|
|
— |
|
|
2,086 |
|
|
|
|
|
|
Member Units |
(8) |
— |
|
|
— |
|
|
— |
|
|
— |
|
|
— |
|
|
— |
|
|
— |
|
|
15.00% |
|
|
|
Preferred Stock (non-voting) |
(8) |
— |
|
|
— |
|
|
— |
|
|
— |
|
|
— |
|
|
— |
|
|
— |
|
Boccella Precast Products LLC |
10.00% |
|
|
|
Secured Debt |
(6) |
— |
|
|
— |
|
|
8 |
|
|
320 |
|
|
— |
|
|
— |
|
|
320 |
|
|
|
|
|
|
Member Units |
(6) |
— |
|
|
(200) |
|
|
29 |
|
|
2,970 |
|
|
— |
|
|
200 |
|
|
2,770 |
|
Buca C, LLC |
12.00% |
|
|
|
Secured Debt |
(7) |
— |
|
|
— |
|
|
521 |
|
|
12,337 |
|
|
— |
|
|
375 |
|
|
11,962 |
|
|
6.00% |
|
|
6.00% |
Preferred Member Units |
(7) |
— |
|
|
— |
|
|
— |
|
|
— |
|
|
— |
|
|
— |
|
|
— |
|
Career Team Holdings, LLC |
|
L+ |
6.00% |
|
Secured Debt |
(6) |
— |
|
|
— |
|
|
2 |
|
|
(9) |
|
|
1 |
|
|
1 |
|
|
(9) |
|
|
12.50% |
|
|
|
Secured Debt |
(6) |
— |
|
|
— |
|
|
643 |
|
|
20,090 |
|
|
10 |
|
|
— |
|
|
20,100 |
|
|
|
|
|
|
Common Stock |
(6) |
— |
|
|
— |
|
|
— |
|
|
4,500 |
|
|
— |
|
|
— |
|
|
4,500 |
|
Chandler Signs Holdings, LLC |
|
|
|
|
Class A Units |
(8) |
— |
|
|
210 |
|
|
36 |
|
|
1,790 |
|
|
210 |
|
|
— |
|
|
2,000 |
|
Classic H&G Holdings, LLC |
10.88% |
L+ |
6.00% |
|
Secured Debt |
(6) |
— |
|
|
— |
|
|
127 |
|
|
4,560 |
|
|
— |
|
|
— |
|
|
4,560 |
|
|
8.00% |
|
|
|
Secured Debt |
(6) |
— |
|
|
(11) |
|
|
396 |
|
|
19,274 |
|
|
11 |
|
|
11 |
|
|
19,274 |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Company |
Total Rate |
Base Rate |
Spread |
PIK Rate |
Type of Investment(1) (10) (11) |
Geography |
Amount of Realized Gain/(Loss) |
|
Amount of Unrealized Gain/(Loss) |
|
Amount of Interest, Fees or Dividends Credited to Income(2) |
|
December 31, 2022 Fair Value (13) |
|
Gross Additions(3) |
|
Gross Reductions(4) |
|
March 31, 2023 Fair Value (13) |
|
|
|
|
|
Preferred Member Units |
(6) |
— |
|
|
1,062 |
|
|
780 |
|
|
24,637 |
|
|
1,063 |
|
|
— |
|
|
25,700 |
|
Congruent Credit Opportunities Funds |
|
|
|
|
LP Interests (Congruent Credit Opportunities Fund III, LP) |
(8) |
— |
|
|
— |
|
|
123 |
|
|
7,657 |
|
|
— |
|
|
876 |
|
|
6,781 |
|
DMA Industries, LLC |
12.00% |
|
|
|
Secured Debt |
(7) |
— |
|
|
(11) |
|
|
647 |
|
|
21,200 |
|
|
11 |
|
|
11 |
|
|
21,200 |
|
|
|
|
|
|
Preferred Equity |
(7) |
— |
|
|
— |
|
|
— |
|
|
7,260 |
|
|
— |
|
|
— |
|
|
7,260 |
|
Dos Rios Partners |
|
|
|
|
LP Interests (Dos Rios Partners, LP) |
(8) |
— |
|
|
156 |
|
|
— |
|
|
9,127 |
|
|
156 |
|
|
— |
|
|
9,283 |
|
|
|
|
|
|
LP Interests (Dos Rios Partners - A, LP) |
(8) |
— |
|
|
— |
|
|
— |
|
|
2,898 |
|
|
— |
|
|
— |
|
|
2,898 |
|
Dos Rios Stone Products LLC |
|
|
|
|
Class A Preferred Units |
(8) |
— |
|
|
250 |
|
|
— |
|
|
1,330 |
|
|
250 |
|
|
— |
|
|
1,580 |
|
EIG Fund Investments |
|
|
|
|
LP Interests (EIG Global Private Debt Fund-A, L.P.) |
(8) |
14 |
|
|
— |
|
|
19 |
|
|
1,013 |
|
|
15 |
|
|
52 |
|
|
976 |
|
Flame King Holdings, LLC |
11.25% |
L+ |
6.50% |
|
Secured Debt |
(9) |
— |
|
|
(4) |
|
|
215 |
|
|
7,600 |
|
|
4 |
|
|
4 |
|
|
7,600 |
|
|
13.75% |
L+ |
9.00% |
|
Secured Debt |
(9) |
— |
|
|
(11) |
|
|
730 |
|
|
21,200 |
|
|
11 |
|
|
11 |
|
|
21,200 |
|
|
|
|
|
|
Preferred Equity |
(9) |
— |
|
|
3,610 |
|
|
538 |
|
|
17,580 |
|
|
3,610 |
|
|
— |
|
|
21,190 |
|
Freeport Financial SBIC Fund LP |
|
|
|
|
LP Interests (Freeport Financial SBIC Fund LP) |
(5) |
— |
|
|
— |
|
|
— |
|
|
3,483 |
|
|
— |
|
|
— |
|
|
3,483 |
|
|
|
|
|
|
LP Interests (Freeport First Lien Loan Fund III LP) |
(5) |
— |
|
|
— |
|
|
134 |
|
|
5,848 |
|
|
— |
|
|
536 |
|
|
5,312 |
|
GFG Group, LLC. |
9.00% |
|
|
|
Secured Debt |
(5) |
— |
|
|
(6) |
|
|
261 |
|
|
11,345 |
|
|
6 |
|
|
6 |
|
|
11,345 |
|
|
|
|
|
|
Preferred Member Units |
(5) |
— |
|
|
450 |
|
|
39 |
|
|
7,140 |
|
|
450 |
|
|
— |
|
|
7,590 |
|
Hawk Ridge Systems, LLC |
10.75% |
L+ |
6.00% |
|
Secured Debt |
(9) |
— |
|
|
— |
|
|
90 |
|
|
3,185 |
|
|
815 |
|
|
— |
|
|
4,000 |
|
|
10.00% |
|
|
|
Secured Debt |
(9) |
— |
|
|
(10) |
|
|
893 |
|
|
37,800 |
|
|
10 |
|
|
10 |
|
|
37,800 |
|
|
|
|
|
|
Preferred Member Units |
(9) |
— |
|
|
— |
|
|
65 |
|
|
17,460 |
|
|
— |
|
|
— |
|
|
17,460 |
|
|
|
|
|
|
Preferred Member Units |
(9) |
— |
|
|
— |
|
|
— |
|
|
920 |
|
|
— |
|
|
— |
|
|
920 |
|
Houston Plating and Coatings, LLC |
8.00% |
|
|
|
Unsecured Convertible Debt |
(8) |
— |
|
|
(170) |
|
|
60 |
|
|
3,000 |
|
|
— |
|
|
170 |
|
|
2,830 |
|
|
|
|
|
|
Member Units |
(8) |
— |
|
|
600 |
|
|
2 |
|
|
2,400 |
|
|
600 |
|
|
— |
|
|
3,000 |
|
HPEP 3, L.P. |
|
|
|
|
LP Interests (HPEP 3, L.P.) |
(8) |
— |
|
|
113 |
|
|
— |
|
|
4,331 |
|
|
113 |
|
|
508 |
|
|
3,936 |
|
|
|
|
|
|
LP Interests (HPEP 4, L.P.) |
(8) |
— |
|
|
— |
|
|
— |
|
|
2,332 |
|
|
— |
|
|
— |
|
|
2,332 |
|
|
|
|
|
|
LP Interests (423 COR, LP) |
(8) |
— |
|
|
— |
|
|
117 |
|
|
1,400 |
|
|
— |
|
|
— |
|
|
1,400 |
|
I-45 SLF LLC |
|
|
|
|
Member Units (Fully diluted 20.0%; 21.75% profits
interest)
|
(8) |
— |
|
|
— |
|
|
528 |
|
|
11,758 |
|
|
1,200 |
|
|
— |
|
|
12,958 |
|
Infinity X1 Holdings, LLC |
13.00% |
|
|
|
Secured Debt |
(9) |
— |
|
|
— |
|
|
183 |
|
|
— |
|
|
17,823 |
|
|
— |
|
|
17,823 |
|
|
|
|
|
|
Preferred Equity |
(9) |
— |
|
|
— |
|
|
— |
|
|
— |
|
|
4,000 |
|
|
— |
|
|
4,000 |
|
Iron-Main Investments, LLC |
13.50% |
|
|
|
Secured Debt |
(5) |
— |
|
|
— |
|
|
151 |
|
|
4,500 |
|
|
2 |
|
|
— |
|
|
4,502 |
|
|
13.50% |
|
|
|
Secured Debt |
(5) |
— |
|
|
— |
|
|
105 |
|
|
3,130 |
|
|
2 |
|
|
— |
|
|
3,132 |
|
|
13.50% |
|
|
|
Secured Debt |
(5) |
— |
|
|
— |
|
|
294 |
|
|
8,944 |
|
|
— |
|
|
— |
|
|
8,944 |
|
|
13.50% |
|
|
|
Secured Debt |
(5) |
— |
|
|
— |
|
|
658 |
|
|
19,559 |
|
|
9 |
|
|
— |
|
|
19,568 |
|
|
13.50% |
|
|
|
Secured Debt |
(5) |
— |
|
|
— |
|
|
489 |
|
|
— |
|
|
10,836 |
|
|
— |
|
|
10,836 |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Company |
Total Rate |
Base Rate |
Spread |
PIK Rate |
Type of Investment(1) (10) (11) |
Geography |
Amount of Realized Gain/(Loss) |
|
Amount of Unrealized Gain/(Loss) |
|
Amount of Interest, Fees or Dividends Credited to Income(2) |
|
December 31, 2022 Fair Value (13) |
|
Gross Additions(3) |
|
Gross Reductions(4) |
|
March 31, 2023 Fair Value (13) |
|
|
|
|
|
Common Stock |
(5) |
— |
|
|
— |
|
|
— |
|
|
1,798 |
|
|
958 |
|
|
— |
|
|
2,756 |
|
OnAsset Intelligence, Inc. |
12.00% |
|
|
12.00% |
Secured Debt |
(8) |
— |
|
|
(6) |
|
|
— |
|
|
569 |
|
|
— |
|
|
6 |
|
|
563 |
|
|
12.00% |
|
|
12.00% |
Secured Debt |
(8) |
— |
|
|
(6) |
|
|
— |
|
|
580 |
|
|
— |
|
|
6 |
|
|
574 |
|
|
12.00% |
|
|
12.00% |
Secured Debt |
(8) |
— |
|
|
(14) |
|
|
— |
|
|
1,249 |
|
|
— |
|
|
13 |
|
|
1,236 |
|
|
12.00% |
|
|
12.00% |
Secured Debt |
(8) |
— |
|
|
(28) |
|
|
— |
|
|
2,606 |
|
|
— |
|
|
29 |
|
|
2,577 |
|
|
10.00% |
|
|
10.00% |
Unsecured Debt |
(8) |
— |
|
|
— |
|
|
— |
|
|
305 |
|
|
— |
|
|
— |
|
|
305 |
|
|
7.00% |
|
|
7.00% |
Preferred Stock |
(8) |
— |
|
|
— |
|
|
— |
|
|
— |
|
|
— |
|
|
— |
|
|
— |
|
|
|
|
|
|
Common Stock |
(8) |
— |
|
|
— |
|
|
— |
|
|
— |
|
|
— |
|
|
— |
|
|
— |
|
|
|
|
|
|
Warrants |
(8) |
— |
|
|
— |
|
|
— |
|
|
— |
|
|
— |
|
|
— |
|
|
— |
|
Oneliance, LLC |
|
L+ |
11.00% |
|
Secured Debt |
(7) |
— |
|
|
— |
|
|
— |
|
|
— |
|
|
— |
|
|
— |
|
|
— |
|
|
15.75% |
L+ |
11.00% |
|
Secured Debt |
(7) |
— |
|
|
— |
|
|
219 |
|
|
5,559 |
|
|
3 |
|
|
80 |
|
|
5,482 |
|
|
|
|
|
|
Preferred Stock |
(7) |
— |
|
|
— |
|
|
— |
|
|
1,056 |
|
|
— |
|
|
— |
|
|
1,056 |
|
Rocaceia, LLC (Quality Lease and Rental Holdings, LLC) |
|
|
|
|
Secured Debt |
(8) |
(29,526) |
|
|
29,865 |
|
|
— |
|
|
— |
|
|
29,865 |
|
|
29,865 |
|
|
— |
|
|
|
|
|
|
Preferred Member Units |
(8) |
— |
|
|
— |
|
|
— |
|
|
— |
|
|
— |
|
|
— |
|
|
— |
|
SI East, LLC (Stavig) |
|
|
|
|
Secured Debt |
(7) |
— |
|
|
— |
|
|
7 |
|
|
— |
|
|
— |
|
|
— |
|
|
— |
|
|
9.50% |
|
|
|
Secured Debt |
(7) |
— |
|
|
(33) |
|
|
2,144 |
|
|
89,786 |
|
|
33 |
|
|
5,283 |
|
|
84,536 |
|
|
|
|
|
|
Preferred Member Units |
(7) |
— |
|
|
— |
|
|
343 |
|
|
13,650 |
|
|
— |
|
|
— |
|
|
13,650 |
|
Slick Innovations, LLC |
14.00% |
|
|
|
Secured Debt |
(6) |
— |
|
|
(9) |
|
|
492 |
|
|
13,840 |
|
|
9 |
|
|
249 |
|
|
13,600 |
|
|
|
|
|
|
Common Stock |
(6) |
— |
|
|
260 |
|
|
— |
|
|
1,530 |
|
|
260 |
|
|
— |
|
|
1,790 |
|
Sonic Systems International, LLC |
12.26% |
L+ |
7.50% |
|
Secured Debt |
(8) |
— |
|
|
(17) |
|
|
499 |
|
|
15,769 |
|
|
17 |
|
|
17 |
|
|
15,769 |
|
|
|
|
|
|
Common Stock |
(8) |
— |
|
|
(50) |
|
|
11 |
|
|
1,280 |
|
|
— |
|
|
50 |
|
|
1,230 |
|
Student Resource Center, LLC |
13.69% |
L+ |
8.50% |
|
Secured Debt |
(6) |
— |
|
|
— |
|
|
108 |
|
|
4,556 |
|
|
— |
|
|
— |
|
|
4,556 |
|
|
|
|
|
|
Preferred Equity |
(6) |
— |
|
|
— |
|
|
— |
|
|
— |
|
|
— |
|
|
— |
|
|
— |
|
Superior Rigging & Erecting Co. |
12.00% |
|
|
|
Secured Debt |
(7) |
— |
|
|
— |
|
|
652 |
|
|
21,378 |
|
|
17 |
|
|
1,000 |
|
|
20,395 |
|
|
|
|
|
|
Preferred Member Units |
(7) |
— |
|
|
470 |
|
|
— |
|
|
4,500 |
|
|
470 |
|
|
— |
|
| |