Consolidated Schedule of Investments In and Advances to Affiliates |
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Company |
Total Rate |
Base Rate |
Spread |
PIK Rate |
Type of Investment (1) (10) (11) |
Geography |
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Amount of Realized Gain/(Loss) |
|
Amount of Unrealized Gain/(Loss) |
|
Amount of Interest, Fees or Dividends Credited to Income (2) |
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December 31, 2023 Fair Value (13) |
|
Gross Additions (3) |
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Gross Reductions (4) |
|
September 30, 2024 Fair Value (13) |
Majority-owned investments |
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Analytical Systems Keco Holdings, LLC |
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Secured Debt (12) |
(8) |
|
$ |
— |
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|
$ |
— |
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$ |
5 |
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|
$ |
219 |
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|
$ |
— |
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|
$ |
219 |
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|
$ |
— |
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|
13.75% |
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|
Secured Debt |
(8) |
|
— |
|
|
— |
|
|
551 |
|
|
4,084 |
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|
310 |
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|
300 |
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4,094 |
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Preferred Member Units |
(8) |
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— |
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— |
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— |
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— |
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— |
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— |
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— |
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Preferred Member Units |
(8) |
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— |
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|
850 |
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— |
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4,860 |
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|
850 |
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— |
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5,710 |
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Warrants |
(8) |
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— |
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— |
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— |
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— |
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— |
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— |
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— |
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Brewer Crane Holdings, LLC |
15.35% |
SF+ |
10.00% |
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Secured Debt |
(9) |
|
— |
|
|
— |
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|
631 |
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5,498 |
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|
14 |
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|
372 |
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5,140 |
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Preferred Member Units |
(9) |
|
— |
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(190) |
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|
90 |
|
|
5,620 |
|
|
— |
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|
189 |
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5,431 |
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Café Brazil, LLC |
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Member Units |
(8) |
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— |
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(520) |
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30 |
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1,980 |
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— |
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|
520 |
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1,460 |
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California Splendor Holdings LLC |
14.00% |
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4.00% |
Secured Debt |
(9) |
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— |
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(79) |
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3,098 |
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27,655 |
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|
594 |
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|
79 |
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28,170 |
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14.00% |
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4.00% |
Secured Debt |
(9) |
|
— |
|
|
— |
|
|
49 |
|
|
— |
|
|
1,487 |
|
|
— |
|
|
1,487 |
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|
|
|
|
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Preferred Member Units |
(9) |
|
— |
|
|
893 |
|
|
188 |
|
|
15,695 |
|
|
6,520 |
|
|
— |
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22,215 |
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|
15.00% |
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|
15.00% |
Preferred Member Units |
(9) |
|
— |
|
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— |
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|
940 |
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4,601 |
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5,940 |
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— |
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10,541 |
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Clad-Rex Steel, LLC |
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Secured Debt (12) |
(5) |
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— |
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— |
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2 |
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— |
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— |
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— |
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— |
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10.00% |
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Secured Debt |
(5) |
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— |
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|
138 |
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|
709 |
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8,422 |
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|
109 |
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|
1,400 |
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7,131 |
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10.00% |
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Secured Debt |
(5) |
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— |
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— |
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|
75 |
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|
1,004 |
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— |
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29 |
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|
975 |
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Member Units |
(5) |
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— |
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3,640 |
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|
585 |
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5,200 |
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3,640 |
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— |
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8,840 |
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Member Units |
(5) |
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— |
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(179) |
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— |
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1,129 |
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— |
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179 |
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|
950 |
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Cody Pools, Inc. |
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Secured Debt (12) |
(8) |
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— |
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3 |
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38 |
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— |
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1,264 |
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1,264 |
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— |
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12.50% |
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Secured Debt |
(8) |
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— |
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(9) |
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3,887 |
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42,073 |
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9 |
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2,219 |
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39,863 |
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Preferred Member Units |
(8) |
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— |
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(2,510) |
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1,568 |
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72,470 |
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— |
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2,510 |
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69,960 |
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CompareNetworks Topco, LLC |
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SF+ |
9.00% |
|
Secured Debt |
(9) |
|
— |
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— |
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|
— |
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|
— |
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|
— |
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|
— |
|
|
— |
|
|
14.35% |
SF+ |
9.00% |
|
Secured Debt |
(9) |
|
— |
|
|
— |
|
|
368 |
|
|
3,454 |
|
|
— |
|
|
352 |
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|
3,102 |
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|
|
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|
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Preferred Member Units |
(9) |
|
— |
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(1,305) |
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|
— |
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14,450 |
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|
1,545 |
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|
1,305 |
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|
14,690 |
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Cybermedia Technologies, LLC |
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Secured Debt (12) |
(6) |
|
— |
|
|
— |
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|
8 |
|
|
— |
|
|
— |
|
|
— |
|
|
— |
|
|
13.00% |
|
|
|
Secured Debt |
(6) |
|
— |
|
|
— |
|
|
2,804 |
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|
28,389 |
|
|
52 |
|
|
1,338 |
|
|
27,103 |
|
|
|
|
|
|
Preferred Member Units |
(6) |
|
— |
|
|
280 |
|
|
1,104 |
|
|
15,000 |
|
|
280 |
|
|
— |
|
|
15,280 |
|
Datacom, LLC |
7.50% |
|
|
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Secured Debt |
(8) |
|
— |
|
|
— |
|
|
20 |
|
|
447 |
|
|
451 |
|
|
540 |
|
|
358 |
|
|
10.00% |
|
|
|
Secured Debt |
(8) |
|
— |
|
|
112 |
|
|
736 |
|
|
7,587 |
|
|
221 |
|
|
203 |
|
|
7,605 |
|
|
|
|
|
|
Preferred Member Units |
(8) |
|
— |
|
|
320 |
|
|
— |
|
|
70 |
|
|
320 |
|
|
— |
|
|
390 |
|
Direct Marketing Solutions, Inc. |
|
|
|
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Secured Debt |
(9) |
|
— |
|
|
(22) |
|
|
70 |
|
|
1,233 |
|
|
1,722 |
|
|
2,955 |
|
|
— |
|
|
14.00% |
|
|
|
Secured Debt |
(9) |
|
— |
|
|
(33) |
|
|
2,682 |
|
|
25,543 |
|
|
33 |
|
|
1,264 |
|
|
24,312 |
|
|
|
|
|
|
Preferred Stock |
(9) |
|
— |
|
|
(1,460) |
|
|
— |
|
|
20,740 |
|
|
— |
|
|
1,460 |
|
|
19,280 |
|
Elgin AcquireCo, LLC |
|
SF+ |
6.00% |
|
Secured Debt (12) |
(5) |
|
— |
|
|
— |
|
|
7 |
|
|
(7) |
|
|
1 |
|
|
— |
|
|
(6) |
|
|
12.00% |
|
|
|
Secured Debt |
(5) |
|
— |
|
|
— |
|
|
1,702 |
|
|
18,632 |
|
|
32 |
|
|
704 |
|
|
17,960 |
|
|
9.00% |
|
|
|
Secured Debt |
(5) |
|
— |
|
|
— |
|
|
427 |
|
|
6,252 |
|
|
2 |
|
|
36 |
|
|
6,218 |
|
|
|
|
|
|
Common Stock |
(5) |
|
— |
|
|
(360) |
|
|
— |
|
|
6,090 |
|
|
— |
|
|
360 |
|
|
5,730 |
|
|
|
|
|
|
Common Stock |
(5) |
|
— |
|
|
1,330 |
|
|
— |
|
|
1,670 |
|
|
1,330 |
|
|
— |
|
|
3,000 |
|
Gamber-Johnson Holdings, LLC |
|
SF+ |
7.00% |
|
Secured Debt (12) |
(5) |
|
— |
|
|
— |
|
|
5 |
|
|
— |
|
|
— |
|
|
— |
|
|
— |
|
|
10.00% |
SF+ |
7.00% |
|
Secured Debt |
(5) |
|
— |
|
|
(78) |
|
|
4,023 |
|
|
54,078 |
|
|
78 |
|
|
5,678 |
|
|
48,478 |
|
|
|
|
|
|
Member Units |
(5) |
|
— |
|
|
10,660 |
|
|
5,409 |
|
|
96,710 |
|
|
10,660 |
|
|
— |
|
|
107,370 |
|
GRT Rubber Technologies LLC |
11.35% |
SF+ |
6.00% |
|
Secured Debt (12) |
(8) |
|
— |
|
|
2 |
|
|
256 |
|
|
2,400 |
|
|
746 |
|
|
— |
|
|
3,146 |
|
|
13.35% |
SF+ |
8.00% |
|
Secured Debt |
(8) |
|
— |
|
|
(35) |
|
|
4,184 |
|
|
40,493 |
|
|
35 |
|
|
35 |
|
|
40,493 |
|
|
|
|
|
|
Member Units |
(8) |
|
— |
|
|
— |
|
|
188 |
|
|
44,440 |
|
|
— |
|
|
— |
|
|
44,440 |
|
|
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Company |
Total Rate |
Base Rate |
Spread |
PIK Rate |
Type of Investment (1) (10) (11) |
Geography |
|
Amount of Realized Gain/(Loss) |
|
Amount of Unrealized Gain/(Loss) |
|
Amount of Interest, Fees or Dividends Credited to Income (2) |
|
December 31, 2023 Fair Value (13) |
|
Gross Additions (3) |
|
Gross Reductions (4) |
|
September 30, 2024 Fair Value (13) |
Gulf Publishing Holdings, LLC |
|
SF+ |
9.50% |
|
Secured Debt (12) |
(8) |
|
— |
|
|
— |
|
|
— |
|
|
— |
|
|
— |
|
|
— |
|
|
— |
|
|
12.50% |
|
|
12.50% |
Secured Debt |
(8) |
|
— |
|
|
(882) |
|
|
76 |
|
|
2,284 |
|
|
— |
|
|
882 |
|
|
1,402 |
|
|
|
|
|
|
Preferred Equity |
(8) |
|
— |
|
|
(2,460) |
|
|
— |
|
|
2,460 |
|
|
— |
|
|
2,460 |
|
|
— |
|
|
|
|
|
|
Member Units |
(8) |
|
— |
|
|
— |
|
|
— |
|
|
— |
|
|
— |
|
|
— |
|
|
— |
|
IG Investor, LLC |
13.00% |
|
|
|
Secured Debt (12) |
(6) |
|
— |
|
|
— |
|
|
61 |
|
|
(35) |
|
|
1,605 |
|
|
— |
|
|
1,570 |
|
|
13.00% |
|
|
|
Secured Debt |
(6) |
|
— |
|
|
— |
|
|
3,662 |
|
|
36,934 |
|
|
62 |
|
|
1,320 |
|
|
35,676 |
|
|
|
|
|
|
Common Equity |
(6) |
|
— |
|
|
470 |
|
|
— |
|
|
14,400 |
|
|
470 |
|
|
— |
|
|
14,870 |
|
Jensen Jewelers of Idaho, LLC |
|
P+ |
6.75% |
|
Secured Debt (12) |
(9) |
|
— |
|
|
— |
|
|
3 |
|
|
— |
|
|
— |
|
|
— |
|
|
— |
|
|
15.25% |
P+ |
6.75% |
|
Secured Debt |
(9) |
|
— |
|
|
— |
|
|
219 |
|
|
1,998 |
|
|
— |
|
|
348 |
|
|
1,650 |
|
|
|
|
|
|
Member Units |
(9) |
|
— |
|
|
(600) |
|
|
1,082 |
|
|
12,420 |
|
|
— |
|
|
600 |
|
|
11,820 |
|
Kickhaefer Manufacturing Company, LLC |
12.00% |
|
|
|
Secured Debt |
(5) |
|
— |
|
|
— |
|
|
1,698 |
|
|
19,774 |
|
|
10 |
|
|
3,200 |
|
|
16,584 |
|
|
9.00% |
|
|
|
Secured Debt |
(5) |
|
— |
|
|
— |
|
|
264 |
|
|
3,805 |
|
|
164 |
|
|
32 |
|
|
3,937 |
|
|
|
|
|
|
Preferred Equity |
(5) |
|
— |
|
|
2,550 |
|
|
— |
|
|
9,690 |
|
|
2,550 |
|
|
— |
|
|
12,240 |
|
|
|
|
|
|
Member Units |
(5) |
|
— |
|
|
(240) |
|
|
95 |
|
|
2,730 |
|
|
— |
|
|
240 |
|
|
2,490 |
|
Metalforming Holdings, LLC |
|
|
|
|
Secured Debt (12) |
(7) |
|
— |
|
|
— |
|
|
9 |
|
|
— |
|
|
— |
|
|
14 |
|
|
(14) |
|
|
10.75% |
|
|
|
Secured Debt |
(7) |
|
— |
|
|
— |
|
|
2,004 |
|
|
23,623 |
|
|
42 |
|
|
1,146 |
|
|
22,519 |
|
|
8.00% |
|
|
8.00% |
Preferred Equity |
(7) |
|
— |
|
|
355 |
|
|
— |
|
|
6,035 |
|
|
355 |
|
|
119 |
|
|
6,271 |
|
|
|
|
|
|
Common Stock |
(7) |
|
— |
|
|
2,480 |
|
|
481 |
|
|
1,500 |
|
|
2,480 |
|
|
— |
|
|
3,980 |
|
MH Corbin Holding LLC |
14.00% |
|
|
|
Secured Debt |
(5) |
|
— |
|
|
(3,482) |
|
|
557 |
|
|
5,022 |
|
|
— |
|
|
3,642 |
|
|
1,380 |
|
|
|
|
|
|
Preferred Member Units |
(5) |
|
— |
|
|
(330) |
|
|
— |
|
|
330 |
|
|
— |
|
|
330 |
|
|
— |
|
|
|
|
|
|
Preferred Member Units |
(5) |
|
— |
|
|
— |
|
|
— |
|
|
— |
|
|
— |
|
|
— |
|
|
— |
|
MSC Adviser I, LLC |
|
|
|
|
Member Units |
(8) |
|
— |
|
|
44,307 |
|
|
8,862 |
|
|
174,063 |
|
|
44,307 |
|
|
— |
|
|
218,370 |
|
Mystic Logistics Holdings, LLC |
|
|
|
|
Secured Debt (12) |
(6) |
|
— |
|
|
— |
|
|
3 |
|
|
— |
|
|
— |
|
|
— |
|
|
— |
|
|
10.00% |
|
|
|
Secured Debt |
(6) |
|
— |
|
|
16 |
|
|
441 |
|
|
5,746 |
|
|
— |
|
|
— |
|
|
5,746 |
|
|
|
|
|
|
Common Stock |
(6) |
|
— |
|
|
(290) |
|
|
2,941 |
|
|
26,390 |
|
|
— |
|
|
290 |
|
|
26,100 |
|
OMi Topco, LLC |
12.00% |
|
|
|
Secured Debt |
(8) |
|
— |
|
|
(30) |
|
|
1,116 |
|
|
12,750 |
|
|
30 |
|
|
2,780 |
|
|
10,000 |
|
|
|
|
|
|
Preferred Member Units |
(8) |
|
— |
|
|
22,160 |
|
|
4,275 |
|
|
36,380 |
|
|
22,160 |
|
|
— |
|
|
58,540 |
|
PPL RVs, Inc. |
|
SF+ |
8.75% |
|
Secured Debt |
(8) |
|
— |
|
|
(1) |
|
|
1 |
|
|
— |
|
|
1 |
|
|
1 |
|
|
— |
|
|
14.23% |
SF+ |
8.75% |
|
Secured Debt |
(8) |
|
— |
|
|
(53) |
|
|
2,135 |
|
|
19,877 |
|
|
53 |
|
|
2,473 |
|
|
17,457 |
|
|
|
|
|
|
Common Stock |
(8) |
|
— |
|
|
(680) |
|
|
24 |
|
|
16,980 |
|
|
— |
|
|
680 |
|
|
16,300 |
|
|
|
|
|
|
Common Stock |
(8) |
|
— |
|
|
146 |
|
|
— |
|
|
368 |
|
|
146 |
|
|
— |
|
|
514 |
|
Principle Environmental, LLC |
13.00% |
|
|
|
Secured Debt |
(8) |
|
— |
|
|
— |
|
|
601 |
|
|
5,829 |
|
|
18 |
|
|
— |
|
|
5,847 |
|
|
|
|
|
|
Preferred Member Units |
(8) |
|
— |
|
|
790 |
|
|
737 |
|
|
10,750 |
|
|
790 |
|
|
— |
|
|
11,540 |
|
|
|
|
|
|
Common Stock |
(8) |
|
— |
|
|
40 |
|
|
— |
|
|
510 |
|
|
40 |
|
|
— |
|
|
550 |
|
Quality Lease Service, LLC |
|
|
|
|
Member Units |
(7) |
|
— |
|
|
— |
|
|
— |
|
|
460 |
|
|
— |
|
|
— |
|
|
460 |
|
Robbins Bros. Jewelry, Inc. |
|
|
|
10.00% |
Secured Debt |
(9) |
|
— |
|
|
— |
|
|
8 |
|
|
(26) |
|
|
2 |
|
|
— |
|
|
(24) |
|
|
12.50% |
|
|
10.00% |
Secured Debt |
(9) |
|
— |
|
|
(14,949) |
|
|
1,083 |
|
|
30,798 |
|
|
18 |
|
|
15,399 |
|
|
15,417 |
|
|
|
|
|
|
Preferred Equity |
(9) |
|
— |
|
|
— |
|
|
6 |
|
|
— |
|
|
— |
|
|
— |
|
|
— |
|
Trantech Radiator Topco, LLC |
|
|
|
|
Secured Debt (12) |
(7) |
|
— |
|
|
— |
|
|
4 |
|
|
— |
|
|
— |
|
|
— |
|
|
— |
|
|
13.50% |
|
|
|
Secured Debt |
(7) |
|
— |
|
|
64 |
|
|
809 |
|
|
7,920 |
|
|
— |
|
|
— |
|
|
7,920 |
|
|
|
|
|
|
Common Stock |
(7) |
|
— |
|
|
(3,240) |
|
|
87 |
|
|
12,740 |
|
|
— |
|
|
3,240 |
|
|
9,500 |
|
Volusion, LLC |
10.00% |
|
|
|
Secured Debt |
(8) |
|
— |
|
|
— |
|
|
160 |
|
|
2,100 |
|
|
— |
|
|
— |
|
|
2,100 |
|
|
|
|
|
|
Preferred Member Units |
(8) |
|
— |
|
|
— |
|
|
— |
|
|
— |
|
|
— |
|
|
— |
|
|
— |
|
|
|
|
|
|
Preferred Member Units |
(8) |
|
— |
|
|
4,421 |
|
|
— |
|
|
7,250 |
|
|
4,422 |
|
|
4,212 |
|
|
7,460 |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Company |
Total Rate |
Base Rate |
Spread |
PIK Rate |
Type of Investment (1) (10) (11) |
Geography |
|
Amount of Realized Gain/(Loss) |
|
Amount of Unrealized Gain/(Loss) |
|
Amount of Interest, Fees or Dividends Credited to Income (2) |
|
December 31, 2023 Fair Value (13) |
|
Gross Additions (3) |
|
Gross Reductions (4) |
|
September 30, 2024 Fair Value (13) |
|
|
|
|
|
Preferred Member Units |
(8) |
|
— |
|
|
— |
|
|
— |
|
|
— |
|
|
— |
|
|
— |
|
|
— |
|
|
|
|
|
|
Common Stock |
(8) |
|
— |
|
|
— |
|
|
— |
|
|
— |
|
|
— |
|
|
— |
|
|
— |
|
Ziegler’s NYPD, LLC |
12.00% |
|
|
|
Secured Debt |
(8) |
|
— |
|
|
— |
|
|
41 |
|
|
450 |
|
|
— |
|
|
— |
|
|
450 |
|
|
6.50% |
|
|
|
Secured Debt |
(8) |
|
— |
|
|
— |
|
|
49 |
|
|
945 |
|
|
— |
|
|
— |
|
|
945 |
|
|
14.00% |
|
|
|
Secured Debt |
(8) |
|
— |
|
|
(1,109) |
|
|
293 |
|
|
2,080 |
|
|
— |
|
|
1,110 |
|
|
970 |
|
|
|
|
|
|
Preferred Member Units |
(8) |
|
— |
|
|
— |
|
|
— |
|
|
— |
|
|
— |
|
|
— |
|
|
— |
|
|
|
|
|
|
Warrants |
(8) |
|
— |
|
|
— |
|
|
— |
|
|
— |
|
|
— |
|
|
— |
|
|
— |
|
Other controlled investments |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
2717 MH, L.P. |
|
|
|
|
LP Interests (2717 MH, L.P.) |
(8) |
|
57 |
|
|
2,846 |
|
|
278 |
|
|
6,050 |
|
|
2,903 |
|
|
57 |
|
|
8,896 |
|
|
|
|
|
|
LP Interests (2717 HPP-MS, L.P.) |
(8) |
|
— |
|
|
60 |
|
|
— |
|
|
315 |
|
|
60 |
|
|
— |
|
|
375 |
|
|
|
|
|
|
LP Interests (2717 GRE-LP, L.P.) |
(8) |
|
— |
|
|
— |
|
|
— |
|
|
— |
|
|
441 |
|
|
— |
|
|
441 |
|
HPEP 423 COR, LP |
|
|
|
|
LP Interests (423 COR, L.P.) |
(8) |
|
— |
|
|
818 |
|
|
88 |
|
|
1,869 |
|
|
2,318 |
|
|
— |
|
|
4,187 |
|
ASC Interests, LLC |
13.00% |
|
|
|
Secured Debt |
(8) |
|
— |
|
|
— |
|
|
40 |
|
|
400 |
|
|
— |
|
|
— |
|
|
400 |
|
|
13.00% |
|
|
|
Secured Debt |
(8) |
|
— |
|
|
— |
|
|
164 |
|
|
1,597 |
|
|
1 |
|
|
— |
|
|
1,598 |
|
|
|
|
|
|
Preferred Member Units |
(8) |
|
— |
|
|
(196) |
|
|
— |
|
|
266 |
|
|
— |
|
|
196 |
|
|
70 |
|
|
|
|
|
|
Member Units |
(8) |
|
— |
|
|
(100) |
|
|
— |
|
|
100 |
|
|
— |
|
|
100 |
|
|
— |
|
ATS Workholding, LLC |
5.00% |
|
|
|
Secured Debt |
(9) |
|
— |
|
|
(281) |
|
|
— |
|
|
328 |
|
|
167 |
|
|
281 |
|
|
214 |
|
|
5.00% |
|
|
|
Secured Debt |
(9) |
|
— |
|
|
(187) |
|
|
— |
|
|
473 |
|
|
— |
|
|
187 |
|
|
286 |
|
|
|
|
|
|
Preferred Member Units |
(9) |
|
— |
|
|
— |
|
|
— |
|
|
— |
|
|
— |
|
|
— |
|
|
— |
|
Barfly Ventures, LLC |
7.00% |
|
|
|
Secured Debt (12) |
(5) |
|
— |
|
|
— |
|
|
38 |
|
|
711 |
|
|
— |
|
|
— |
|
|
711 |
|
|
|
|
|
|
Member Units |
(5) |
|
— |
|
|
1,220 |
|
|
— |
|
|
4,140 |
|
|
1,220 |
|
|
— |
|
|
5,360 |
|
Batjer TopCo, LLC |
10.00% |
|
|
|
Secured Debt (12) |
(8) |
|
— |
|
|
(6) |
|
|
30 |
|
|
— |
|
|
451 |
|
|
6 |
|
|
445 |
|
|
10.00% |
|
|
|
Secured Debt (12) |
(8) |
|
— |
|
|
— |
|
|
21 |
|
|
270 |
|
|
— |
|
|
— |
|
|
270 |
|
|
10.00% |
|
|
|
Secured Debt |
(8) |
|
— |
|
|
(67) |
|
|
821 |
|
|
10,575 |
|
|
16 |
|
|
67 |
|
|
10,524 |
|
|
|
|
|
|
Preferred Stock |
(8) |
|
— |
|
|
(990) |
|
|
643 |
|
|
6,150 |
|
|
— |
|
|
990 |
|
|
5,160 |
|
Bolder Panther Group, LLC |
13.27% |
SF+ |
8.02% |
|
Secured Debt |
(9) |
|
— |
|
|
(63) |
|
|
10,313 |
|
|
96,556 |
|
|
7,599 |
|
|
1,916 |
|
|
102,239 |
|
|
8.00% |
|
|
|
Class B Preferred Member Units |
(9) |
|
— |
|
|
3,690 |
|
|
2,450 |
|
|
31,020 |
|
|
3,690 |
|
|
— |
|
|
34,710 |
|
|
|
|
|
|
Secured Debt |
(9) |
|
— |
|
|
— |
|
|
116 |
|
|
— |
|
|
— |
|
|
— |
|
|
— |
|
Bridge Capital Solutions Corporation |
|
|
|
|
Secured Debt |
(6) |
|
— |
|
|
— |
|
|
767 |
|
|
8,813 |
|
|
— |
|
|
8,813 |
|
|
— |
|
|
|
|
|
|
Secured Debt |
(6) |
|
— |
|
|
— |
|
|
87 |
|
|
1,000 |
|
|
— |
|
|
1,000 |
|
|
— |
|
|
|
|
|
|
Preferred Member Units |
(6) |
|
— |
|
|
(1,000) |
|
|
75 |
|
|
1,000 |
|
|
— |
|
|
1,000 |
|
|
— |
|
|
|
|
|
|
Warrants |
(6) |
|
— |
|
|
(1,808) |
|
|
— |
|
|
1,808 |
|
|
— |
|
|
1,808 |
|
|
— |
|
|
|
|
|
|
Warrants |
(6) |
|
— |
|
|
(2,482) |
|
|
— |
|
|
2,482 |
|
|
— |
|
|
2,482 |
|
|
— |
|
CBT Nuggets, LLC |
|
|
|
|
Member Units |
(9) |
|
— |
|
|
(590) |
|
|
1,647 |
|
|
50,130 |
|
|
— |
|
|
590 |
|
|
49,540 |
|
Centre Technologies Holdings, LLC |
|
SF+ |
10.00% |
|
Secured Debt (12) |
(8) |
|
— |
|
|
— |
|
|
9 |
|
|
— |
|
|
— |
|
|
— |
|
|
— |
|
|
15.35% |
SF+ |
10.00% |
|
Secured Debt |
(8) |
|
— |
|
|
207 |
|
|
2,206 |
|
|
— |
|
|
21,974 |
|
|
1,512 |
|
|
20,462 |
|
|
|
|
|
|
Secured Debt |
(8) |
|
— |
|
|
(62) |
|
|
281 |
|
|
17,574 |
|
|
— |
|
|
17,574 |
|
|
— |
|
|
|
|
|
|
Preferred Member Units |
(8) |
|
— |
|
|
920 |
|
|
90 |
|
|
11,040 |
|
|
920 |
|
|
— |
|
|
11,960 |
|
Chamberlin Holding LLC |
|
SF+ |
6.00% |
|
Secured Debt (12) |
(8) |
|
— |
|
|
(67) |
|
|
74 |
|
|
— |
|
|
67 |
|
|
67 |
|
|
— |
|
|
13.36% |
SF+ |
8.00% |
|
Secured Debt |
(8) |
|
— |
|
|
(1) |
|
|
1,603 |
|
|
15,620 |
|
|
1 |
|
|
1 |
|
|
15,620 |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Company |
Total Rate |
Base Rate |
Spread |
PIK Rate |
Type of Investment (1) (10) (11) |
Geography |
|
Amount of Realized Gain/(Loss) |
|
Amount of Unrealized Gain/(Loss) |
|
Amount of Interest, Fees or Dividends Credited to Income (2) |
|
December 31, 2023 Fair Value (13) |
|
Gross Additions (3) |
|
Gross Reductions (4) |
|
September 30, 2024 Fair Value (13) |
|
|
|
|
|
Member Units |
(8) |
|
— |
|
|
1,210 |
|
|
3,875 |
|
|
29,320 |
|
|
1,210 |
|
|
— |
|
|
30,530 |
|
|
|
|
|
|
Member Units |
(8) |
|
— |
|
|
360 |
|
|
69 |
|
|
2,860 |
|
|
360 |
|
|
— |
|
|
3,220 |
|
Charps, LLC |
10.00% |
|
|
|
Unsecured Debt |
(5) |
|
— |
|
|
(366) |
|
|
793 |
|
|
5,694 |
|
|
366 |
|
|
366 |
|
|
5,694 |
|
|
|
|
|
|
Preferred Member Units |
(5) |
|
— |
|
|
(110) |
|
|
483 |
|
|
15,690 |
|
|
— |
|
|
110 |
|
|
15,580 |
|
Colonial Electric Company LLC |
|
|
|
|
Secured Debt (12) |
(6) |
|
— |
|
|
— |
|
|
6 |
|
|
— |
|
|
— |
|
|
— |
|
|
— |
|
|
12.00% |
|
|
|
Secured Debt |
(6) |
|
— |
|
|
370 |
|
|
1,797 |
|
|
21,627 |
|
|
423 |
|
|
5,825 |
|
|
16,225 |
|
|
|
|
|
|
Preferred Member Units |
(6) |
|
— |
|
|
(1,440) |
|
|
1,440 |
|
|
2,400 |
|
|
— |
|
|
2,400 |
|
|
— |
|
|
|
|
|
|
Preferred Member Units |
(6) |
|
— |
|
|
5,440 |
|
|
2,239 |
|
|
7,680 |
|
|
5,440 |
|
|
— |
|
|
13,120 |
|
Compass Systems & Sales, LLC |
|
|
|
|
Secured Debt |
(5) |
|
— |
|
|
— |
|
|
117 |
|
|
— |
|
|
2,378 |
|
|
2,400 |
|
|
(22) |
|
|
13.50% |
|
|
|
Secured Debt |
(5) |
|
— |
|
|
— |
|
|
1,793 |
|
|
17,034 |
|
|
25 |
|
|
— |
|
|
17,059 |
|
|
|
|
|
|
Preferred Equity |
(5) |
|
— |
|
|
496 |
|
|
180 |
|
|
7,454 |
|
|
497 |
|
|
— |
|
|
7,951 |
|
Copper Trail Fund Investments |
|
|
|
|
LP Interests (CTMH, LP) |
(9) |
|
— |
|
|
— |
|
|
— |
|
|
568 |
|
|
— |
|
|
38 |
|
|
530 |
|
Digital Products Holdings LLC |
15.25% |
SF+ |
10.00% |
|
Secured Debt |
(5) |
|
— |
|
|
— |
|
|
1,641 |
|
|
14,690 |
|
|
47 |
|
|
1,926 |
|
|
12,811 |
|
|
|
|
|
|
Preferred Member Units |
(5) |
|
— |
|
|
— |
|
|
150 |
|
|
9,835 |
|
|
— |
|
|
— |
|
|
9,835 |
|
Garreco, LLC |
|
SF+ |
8.00% |
|
Secured Debt |
(8) |
|
— |
|
|
— |
|
|
92 |
|
|
3,088 |
|
|
— |
|
|
3,088 |
|
|
— |
|
|
|
|
|
|
Member Units |
(8) |
|
— |
|
|
480 |
|
|
57 |
|
|
1,580 |
|
|
480 |
|
|
— |
|
|
2,060 |
|
Harrison Hydra-Gen, Ltd. |
|
|
|
|
Common Stock |
(8) |
|
— |
|
|
1,970 |
|
|
— |
|
|
4,660 |
|
|
1,970 |
|
|
— |
|
|
6,630 |
|
JorVet Holdings, LLC |
12.00% |
|
|
|
Secured Debt |
(9) |
|
— |
|
|
— |
|
|
2,360 |
|
|
25,483 |
|
|
43 |
|
|
899 |
|
|
24,627 |
|
|
|
|
|
|
Preferred Equity |
(9) |
|
— |
|
|
287 |
|
|
752 |
|
|
10,741 |
|
|
539 |
|
|
— |
|
|
11,280 |
|
KBK Industries, LLC |
9.00% |
|
|
|
Secured Debt |
(5) |
|
— |
|
|
(11) |
|
|
313 |
|
|
4,700 |
|
|
11 |
|
|
711 |
|
|
4,000 |
|
|
|
|
|
|
Member Units |
(5) |
|
— |
|
|
2,050 |
|
|
1,906 |
|
|
22,770 |
|
|
2,050 |
|
|
— |
|
|
24,820 |
|
MS Private Loan Fund I, LP |
|
|
|
|
Secured Debt (12) |
(8) |
|
— |
|
|
— |
|
|
44 |
|
|
— |
|
|
16,500 |
|
|
16,500 |
|
|
— |
|
|
|
|
|
|
LP Interests (12) |
(8) |
|
— |
|
|
(248) |
|
|
1,455 |
|
|
14,527 |
|
|
— |
|
|
248 |
|
|
14,279 |
|
MS Private Loan Fund II, LP |
8.75% |
SF+ |
3.50% |
|
Secured Debt (12) |
(8) |
|
— |
|
|
— |
|
|
2,544 |
|
|
23,367 |
|
|
42,060 |
|
|
32,000 |
|
|
33,427 |
|
|
|
|
|
|
LP Interests (12) |
(8) |
|
— |
|
|
252 |
|
|
194 |
|
|
1,561 |
|
|
6,140 |
|
|
— |
|
|
7,701 |
|
MSC Income Fund, Inc. |
|
|
|
|
Common Equity |
(8) |
|
— |
|
|
(271) |
|
|
1,259 |
|
|
10,025 |
|
|
7,000 |
|
|
271 |
|
|
16,754 |
|
NAPCO Precast, LLC |
|
|
|
|
Member Units |
(8) |
|
— |
|
|
(1,980) |
|
|
95 |
|
|
11,730 |
|
|
— |
|
|
1,980 |
|
|
9,750 |
|
Nello Industries Investco, LLC |
11.75% |
SF+ |
6.50% |
|
Secured Debt (12) |
(5) |
|
— |
|
|
— |
|
|
526 |
|
|
— |
|
|
16,774 |
|
|
2,400 |
|
|
14,374 |
|
|
13.50% |
|
|
|
Secured Debt |
(5) |
|
— |
|
|
— |
|
|
1,684 |
|
|
— |
|
|
26,945 |
|
|
— |
|
|
26,945 |
|
|
|
|
|
|
Common Equity |
(5) |
|
— |
|
|
— |
|
|
220 |
|
|
— |
|
|
12,120 |
|
|
— |
|
|
12,120 |
|
NexRev LLC |
10.00% |
|
|
|
Secured Debt (12) |
(8) |
|
— |
|
|
— |
|
|
98 |
|
|
— |
|
|
3,160 |
|
|
1,200 |
|
|
1,960 |
|
|
10.00% |
|
|
|
Secured Debt |
(8) |
|
— |
|
|
21 |
|
|
785 |
|
|
9,751 |
|
|
60 |
|
|
— |
|
|
9,811 |
|
|
|
|
|
|
Preferred Member Units |
(8) |
|
— |
|
|
3,500 |
|
|
645 |
|
|
6,350 |
|
|
3,500 |
|
|
— |
|
|
9,850 |
|
NRP Jones, LLC |
12.00% |
|
|
|
Secured Debt |
(5) |
|
— |
|
|
— |
|
|
190 |
|
|
2,080 |
|
|
— |
|
|
— |
|
|
2,080 |
|
|
|
|
|
|
Member Units |
(5) |
|
— |
|
|
538 |
|
|
— |
|
|
1,466 |
|
|
538 |
|
|
— |
|
|
2,004 |
|
|
|
|
|
|
Member Units |
(5) |
|
— |
|
|
22 |
|
|
— |
|
|
53 |
|
|
22 |
|
|
— |
|
|
75 |
|
NuStep, LLC |
11.85% |
SF+ |
6.50% |
|
Secured Debt |
(5) |
|
— |
|
|
— |
|
|
332 |
|
|
3,600 |
|
|
— |
|
|
— |
|
|
3,600 |
|
|
12.00% |
|
|
|
Secured Debt |
(5) |
|
— |
|
|
— |
|
|
1,693 |
|
|
18,426 |
|
|
10 |
|
|
— |
|
|
18,436 |
|
|
|
|
|
|
Preferred Member Units |
(5) |
|
— |
|
|
390 |
|
|
— |
|
|
9,240 |
|
|
1,420 |
|
|
— |
|
|
10,660 |
|
|
|
|
|
|
Preferred Member Units |
(5) |
|
— |
|
|
90 |
|
|
— |
|
|
5,150 |
|
|
610 |
|
|
— |
|
|
5,760 |
|
Orttech Holdings, LLC |
|
SF+ |
11.00% |
|
Secured Debt (12) |
(5) |
|
— |
|
|
— |
|
|
— |
|
|
— |
|
|
— |
|
|
— |
|
|
— |
|
|
16.35% |
SF+ |
11.00% |
|
Secured Debt |
(5) |
|
— |
|
|
(34) |
|
|
2,785 |
|
|
22,040 |
|
|
34 |
|
|
114 |
|
|
21,960 |
|
|
|
|
|
|
Preferred Stock |
(5) |
|
— |
|
|
(2,370) |
|
|
388 |
|
|
17,050 |
|
|
— |
|
|
2,370 |
|
|
14,680 |
|
Pearl Meyer Topco LLC |
|
|
|
|
Secured Debt |
(6) |
|
— |
|
|
(1) |
|
|
339 |
|
|
3,500 |
|
|
1,501 |
|
|
5,001 |
|
|
— |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Company |
Total Rate |
Base Rate |
Spread |
PIK Rate |
Type of Investment (1) (10) (11) |
Geography |
|
Amount of Realized Gain/(Loss) |
|
Amount of Unrealized Gain/(Loss) |
|
Amount of Interest, Fees or Dividends Credited to Income (2) |
|
December 31, 2023 Fair Value (13) |
|
Gross Additions (3) |
|
Gross Reductions (4) |
|
September 30, 2024 Fair Value (13) |
|
12.00% |
|
|
|
Secured Debt |
(6) |
|
— |
|
|
148 |
|
|
2,915 |
|
|
20,000 |
|
|
23,219 |
|
|
— |
|
|
43,219 |
|
|
12.00% |
|
|
|
Secured Debt |
(6) |
|
— |
|
|
(18) |
|
|
2,546 |
|
|
27,681 |
|
|
18 |
|
|
18 |
|
|
27,681 |
|
|
|
|
|
|
Preferred Equity |
(6) |
|
— |
|
|
16,450 |
|
|
8,800 |
|
|
44,090 |
|
|
16,450 |
|
|
— |
|
|
60,540 |
|
Pinnacle TopCo, LLC |
|
|
|
|
Secured Debt (12) |
(8) |
|
— |
|
|
13 |
|
|
14 |
|
|
444 |
|
|
16 |
|
|
460 |
|
|
— |
|
|
13.00% |
|
|
|
Secured Debt |
(8) |
|
— |
|
|
243 |
|
|
3,046 |
|
|
30,339 |
|
|
301 |
|
|
1,600 |
|
|
29,040 |
|
|
|
|
|
|
Preferred Equity |
(8) |
|
— |
|
|
4,820 |
|
|
1,721 |
|
|
12,540 |
|
|
4,820 |
|
|
— |
|
|
17,360 |
|
River Aggregates, LLC |
|
|
|
|
Member Units |
(8) |
|
(409) |
|
|
80 |
|
|
— |
|
|
3,710 |
|
|
80 |
|
|
— |
|
|
3,790 |
|
Tedder Industries, LLC |
12.00% |
|
|
12.00% |
Secured Debt |
(9) |
|
— |
|
|
— |
|
|
56 |
|
|
1,726 |
|
|
— |
|
|
— |
|
|
1,726 |
|
|
12.00% |
|
|
12.00% |
Secured Debt |
(9) |
|
— |
|
|
(9,605) |
|
|
461 |
|
|
14,262 |
|
|
— |
|
|
9,605 |
|
|
4,657 |
|
|
|
|
|
|
Preferred Member Units |
(9) |
|
— |
|
|
— |
|
|
— |
|
|
— |
|
|
— |
|
|
— |
|
|
— |
|
|
|
|
|
|
Preferred Member Units |
(9) |
|
— |
|
|
— |
|
|
— |
|
|
— |
|
|
— |
|
|
— |
|
|
— |
|
|
|
|
|
|
Preferred Member Units |
(9) |
|
— |
|
|
— |
|
|
— |
|
|
— |
|
|
— |
|
|
— |
|
|
— |
|
Televerde, LLC |
|
|
|
|
Member Units |
(8) |
|
— |
|
|
(1,224) |
|
|
— |
|
|
4,734 |
|
|
— |
|
|
1,224 |
|
|
3,510 |
|
|
|
|
|
|
Preferred Stock |
(8) |
|
— |
|
|
— |
|
|
— |
|
|
1,794 |
|
|
— |
|
|
— |
|
|
1,794 |
|
Vision Interests, Inc. |
|
|
|
|
Series A Preferred Stock |
(9) |
|
— |
|
|
— |
|
|
— |
|
|
3,000 |
|
|
— |
|
|
— |
|
|
3,000 |
|
VVS Holdco LLC |
|
SF+ |
6.00% |
|
Secured Debt (12) |
(5) |
|
— |
|
|
— |
|
|
12 |
|
|
— |
|
|
— |
|
|
— |
|
|
— |
|
|
11.50% |
|
|
|
Secured Debt |
(5) |
|
— |
|
|
— |
|
|
2,457 |
|
|
28,035 |
|
|
47 |
|
|
1,160 |
|
|
26,922 |
|
|
|
|
|
|
Preferred Equity |
(5) |
|
— |
|
|
— |
|
|
320 |
|
|
12,240 |
|
|
— |
|
|
— |
|
|
12,240 |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Other |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Amounts related to investments transferred to or from other 1940 Act classification during the period |
|
|
|
|
|
|
|
— |
|
|
3,694 |
|
|
2,723 |
|
|
58,515 |
|
|
— |
|
|
— |
|
|
— |
|
Total Control investments |
|
|
|
|
|
|
|
$ |
(352) |
|
|
$ |
88,007 |
|
|
$ |
152,572 |
|
|
$ |
2,006,698 |
|
|
$ |
358,982 |
|
|
$ |
202,589 |
|
|
$ |
2,104,576 |
|
Affiliate Investments |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
423 HAR, LP |
|
|
|
|
LP Interests (423 HAR, L.P.) |
(8) |
|
$ |
— |
|
|
$ |
229 |
|
|
$ |
— |
|
|
$ |
996 |
|
|
$ |
230 |
|
|
$ |
— |
|
|
$ |
1,226 |
|
AAC Holdings, Inc. |
18.00% |
|
|
18.00% |
Secured Debt (12) |
(7) |
|
— |
|
|
(2) |
|
|
67 |
|
|
418 |
|
|
82 |
|
|
2 |
|
|
498 |
|
|
18.00% |
|
|
18.00% |
Secured Debt |
(7) |
|
— |
|
|
(46) |
|
|
2,164 |
|
|
13,895 |
|
|
2,678 |
|
|
46 |
|
|
16,527 |
|
|
|
|
|
|
Common Stock |
(7) |
|
— |
|
|
— |
|
|
— |
|
|
— |
|
|
— |
|
|
— |
|
|
— |
|
|
|
|
|
|
Warrants |
(7) |
|
— |
|
|
— |
|
|
— |
|
|
— |
|
|
— |
|
|
— |
|
|
— |
|
Boccella Precast Products LLC |
10.00% |
|
|
|
Secured Debt |
(6) |
|
— |
|
|
(55) |
|
|
24 |
|
|
320 |
|
|
— |
|
|
55 |
|
|
265 |
|
|
|
|
|
|
Member Units |
(6) |
|
— |
|
|
(1,680) |
|
|
30 |
|
|
1,990 |
|
|
— |
|
|
1,680 |
|
|
310 |
|
Buca C, LLC |
15.00% |
|
|
15.00% |
Secured Debt |
(7) |
|
— |
|
|
(1,025) |
|
|
563 |
|
|
12,144 |
|
|
— |
|
|
12,144 |
|
|
— |
|
|
6.00% |
|
|
6.00% |
Preferred Member Units |
(7) |
|
— |
|
|
— |
|
|
— |
|
|
— |
|
|
— |
|
|
— |
|
|
— |
|
|
15.00% |
|
|
15.00% |
Secured Debt (12) |
(7) |
|
— |
|
|
— |
|
|
— |
|
|
— |
|
|
— |
|
|
— |
|
|
— |
|
|
15.00% |
|
|
10.00% |
Secured Debt |
(7) |
|
— |
|
|
(3,345) |
|
|
— |
|
|
— |
|
|
19,571 |
|
|
3,345 |
|
|
16,226 |
|
Career Team Holdings, LLC |
11.25% |
SF+ |
6.00% |
|
Secured Debt (12) |
(6) |
|
— |
|
|
— |
|
|
94 |
|
|
881 |
|
|
2,255 |
|
|
2,475 |
|
|
661 |
|
|
13.00% |
|
|
|
Secured Debt |
(6) |
|
— |
|
|
— |
|
|
1,999 |
|
|
19,906 |
|
|
31 |
|
|
180 |
|
|
19,757 |
|
|
|
|
|
|
Common Stock |
(6) |
|
— |
|
|
— |
|
|
— |
|
|
4,500 |
|
|
— |
|
|
— |
|
|
4,500 |
|
Classic H&G Holdings, LLC |
|
SF+ |
6.00% |
|
Secured Debt |
(6) |
|
— |
|
|
— |
|
|
181 |
|
|
4,560 |
|
|
— |
|
|
4,560 |
|
|
— |
|
|
|
|
|
|
Secured Debt |
(6) |
|
— |
|
|
(50) |
|
|
654 |
|
|
19,274 |
|
|
50 |
|
|
19,324 |
|
|
— |
|
|
|
|
|
|
Preferred Member Units |
(6) |
|
10,365 |
|
|
(7,590) |
|
|
1,470 |
|
|
16,000 |
|
|
10,365 |
|
|
23,715 |
|
|
2,650 |
|
Congruent Credit Opportunities Funds |
|
|
|
|
LP Interests (Congruent Credit Opportunities Fund III, LP) |
(8) |
|
— |
|
|
(51) |
|
|
193 |
|
|
4,352 |
|
|
— |
|
|
1,974 |
|
|
2,378 |
|
DMA Industries, LLC |
12.00% |
|
|
|
Secured Debt |
(7) |
|
— |
|
|
(115) |
|
|
1,659 |
|
|
18,800 |
|
|
32 |
|
|
2,115 |
|
|
16,717 |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Company |
Total Rate |
Base Rate |
Spread |
PIK Rate |
Type of Investment (1) (10) (11) |
Geography |
|
Amount of Realized Gain/(Loss) |
|
Amount of Unrealized Gain/(Loss) |
|
Amount of Interest, Fees or Dividends Credited to Income (2) |
|
December 31, 2023 Fair Value (13) |
|
Gross Additions (3) |
|
Gross Reductions (4) |
|
September 30, 2024 Fair Value (13) |
|
|
|
|
|
Preferred Equity |
(7) |
|
— |
|
|
(1,716) |
|
|
— |
|
|
7,660 |
|
|
— |
|
|
1,716 |
|
|
5,944 |
|
|
12.00% |
|
|
|
Secured Debt |
(7) |
|
— |
|
|
— |
|
|
26 |
|
|
— |
|
|
555 |
|
|
— |
|
|
555 |
|
|
15.00% |
|
|
15.00% |
Preferred Equity |
(7) |
|
— |
|
|
— |
|
|
54 |
|
|
— |
|
|
3,122 |
|
|
— |
|
|
3,122 |
|
Dos Rios Partners |
|
|
|
|
LP Interests (Dos Rios Partners, LP) |
(8) |
|
— |
|
|
(921) |
|
|
— |
|
|
8,443 |
|
|
— |
|
|
1,063 |
|
|
7,380 |
|
|
|
|
|
|
LP Interests (Dos Rios Partners - A, LP) |
(8) |
|
— |
|
|
35 |
|
|
— |
|
|
2,631 |
|
|
35 |
|
|
45 |
|
|
2,621 |
|
Dos Rios Stone Products LLC |
|
|
|
|
Class A Preferred Units |
(8) |
|
— |
|
|
(1,580) |
|
|
— |
|
|
1,580 |
|
|
— |
|
|
1,580 |
|
|
— |
|
EIG Fund Investments |
|
|
|
|
LP Interests (EIG Global Private Debt Fund-A, L.P.) |
(8) |
|
32 |
|
|
— |
|
|
44 |
|
|
760 |
|
|
33 |
|
|
424 |
|
|
369 |
|
FCC Intermediate Holdco, LLC |
13.00% |
|
|
|
Secured Debt |
(5) |
|
— |
|
|
— |
|
|
2,497 |
|
|
— |
|
|
28,900 |
|
|
— |
|
|
28,900 |
|
|
|
|
|
|
Warrants |
(5) |
|
— |
|
|
— |
|
|
— |
|
|
— |
|
|
3,920 |
|
|
— |
|
|
3,920 |
|
Flame King Holdings, LLC |
|
|
|
|
Preferred Equity |
(9) |
|
— |
|
|
7,850 |
|
|
3,231 |
|
|
27,900 |
|
|
7,850 |
|
|
— |
|
|
35,750 |
|
Freeport Financial SBIC Fund LP |
|
|
|
|
LP Interests (Freeport Financial SBIC Fund LP) |
(5) |
|
— |
|
|
(349) |
|
|
— |
|
|
3,012 |
|
|
— |
|
|
628 |
|
|
2,384 |
|
|
|
|
|
|
LP Interests (Freeport First Lien Loan Fund III LP) |
(5) |
|
— |
|
|
193 |
|
|
38 |
|
|
3,704 |
|
|
194 |
|
|
2,005 |
|
|
1,893 |
|
GFG Group, LLC |
8.00% |
|
|
|
Secured Debt |
(5) |
|
— |
|
|
(18) |
|
|
576 |
|
|
9,345 |
|
|
18 |
|
|
1,178 |
|
|
8,185 |
|
|
|
|
|
|
Preferred Member Units |
(5) |
|
— |
|
|
(920) |
|
|
1,294 |
|
|
11,460 |
|
|
— |
|
|
920 |
|
|
10,540 |
|
Gulf Manufacturing, LLC |
|
SF+ |
7.63% |
|
Secured Debt (12) |
(8) |
|
— |
|
|
44 |
|
|
120 |
|
|
— |
|
|
— |
|
|
— |
|
|
— |
|
|
12.88% |
SF+ |
7.63% |
|
Secured Debt |
(8) |
|
— |
|
|
349 |
|
|
4,219 |
|
|
— |
|
|
40,000 |
|
|
500 |
|
|
39,500 |
|
|
|
|
|
|
Member Units |
(8) |
|
— |
|
|
6,100 |
|
|
1,310 |
|
|
9,070 |
|
|
6,100 |
|
|
— |
|
|
15,170 |
|
Hawk Ridge Systems, LLC |
11.35% |
SF+ |
6.00% |
|
Secured Debt |
(9) |
|
— |
|
|
(1) |
|
|
224 |
|
|
1,974 |
|
|
5,945 |
|
|
5,361 |
|
|
2,558 |
|
|
12.50% |
|
|
|
Secured Debt |
(9) |
|
— |
|
|
(41) |
|
|
4,347 |
|
|
45,256 |
|
|
41 |
|
|
41 |
|
|
45,256 |
|
|
|
|
|
|
Preferred Member Units |
(9) |
|
— |
|
|
1,540 |
|
|
— |
|
|
17,460 |
|
|
1,540 |
|
|
— |
|
|
19,000 |
|
|
|
|
|
|
Preferred Member Units |
(9) |
|
— |
|
|
80 |
|
|
— |
|
|
920 |
|
|
80 |
|
|
— |
|
|
1,000 |
|
Houston Plating and Coatings, LLC |
8.00% |
|
|
|
Unsecured Convertible Debt |
(8) |
|
— |
|
|
60 |
|
|
213 |
|
|
2,880 |
|
|
60 |
|
|
— |
|
|
2,940 |
|
|
|
|
|
|
Member Units |
(8) |
|
— |
|
|
(10) |
|
|
83 |
|
|
3,340 |
|
|
— |
|
|
10 |
|
|
3,330 |
|
HPEP 3, L.P. |
|
|
|
|
LP Interests (HPEP 3, L.P.) (12) |
(8) |
|
— |
|
|
247 |
|
|
— |
|
|
4,225 |
|
|
247 |
|
|
— |
|
|
4,472 |
|
|
|
|
|
|
LP Interests (HPEP 4, L.P.) (12) |
(8) |
|
— |
|
|
329 |
|
|
— |
|
|
3,773 |
|
|
1,211 |
|
|
— |
|
|
4,984 |
|
I-45 SLF LLC |
|
|
|
|
Member Units (Fully diluted 20.0%; 21.75% profits interest) |
(8) |
|
(7,107) |
|
|
6,710 |
|
|
429 |
|
|
13,490 |
|
|
— |
|
|
13,490 |
|
|
— |
|
Independent Pet Partners Intermediate Holdings, LLC |
|
|
|
|
Common Equity |
(6) |
|
— |
|
|
2,700 |
|
|
— |
|
|
17,690 |
|
|
2,700 |
|
|
— |
|
|
20,390 |
|
Infinity X1 Holdings, LLC |
12.00% |
|
|
|
Secured Debt |
(9) |
|
— |
|
|
— |
|
|
1,625 |
|
|
17,403 |
|
|
42 |
|
|
2,275 |
|
|
15,170 |
|
|
|
|
|
|
Preferred Equity |
(9) |
|
— |
|
|
2,452 |
|
|
622 |
|
|
4,000 |
|
|
2,820 |
|
|
— |
|
|
6,820 |
|
Integral Energy Services |
13.09% |
SF+ |
7.50% |
|
Secured Debt |
(8) |
|
— |
|
|
232 |
|
|
1,400 |
|
|
13,891 |
|
|
295 |
|
|
1,571 |
|
|
12,615 |
|
|
10.00% |
|
|
10.00% |
Preferred Equity |
(8) |
|
— |
|
|
125 |
|
|
21 |
|
|
300 |
|
|
146 |
|
|
— |
|
|
446 |
|
|
|
|
|
|
Common Stock |
(8) |
|
— |
|
|
390 |
|
|
32 |
|
|
160 |
|
|
390 |
|
|
— |
|
|
550 |
|
Iron-Main Investments, LLC |
13.00% |
|
|
|
Secured Debt |
(5) |
|
— |
|
|
— |
|
|
465 |
|
|
4,487 |
|
|
5 |
|
|
— |
|
|
4,492 |
|
|
13.00% |
|
|
|
Secured Debt |
(5) |
|
— |
|
|
— |
|
|
303 |
|
|
2,922 |
|
|
4 |
|
|
— |
|
|
2,926 |
|
|
13.00% |
|
|
|
Secured Debt |
(5) |
|
— |
|
|
— |
|
|
911 |
|
|
8,944 |
|
|
— |
|
|
— |
|
|
8,944 |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Company |
Total Rate |
Base Rate |
Spread |
PIK Rate |
Type of Investment (1) (10) (11) |
Geography |
|
Amount of Realized Gain/(Loss) |
|
Amount of Unrealized Gain/(Loss) |
|
Amount of Interest, Fees or Dividends Credited to Income (2) |
|
December 31, 2023 Fair Value (13) |
|
Gross Additions (3) |
|
Gross Reductions (4) |
|
September 30, 2024 Fair Value (13) |
|
13.00% |
|
|
|
Secured Debt |
(5) |
|
— |
|
|
— |
|
|
1,962 |
|
|
19,503 |
|
|
33 |
|
|
2,000 |
|
|
17,536 |
|
|
13.00% |
|
|
|
Secured Debt |
(5) |
|
— |
|
|
— |
|
|
1,111 |
|
|
10,273 |
|
|
64 |
|
|
480 |
|
|
9,857 |
|
|
|
|
|
|
Common Stock |
(5) |
|
— |
|
|
170 |
|
|
— |
|
|
2,680 |
|
|
170 |
|
|
— |
|
|
2,850 |
|
|
25.00% |
|
|
25.00% |
Preferred Equity |
(5) |
|
— |
|
|
49 |
|
|
— |
|
|
— |
|
|
760 |
|
|
— |
|
|
760 |
|
ITA Holdings Group, LLC |
15.53% |
SF+ |
9.00% |
1.00% |
Secured Debt |
(8) |
|
— |
|
|
— |
|
|
124 |
|
|
816 |
|
|
602 |
|
|
236 |
|
|
1,182 |
|
|
15.53% |
SF+ |
9.00% |
1.00% |
Secured Debt (12) |
(8) |
|
— |
|
|
— |
|
|
98 |
|
|
697 |
|
|
297 |
|
|
— |
|
|
994 |
|
|
14.53% |
SF+ |
8.00% |
1.00% |
Secured Debt |
(8) |
|
— |
|
|
— |
|
|
711 |
|
|
3,430 |
|
|
259 |
|
|
— |
|
|
3,689 |
|
|
16.53% |
SF+ |
10.00% |
1.00% |
Secured Debt |
(8) |
|
— |
|
|
— |
|
|
778 |
|
|
3,430 |
|
|
259 |
|
|
— |
|
|
3,689 |
|
|
|
|
|
|
Warrants |
(8) |
|
— |
|
|
1,189 |
|
|
— |
|
|
2,091 |
|
|
1,189 |
|
|
— |
|
|
3,280 |
|
Johnson Downie Opco, LLC |
|
|
|
|
Secured Debt (12) |
(8) |
|
— |
|
|
(5) |
|
|
18 |
|
|
— |
|
|
5 |
|
|
5 |
|
|
— |
|
|
15.00% |
|
|
|
Secured Debt |
(8) |
|
— |
|
|
(41) |
|
|
2,665 |
|
|
24,207 |
|
|
41 |
|
|
2,741 |
|
|
21,507 |
|
|
|
|
|
|
Preferred Equity |
(8) |
|
— |
|
|
4,680 |
|
|
805 |
|
|
9,620 |
|
|
4,680 |
|
|
— |
|
|
14,300 |
|
MoneyThumb Acquisition, LLC |
14.00% |
|
|
|
Secured Debt |
(9) |
|
— |
|
|
— |
|
|
375 |
|
|
— |
|
|
8,933 |
|
|
— |
|
|
8,933 |
|
|
12.00% |
|
|
12.00% |
Preferred Member Units |
(9) |
|
— |
|
|
— |
|
|
23 |
|
|
— |
|
|
1,656 |
|
|
— |
|
|
1,656 |
|
|
|
|
|
|
Warrants |
(9) |
|
— |
|
|
— |
|
|
— |
|
|
— |
|
|
594 |
|
|
— |
|
|
594 |
|
Nebraska Vet AcquireCo, LLC |
12.35% |
SF+ |
7.00% |
|
Secured Debt (12) |
(8) |
|
— |
|
|
8 |
|
|
61 |
|
|
— |
|
|
1,250 |
|
|
— |
|
|
1,250 |
|
|
|
|
|
|
Secured Debt |
(8) |
|
— |
|
|
(121) |
|
|
| |