Quarterly report pursuant to Section 13 or 15(d)

Consolidated Schedule of Investments In and Advances to Affiliates

v3.24.3
Consolidated Schedule of Investments In and Advances to Affiliates
9 Months Ended
Sep. 30, 2024
Investments in and Advances to Affiliates, Schedule of Investments [Abstract]  
Consolidated Schedule of Investments In and Advances to Affiliates
Company Total Rate Base Rate Spread PIK Rate Type of Investment (1) (10) (11) Geography Amount of
Realized
Gain/(Loss)
Amount of
Unrealized
Gain/(Loss)
Amount of
Interest,
Fees or
Dividends
Credited to
Income (2)
December 31,
2023 Fair Value (13)
Gross
Additions (3)
Gross
Reductions (4)
September 30,
2024 Fair Value (13)
Majority-owned investments
Analytical Systems Keco Holdings, LLC Secured Debt (12) (8) $ —  $ —  $ $ 219  $ —  $ 219  $ — 
13.75% Secured Debt (8) —  —  551  4,084  310  300  4,094 
Preferred Member Units (8) —  —  —  —  —  —  — 
Preferred Member Units (8) —  850  —  4,860  850  —  5,710 
Warrants (8) —  —  —  —  —  —  — 
Brewer Crane Holdings, LLC 15.35% SF+ 10.00% Secured Debt (9) —  —  631  5,498  14  372  5,140 
Preferred Member Units (9) —  (190) 90  5,620  —  189  5,431 
Café Brazil, LLC Member Units (8) —  (520) 30  1,980  —  520  1,460 
California Splendor Holdings LLC 14.00% 4.00% Secured Debt (9) —  (79) 3,098  27,655  594  79  28,170 
14.00% 4.00% Secured Debt (9) —  —  49  —  1,487  —  1,487 
Preferred Member Units (9) —  893  188  15,695  6,520  —  22,215 
15.00% 15.00% Preferred Member Units (9) —  —  940  4,601  5,940  —  10,541 
Clad-Rex Steel, LLC Secured Debt (12) (5) —  —  —  —  —  — 
10.00% Secured Debt (5) —  138  709  8,422  109  1,400  7,131 
10.00% Secured Debt (5) —  —  75  1,004  —  29  975 
Member Units (5) —  3,640  585  5,200  3,640  —  8,840 
Member Units (5) —  (179) —  1,129  —  179  950 
Cody Pools, Inc. Secured Debt (12) (8) —  38  —  1,264  1,264  — 
12.50% Secured Debt (8) —  (9) 3,887  42,073  2,219  39,863 
Preferred Member Units (8) —  (2,510) 1,568  72,470  —  2,510  69,960 
CompareNetworks Topco, LLC SF+ 9.00% Secured Debt (9) —  —  —  —  —  —  — 
14.35% SF+ 9.00% Secured Debt (9) —  —  368  3,454  —  352  3,102 
Preferred Member Units (9) —  (1,305) —  14,450  1,545  1,305  14,690 
Cybermedia Technologies, LLC Secured Debt (12) (6) —  —  —  —  —  — 
13.00% Secured Debt (6) —  —  2,804  28,389  52  1,338  27,103 
Preferred Member Units (6) —  280  1,104  15,000  280  —  15,280 
Datacom, LLC 7.50% Secured Debt (8) —  —  20  447  451  540  358 
10.00% Secured Debt (8) —  112  736  7,587  221  203  7,605 
Preferred Member Units (8) —  320  —  70  320  —  390 
Direct Marketing Solutions, Inc. Secured Debt (9) —  (22) 70  1,233  1,722  2,955  — 
14.00% Secured Debt (9) —  (33) 2,682  25,543  33  1,264  24,312 
Preferred Stock (9) —  (1,460) —  20,740  —  1,460  19,280 
Elgin AcquireCo, LLC SF+ 6.00% Secured Debt (12) (5) —  —  (7) —  (6)
12.00% Secured Debt (5) —  —  1,702  18,632  32  704  17,960 
9.00% Secured Debt (5) —  —  427  6,252  36  6,218 
Common Stock (5) —  (360) —  6,090  —  360  5,730 
Common Stock (5) —  1,330  —  1,670  1,330  —  3,000 
Gamber-Johnson Holdings, LLC SF+ 7.00% Secured Debt (12) (5) —  —  —  —  —  — 
10.00% SF+ 7.00% Secured Debt (5) —  (78) 4,023  54,078  78  5,678  48,478 
Member Units (5) —  10,660  5,409  96,710  10,660  —  107,370 
GRT Rubber Technologies LLC 11.35% SF+ 6.00% Secured Debt (12) (8) —  256  2,400  746  —  3,146 
13.35% SF+ 8.00% Secured Debt (8) —  (35) 4,184  40,493  35  35  40,493 
Member Units (8) —  —  188  44,440  —  —  44,440 
Company Total Rate Base Rate Spread PIK Rate Type of Investment (1) (10) (11) Geography Amount of
Realized
Gain/(Loss)
Amount of
Unrealized
Gain/(Loss)
Amount of
Interest,
Fees or
Dividends
Credited to
Income (2)
December 31,
2023 Fair Value (13)
Gross
Additions (3)
Gross
Reductions (4)
September 30,
2024 Fair Value (13)
Gulf Publishing Holdings, LLC SF+ 9.50% Secured Debt (12) (8) —  —  —  —  —  —  — 
12.50% 12.50% Secured Debt (8) —  (882) 76  2,284  —  882  1,402 
Preferred Equity (8) —  (2,460) —  2,460  —  2,460  — 
Member Units (8) —  —  —  —  —  —  — 
IG Investor, LLC 13.00% Secured Debt (12) (6) —  —  61  (35) 1,605  —  1,570 
13.00% Secured Debt (6) —  —  3,662  36,934  62  1,320  35,676 
Common Equity (6) —  470  —  14,400  470  —  14,870 
Jensen Jewelers of Idaho, LLC P+ 6.75% Secured Debt (12) (9) —  —  —  —  —  — 
15.25% P+ 6.75% Secured Debt (9) —  —  219  1,998  —  348  1,650 
Member Units (9) —  (600) 1,082  12,420  —  600  11,820 
Kickhaefer Manufacturing Company, LLC 12.00% Secured Debt (5) —  —  1,698  19,774  10  3,200  16,584 
9.00% Secured Debt (5) —  —  264  3,805  164  32  3,937 
Preferred Equity (5) —  2,550  —  9,690  2,550  —  12,240 
Member Units (5) —  (240) 95  2,730  —  240  2,490 
Metalforming Holdings, LLC Secured Debt (12) (7) —  —  —  —  14  (14)
10.75% Secured Debt (7) —  —  2,004  23,623  42  1,146  22,519 
8.00% 8.00% Preferred Equity (7) —  355  —  6,035  355  119  6,271 
Common Stock (7) —  2,480  481  1,500  2,480  —  3,980 
MH Corbin Holding LLC 14.00% Secured Debt (5) —  (3,482) 557  5,022  —  3,642  1,380 
Preferred Member Units (5) —  (330) —  330  —  330  — 
Preferred Member Units (5) —  —  —  —  —  —  — 
MSC Adviser I, LLC Member Units (8) —  44,307  8,862  174,063  44,307  —  218,370 
Mystic Logistics Holdings, LLC Secured Debt (12) (6) —  —  —  —  —  — 
10.00% Secured Debt (6) —  16  441  5,746  —  —  5,746 
Common Stock (6) —  (290) 2,941  26,390  —  290  26,100 
OMi Topco, LLC 12.00% Secured Debt (8) —  (30) 1,116  12,750  30  2,780  10,000 
Preferred Member Units (8) —  22,160  4,275  36,380  22,160  —  58,540 
PPL RVs, Inc. SF+ 8.75% Secured Debt (8) —  (1) —  — 
14.23% SF+ 8.75% Secured Debt (8) —  (53) 2,135  19,877  53  2,473  17,457 
Common Stock (8) —  (680) 24  16,980  —  680  16,300 
Common Stock (8) —  146  —  368  146  —  514 
Principle Environmental, LLC 13.00% Secured Debt (8) —  —  601  5,829  18  —  5,847 
Preferred Member Units (8) —  790  737  10,750  790  —  11,540 
Common Stock (8) —  40  —  510  40  —  550 
Quality Lease Service, LLC Member Units (7) —  —  —  460  —  —  460 
Robbins Bros. Jewelry, Inc. 10.00% Secured Debt (9) —  —  (26) —  (24)
12.50% 10.00% Secured Debt (9) —  (14,949) 1,083  30,798  18  15,399  15,417 
Preferred Equity (9) —  —  —  —  —  — 
Trantech Radiator Topco, LLC Secured Debt (12) (7) —  —  —  —  —  — 
13.50% Secured Debt (7) —  64  809  7,920  —  —  7,920 
Common Stock (7) —  (3,240) 87  12,740  —  3,240  9,500 
Volusion, LLC 10.00% Secured Debt (8) —  —  160  2,100  —  —  2,100 
Preferred Member Units (8) —  —  —  —  —  —  — 
Preferred Member Units (8) —  4,421  —  7,250  4,422  4,212  7,460 
Company Total Rate Base Rate Spread PIK Rate Type of Investment (1) (10) (11) Geography Amount of
Realized
Gain/(Loss)
Amount of
Unrealized
Gain/(Loss)
Amount of
Interest,
Fees or
Dividends
Credited to
Income (2)
December 31,
2023 Fair Value (13)
Gross
Additions (3)
Gross
Reductions (4)
September 30,
2024 Fair Value (13)
Preferred Member Units (8) —  —  —  —  —  —  — 
Common Stock (8) —  —  —  —  —  —  — 
Ziegler’s NYPD, LLC 12.00% Secured Debt (8) —  —  41  450  —  —  450 
6.50% Secured Debt (8) —  —  49  945  —  —  945 
14.00% Secured Debt (8) —  (1,109) 293  2,080  —  1,110  970 
Preferred Member Units (8) —  —  —  —  —  —  — 
Warrants (8) —  —  —  —  —  —  — 
Other controlled investments
2717 MH, L.P. LP Interests (2717 MH, L.P.) (8) 57  2,846  278  6,050  2,903  57  8,896 
LP Interests (2717 HPP-MS, L.P.) (8) —  60  —  315  60  —  375 
LP Interests (2717 GRE-LP, L.P.) (8) —  —  —  —  441  —  441 
HPEP 423 COR, LP LP Interests (423 COR, L.P.) (8) —  818  88  1,869  2,318  —  4,187 
ASC Interests, LLC 13.00% Secured Debt (8) —  —  40  400  —  —  400 
13.00% Secured Debt (8) —  —  164  1,597  —  1,598 
Preferred Member Units (8) —  (196) —  266  —  196  70 
Member Units (8) —  (100) —  100  —  100  — 
ATS Workholding, LLC 5.00% Secured Debt (9) —  (281) —  328  167  281  214 
5.00% Secured Debt (9) —  (187) —  473  —  187  286 
Preferred Member Units (9) —  —  —  —  —  —  — 
Barfly Ventures, LLC 7.00% Secured Debt (12) (5) —  —  38  711  —  —  711 
Member Units (5) —  1,220  —  4,140  1,220  —  5,360 
Batjer TopCo, LLC 10.00% Secured Debt (12) (8) —  (6) 30  —  451  445 
10.00% Secured Debt (12) (8) —  —  21  270  —  —  270 
10.00% Secured Debt (8) —  (67) 821  10,575  16  67  10,524 
Preferred Stock (8) —  (990) 643  6,150  —  990  5,160 
Bolder Panther Group, LLC 13.27% SF+ 8.02% Secured Debt (9) —  (63) 10,313  96,556  7,599  1,916  102,239 
8.00% Class B Preferred Member Units (9) —  3,690  2,450  31,020  3,690  —  34,710 
Secured Debt (9) —  —  116  —  —  —  — 
Bridge Capital Solutions Corporation Secured Debt (6) —  —  767  8,813  —  8,813  — 
Secured Debt (6) —  —  87  1,000  —  1,000  — 
Preferred Member Units (6) —  (1,000) 75  1,000  —  1,000  — 
Warrants (6) —  (1,808) —  1,808  —  1,808  — 
Warrants (6) —  (2,482) —  2,482  —  2,482  — 
CBT Nuggets, LLC Member Units (9) —  (590) 1,647  50,130  —  590  49,540 
Centre Technologies Holdings, LLC SF+ 10.00% Secured Debt (12) (8) —  —  —  —  —  — 
15.35% SF+ 10.00% Secured Debt (8) —  207  2,206  —  21,974  1,512  20,462 
Secured Debt (8) —  (62) 281  17,574  —  17,574  — 
Preferred Member Units (8) —  920  90  11,040  920  —  11,960 
Chamberlin Holding LLC SF+ 6.00% Secured Debt (12) (8) —  (67) 74  —  67  67  — 
13.36% SF+ 8.00% Secured Debt (8) —  (1) 1,603  15,620  15,620 
Company Total Rate Base Rate Spread PIK Rate Type of Investment (1) (10) (11) Geography Amount of
Realized
Gain/(Loss)
Amount of
Unrealized
Gain/(Loss)
Amount of
Interest,
Fees or
Dividends
Credited to
Income (2)
December 31,
2023 Fair Value (13)
Gross
Additions (3)
Gross
Reductions (4)
September 30,
2024 Fair Value (13)
Member Units (8) —  1,210  3,875  29,320  1,210  —  30,530 
Member Units (8) —  360  69  2,860  360  —  3,220 
Charps, LLC 10.00% Unsecured Debt (5) —  (366) 793  5,694  366  366  5,694 
Preferred Member Units (5) —  (110) 483  15,690  —  110  15,580 
Colonial Electric Company LLC Secured Debt (12) (6) —  —  —  —  —  — 
12.00% Secured Debt (6) —  370  1,797  21,627  423  5,825  16,225 
Preferred Member Units (6) —  (1,440) 1,440  2,400  —  2,400  — 
Preferred Member Units (6) —  5,440  2,239  7,680  5,440  —  13,120 
Compass Systems & Sales, LLC Secured Debt (5) —  —  117  —  2,378  2,400  (22)
13.50% Secured Debt (5) —  —  1,793  17,034  25  —  17,059 
Preferred Equity (5) —  496  180  7,454  497  —  7,951 
Copper Trail Fund Investments LP Interests (CTMH, LP) (9) —  —  —  568  —  38  530 
Digital Products Holdings LLC 15.25% SF+ 10.00% Secured Debt (5) —  —  1,641  14,690  47  1,926  12,811 
Preferred Member Units (5) —  —  150  9,835  —  —  9,835 
Garreco, LLC SF+ 8.00% Secured Debt (8) —  —  92  3,088  —  3,088  — 
Member Units (8) —  480  57  1,580  480  —  2,060 
Harrison Hydra-Gen, Ltd. Common Stock (8) —  1,970  —  4,660  1,970  —  6,630 
JorVet Holdings, LLC 12.00% Secured Debt (9) —  —  2,360  25,483  43  899  24,627 
Preferred Equity (9) —  287  752  10,741  539  —  11,280 
KBK Industries, LLC 9.00% Secured Debt (5) —  (11) 313  4,700  11  711  4,000 
Member Units (5) —  2,050  1,906  22,770  2,050  —  24,820 
MS Private Loan Fund I, LP Secured Debt (12) (8) —  —  44  —  16,500  16,500  — 
LP Interests (12) (8) —  (248) 1,455  14,527  —  248  14,279 
MS Private Loan Fund II, LP 8.75% SF+ 3.50% Secured Debt (12) (8) —  —  2,544  23,367  42,060  32,000  33,427 
LP Interests (12) (8) —  252  194  1,561  6,140  —  7,701 
MSC Income Fund, Inc. Common Equity (8) —  (271) 1,259  10,025  7,000  271  16,754 
NAPCO Precast, LLC Member Units (8) —  (1,980) 95  11,730  —  1,980  9,750 
Nello Industries Investco, LLC 11.75% SF+ 6.50% Secured Debt (12) (5) —  —  526  —  16,774  2,400  14,374 
13.50% Secured Debt (5) —  —  1,684  —  26,945  —  26,945 
Common Equity (5) —  —  220  —  12,120  —  12,120 
NexRev LLC 10.00% Secured Debt (12) (8) —  —  98  —  3,160  1,200  1,960 
10.00% Secured Debt (8) —  21  785  9,751  60  —  9,811 
Preferred Member Units (8) —  3,500  645  6,350  3,500  —  9,850 
NRP Jones, LLC 12.00% Secured Debt (5) —  —  190  2,080  —  —  2,080 
Member Units (5) —  538  —  1,466  538  —  2,004 
Member Units (5) —  22  —  53  22  —  75 
NuStep, LLC 11.85% SF+ 6.50% Secured Debt (5) —  —  332  3,600  —  —  3,600 
12.00% Secured Debt (5) —  —  1,693  18,426  10  —  18,436 
Preferred Member Units (5) —  390  —  9,240  1,420  —  10,660 
Preferred Member Units (5) —  90  —  5,150  610  —  5,760 
Orttech Holdings, LLC SF+ 11.00% Secured Debt (12) (5) —  —  —  —  —  —  — 
16.35% SF+ 11.00% Secured Debt (5) —  (34) 2,785  22,040  34  114  21,960 
Preferred Stock (5) —  (2,370) 388  17,050  —  2,370  14,680 
Pearl Meyer Topco LLC Secured Debt (6) —  (1) 339  3,500  1,501  5,001  — 
Company Total Rate Base Rate Spread PIK Rate Type of Investment (1) (10) (11) Geography Amount of
Realized
Gain/(Loss)
Amount of
Unrealized
Gain/(Loss)
Amount of
Interest,
Fees or
Dividends
Credited to
Income (2)
December 31,
2023 Fair Value (13)
Gross
Additions (3)
Gross
Reductions (4)
September 30,
2024 Fair Value (13)
12.00% Secured Debt (6) —  148  2,915  20,000  23,219  —  43,219 
12.00% Secured Debt (6) —  (18) 2,546  27,681  18  18  27,681 
Preferred Equity (6) —  16,450  8,800  44,090  16,450  —  60,540 
Pinnacle TopCo, LLC Secured Debt (12) (8) —  13  14  444  16  460  — 
13.00% Secured Debt (8) —  243  3,046  30,339  301  1,600  29,040 
Preferred Equity (8) —  4,820  1,721  12,540  4,820  —  17,360 
River Aggregates, LLC Member Units (8) (409) 80  —  3,710  80  —  3,790 
Tedder Industries, LLC 12.00% 12.00% Secured Debt (9) —  —  56  1,726  —  —  1,726 
12.00% 12.00% Secured Debt (9) —  (9,605) 461  14,262  —  9,605  4,657 
Preferred Member Units (9) —  —  —  —  —  —  — 
Preferred Member Units (9) —  —  —  —  —  —  — 
Preferred Member Units (9) —  —  —  —  —  —  — 
Televerde, LLC Member Units (8) —  (1,224) —  4,734  —  1,224  3,510 
Preferred Stock (8) —  —  —  1,794  —  —  1,794 
Vision Interests, Inc. Series A Preferred Stock (9) —  —  —  3,000  —  —  3,000 
VVS Holdco LLC SF+ 6.00% Secured Debt (12) (5) —  —  12  —  —  —  — 
11.50% Secured Debt (5) —  —  2,457  28,035  47  1,160  26,922 
Preferred Equity (5) —  —  320  12,240  —  —  12,240 
Other
Amounts related to investments transferred to or from other 1940 Act classification during the period —  3,694  2,723  58,515  —  —  — 
Total Control investments $ (352) $ 88,007  $ 152,572  $ 2,006,698  $ 358,982  $ 202,589  $ 2,104,576 
Affiliate Investments
423 HAR, LP LP Interests (423 HAR, L.P.) (8) $ —  $ 229  $ —  $ 996  $ 230  $ —  $ 1,226 
AAC Holdings, Inc. 18.00% 18.00% Secured Debt (12) (7) —  (2) 67  418  82  498 
18.00% 18.00% Secured Debt (7) —  (46) 2,164  13,895  2,678  46  16,527 
Common Stock (7) —  —  —  —  —  —  — 
Warrants (7) —  —  —  —  —  —  — 
Boccella Precast Products LLC 10.00% Secured Debt (6) —  (55) 24  320  —  55  265 
Member Units (6) —  (1,680) 30  1,990  —  1,680  310 
Buca C, LLC 15.00% 15.00% Secured Debt (7) —  (1,025) 563  12,144  —  12,144  — 
6.00% 6.00% Preferred Member Units (7) —  —  —  —  —  —  — 
15.00% 15.00% Secured Debt (12) (7) —  —  —  —  —  —  — 
15.00% 10.00% Secured Debt (7) —  (3,345) —  —  19,571  3,345  16,226 
Career Team Holdings, LLC 11.25% SF+ 6.00% Secured Debt (12) (6) —  —  94  881  2,255  2,475  661 
13.00% Secured Debt (6) —  —  1,999  19,906  31  180  19,757 
Common Stock (6) —  —  —  4,500  —  —  4,500 
Classic H&G Holdings, LLC SF+ 6.00% Secured Debt (6) —  —  181  4,560  —  4,560  — 
Secured Debt (6) —  (50) 654  19,274  50  19,324  — 
Preferred Member Units (6) 10,365  (7,590) 1,470  16,000  10,365  23,715  2,650 
Congruent Credit Opportunities Funds LP Interests (Congruent Credit Opportunities Fund III, LP) (8) —  (51) 193  4,352  —  1,974  2,378 
DMA Industries, LLC 12.00% Secured Debt (7) —  (115) 1,659  18,800  32  2,115  16,717 
Company Total Rate Base Rate Spread PIK Rate Type of Investment (1) (10) (11) Geography Amount of
Realized
Gain/(Loss)
Amount of
Unrealized
Gain/(Loss)
Amount of
Interest,
Fees or
Dividends
Credited to
Income (2)
December 31,
2023 Fair Value (13)
Gross
Additions (3)
Gross
Reductions (4)
September 30,
2024 Fair Value (13)
Preferred Equity (7) —  (1,716) —  7,660  —  1,716  5,944 
12.00% Secured Debt (7) —  —  26  —  555  —  555 
15.00% 15.00% Preferred Equity (7) —  —  54  —  3,122  —  3,122 
Dos Rios Partners LP Interests (Dos Rios Partners, LP) (8) —  (921) —  8,443  —  1,063  7,380 
LP Interests (Dos Rios Partners - A, LP) (8) —  35  —  2,631  35  45  2,621 
Dos Rios Stone Products LLC Class A Preferred Units (8) —  (1,580) —  1,580  —  1,580  — 
EIG Fund Investments LP Interests (EIG Global Private Debt Fund-A, L.P.) (8) 32  —  44  760  33  424  369 
FCC Intermediate Holdco, LLC 13.00% Secured Debt (5) —  —  2,497  —  28,900  —  28,900 
Warrants (5) —  —  —  —  3,920  —  3,920 
Flame King Holdings, LLC Preferred Equity (9) —  7,850  3,231  27,900  7,850  —  35,750 
Freeport Financial SBIC Fund LP LP Interests (Freeport Financial SBIC Fund LP) (5) —  (349) —  3,012  —  628  2,384 
LP Interests (Freeport First Lien Loan Fund III LP) (5) —  193  38  3,704  194  2,005  1,893 
GFG Group, LLC 8.00% Secured Debt (5) —  (18) 576  9,345  18  1,178  8,185 
Preferred Member Units (5) —  (920) 1,294  11,460  —  920  10,540 
Gulf Manufacturing, LLC SF+ 7.63% Secured Debt (12) (8) —  44  120  —  —  —  — 
12.88% SF+ 7.63% Secured Debt (8) —  349  4,219  —  40,000  500  39,500 
Member Units (8) —  6,100  1,310  9,070  6,100  —  15,170 
Hawk Ridge Systems, LLC 11.35% SF+ 6.00% Secured Debt (9) —  (1) 224  1,974  5,945  5,361  2,558 
12.50% Secured Debt (9) —  (41) 4,347  45,256  41  41  45,256 
Preferred Member Units (9) —  1,540  —  17,460  1,540  —  19,000 
Preferred Member Units (9) —  80  —  920  80  —  1,000 
Houston Plating and Coatings, LLC 8.00% Unsecured Convertible Debt (8) —  60  213  2,880  60  —  2,940 
Member Units (8) —  (10) 83  3,340  —  10  3,330 
HPEP 3, L.P. LP Interests (HPEP 3, L.P.) (12) (8) —  247  —  4,225  247  —  4,472 
LP Interests (HPEP 4, L.P.) (12) (8) —  329  —  3,773  1,211  —  4,984 
I-45 SLF LLC
Member Units (Fully diluted 20.0%; 21.75% profits interest)
(8) (7,107) 6,710  429  13,490  —  13,490  — 
Independent Pet Partners Intermediate Holdings, LLC Common Equity (6) —  2,700  —  17,690  2,700  —  20,390 
Infinity X1 Holdings, LLC 12.00% Secured Debt (9) —  —  1,625  17,403  42  2,275  15,170 
Preferred Equity (9) —  2,452  622  4,000  2,820  —  6,820 
Integral Energy Services 13.09% SF+ 7.50% Secured Debt (8) —  232  1,400  13,891  295  1,571  12,615 
10.00% 10.00% Preferred Equity (8) —  125  21  300  146  —  446 
Common Stock (8) —  390  32  160  390  —  550 
Iron-Main Investments, LLC 13.00% Secured Debt (5) —  —  465  4,487  —  4,492 
13.00% Secured Debt (5) —  —  303  2,922  —  2,926 
13.00% Secured Debt (5) —  —  911  8,944  —  —  8,944 
Company Total Rate Base Rate Spread PIK Rate Type of Investment (1) (10) (11) Geography Amount of
Realized
Gain/(Loss)
Amount of
Unrealized
Gain/(Loss)
Amount of
Interest,
Fees or
Dividends
Credited to
Income (2)
December 31,
2023 Fair Value (13)
Gross
Additions (3)
Gross
Reductions (4)
September 30,
2024 Fair Value (13)
13.00% Secured Debt (5) —  —  1,962  19,503  33  2,000  17,536 
13.00% Secured Debt (5) —  —  1,111  10,273  64  480  9,857 
Common Stock (5) —  170  —  2,680  170  —  2,850 
25.00% 25.00% Preferred Equity (5) —  49  —  —  760  —  760 
ITA Holdings Group, LLC 15.53% SF+ 9.00% 1.00% Secured Debt (8) —  —  124  816  602  236  1,182 
15.53% SF+ 9.00% 1.00% Secured Debt (12) (8) —  —  98  697  297  —  994 
14.53% SF+ 8.00% 1.00% Secured Debt (8) —  —  711  3,430  259  —  3,689 
16.53% SF+ 10.00% 1.00% Secured Debt (8) —  —  778  3,430  259  —  3,689 
Warrants (8) —  1,189  —  2,091  1,189  —  3,280 
Johnson Downie Opco, LLC Secured Debt (12) (8) —  (5) 18  —  — 
15.00% Secured Debt (8) —  (41) 2,665  24,207  41  2,741  21,507 
Preferred Equity (8) —  4,680  805  9,620  4,680  —  14,300 
MoneyThumb Acquisition, LLC 14.00% Secured Debt (9) —  —  375  —  8,933  —  8,933 
12.00% 12.00% Preferred Member Units (9) —  —  23  —  1,656  —  1,656 
Warrants (9) —  —  —  —  594  —  594 
Nebraska Vet AcquireCo, LLC 12.35% SF+ 7.00% Secured Debt (12) (8) —  61  —  1,250  —  1,250 
Secured Debt (8) —  (121)