Schedule of Investments in and Advances to Affiliates, Schedule of Investments |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Company |
Total Rate |
Base Rate |
Spread |
PIK Rate |
Type of Investment(1) (10) (11) |
Geography |
Amount of Realized Gain/(Loss) |
|
Amount of Unrealized Gain/(Loss) |
|
Amount of Interest, Fees or Dividends Credited to Income(2) |
|
December 31, 2022 Fair Value (13) |
|
Gross Additions(3) |
|
Gross Reductions(4) |
|
September 30, 2023 Fair Value (13) |
Majority-owned investments |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Analytical Systems Keco Holdings, LLC |
15.38% |
SF+ |
10.00% |
|
Secured Debt (12) |
(8) |
$ |
— |
|
|
$ |
— |
|
|
$ |
4 |
|
|
$ |
(3) |
|
|
$ |
162 |
|
|
$ |
— |
|
|
$ |
159 |
|
|
15.38% |
SF+ |
10.00% |
|
Secured Debt |
(8) |
— |
|
|
— |
|
|
569 |
|
|
4,545 |
|
|
61 |
|
|
469 |
|
|
4,137 |
|
|
14.13% |
|
|
|
Preferred Member Units |
(8) |
— |
|
|
— |
|
|
— |
|
|
— |
|
|
— |
|
|
— |
|
|
— |
|
|
|
|
|
|
Preferred Member Units |
(8) |
— |
|
|
1,076 |
|
|
— |
|
|
3,504 |
|
|
1,076 |
|
|
— |
|
|
4,580 |
|
|
|
|
|
|
Warrants |
(8) |
— |
|
|
— |
|
|
— |
|
|
— |
|
|
— |
|
|
— |
|
|
— |
|
Brewer Crane Holdings, LLC |
15.44% |
L+ |
10.00% |
|
Secured Debt |
(9) |
— |
|
|
(117) |
|
|
682 |
|
|
5,964 |
|
|
30 |
|
|
489 |
|
|
5,505 |
|
|
|
|
|
|
Preferred Member Units |
(9) |
— |
|
|
(1,460) |
|
|
90 |
|
|
7,080 |
|
|
— |
|
|
1,460 |
|
|
5,620 |
|
Café Brazil, LLC |
|
|
|
|
Member Units |
(8) |
— |
|
|
(180) |
|
|
149 |
|
|
2,210 |
|
|
— |
|
|
180 |
|
|
2,030 |
|
California Splendor Holdings LLC |
15.50% |
SF+ |
10.00% |
|
Secured Debt |
(9) |
— |
|
|
(49) |
|
|
3,240 |
|
|
28,000 |
|
|
10 |
|
|
49 |
|
|
27,961 |
|
|
|
|
|
|
Preferred Member Units |
(9) |
— |
|
|
(4,550) |
|
|
188 |
|
|
25,495 |
|
|
— |
|
|
4,550 |
|
|
20,945 |
|
|
15.00% |
|
|
15.00% |
Preferred Member Units |
(9) |
— |
|
|
— |
|
|
454 |
|
|
3,994 |
|
|
454 |
|
|
— |
|
|
4,448 |
|
Clad-Rex Steel, LLC |
|
|
|
|
Secured Debt (12) |
(5) |
— |
|
|
— |
|
|
2 |
|
|
— |
|
|
— |
|
|
— |
|
|
— |
|
|
11.50% |
|
|
|
Secured Debt |
(5) |
— |
|
|
(138) |
|
|
910 |
|
|
10,440 |
|
|
29 |
|
|
1,817 |
|
|
8,652 |
|
|
10.00% |
|
|
|
Secured Debt |
(5) |
— |
|
|
— |
|
|
78 |
|
|
1,039 |
|
|
1 |
|
|
27 |
|
|
1,013 |
|
|
|
|
|
|
Member Units |
(5) |
— |
|
|
(2,640) |
|
|
275 |
|
|
8,220 |
|
|
— |
|
|
2,640 |
|
|
5,580 |
|
|
|
|
|
|
Member Units |
(5) |
— |
|
|
220 |
|
|
— |
|
|
610 |
|
|
519 |
|
|
— |
|
|
1,129 |
|
CMS Minerals Investments |
|
|
|
|
Member Units |
(9) |
99 |
|
|
(366) |
|
|
44 |
|
|
1,670 |
|
|
99 |
|
|
1,769 |
|
|
— |
|
Cody Pools, Inc. |
|
|
|
|
Secured Debt (12) |
(8) |
— |
|
|
11 |
|
|
8 |
|
|
— |
|
|
— |
|
|
— |
|
|
— |
|
|
12.50% |
|
|
|
Secured Debt |
(8) |
— |
|
|
35 |
|
|
2,029 |
|
|
— |
|
|
46,311 |
|
|
2,755 |
|
|
43,556 |
|
|
|
L+ |
10.50% |
|
Secured Debt |
(8) |
— |
|
|
(19) |
|
|
96 |
|
|
1,462 |
|
|
32 |
|
|
1,494 |
|
|
— |
|
|
|
L+ |
10.50% |
|
Secured Debt |
(8) |
— |
|
|
(280) |
|
|
2,683 |
|
|
40,801 |
|
|
— |
|
|
40,801 |
|
|
— |
|
|
|
|
|
|
Preferred Member Units |
(8) |
— |
|
|
10,970 |
|
|
2,610 |
|
|
58,180 |
|
|
10,970 |
|
|
— |
|
|
69,150 |
|
CompareNetworks Topco, LLC |
|
SF+ |
9.00% |
|
Secured Debt |
(9) |
— |
|
|
— |
|
|
— |
|
|
— |
|
|
— |
|
|
— |
|
|
— |
|
|
14.48% |
SF+ |
9.00% |
|
Secured Debt |
(9) |
— |
|
|
(7) |
|
|
533 |
|
|
5,241 |
|
|
7 |
|
|
1,379 |
|
|
3,869 |
|
|
|
|
|
|
Preferred Member Units |
(9) |
— |
|
|
(4,400) |
|
|
316 |
|
|
19,830 |
|
|
— |
|
|
4,400 |
|
|
15,430 |
|
Cybermedia Technologies, LLC |
|
|
|
|
Secured Debt (12) |
(6) |
— |
|
|
— |
|
|
4 |
|
|
— |
|
|
— |
|
|
— |
|
|
— |
|
|
13.00% |
|
|
|
Secured Debt |
(6) |
— |
|
|
— |
|
|
2,020 |
|
|
— |
|
|
28,734 |
|
|
— |
|
|
28,734 |
|
|
|
|
|
|
Preferred Member Units |
(6) |
— |
|
|
— |
|
|
— |
|
|
— |
|
|
15,000 |
|
|
— |
|
|
15,000 |
|
Datacom, LLC |
7.50% |
|
|
|
Secured Debt |
(8) |
— |
|
|
— |
|
|
30 |
|
|
223 |
|
|
808 |
|
|
495 |
|
|
536 |
|
|
10.00% |
|
|
|
Secured Debt |
(8) |
— |
|
|
(85) |
|
|
761 |
|
|
7,789 |
|
|
116 |
|
|
288 |
|
|
7,617 |
|
|
|
|
|
|
Preferred Member Units |
(8) |
— |
|
|
(2,430) |
|
|
— |
|
|
2,670 |
|
|
— |
|
|
2,430 |
|
|
240 |
|
Direct Marketing Solutions, Inc. |
14.00% |
|
|
|
Secured Debt |
(9) |
— |
|
|
(22) |
|
|
36 |
|
|
— |
|
|
1,297 |
|
|
22 |
|
|
1,275 |
|
|
14.00% |
|
|
|
Secured Debt |
(9) |
— |
|
|
(47) |
|
|
2,778 |
|
|
27,267 |
|
|
47 |
|
|
1,361 |
|
|
25,953 |
|
|
|
|
|
|
Preferred Stock |
(9) |
— |
|
|
(850) |
|
|
171 |
|
|
22,220 |
|
|
— |
|
|
850 |
|
|
21,370 |
|
Elgin AcquireCo, LLC |
|
SF+ |
6.00% |
|
Secured Debt (12) |
(5) |
— |
|
|
— |
|
|
7 |
|
|
(9) |
|
|
1 |
|
|
— |
|
|
(8) |
|
|
12.00% |
|
|
|
Secured Debt |
(5) |
— |
|
|
— |
|
|
1,736 |
|
|
18,594 |
|
|
29 |
|
|
— |
|
|
18,623 |
|
|
9.00% |
|
|
|
Secured Debt |
(5) |
— |
|
|
— |
|
|
430 |
|
|
6,294 |
|
|
2 |
|
|
33 |
|
|
6,263 |
|
|
|
|
|
|
Common Stock |
(5) |
— |
|
|
364 |
|
|
— |
|
|
7,603 |
|
|
364 |
|
|
1,877 |
|
|
6,090 |
|
|
|
|
|
|
Common Stock |
(5) |
— |
|
|
112 |
|
|
— |
|
|
1,558 |
|
|
112 |
|
|
— |
|
|
1,670 |
|
Gamber-Johnson Holdings, LLC |
|
SF+ |
7.50% |
|
Secured Debt (12) |
(5) |
— |
|
|
— |
|
|
5 |
|
|
— |
|
|
— |
|
|
— |
|
|
— |
|
|
10.50% |
SF+ |
7.50% |
|
Secured Debt |
(5) |
— |
|
|
(99) |
|
|
5,185 |
|
|
64,078 |
|
|
99 |
|
|
7,699 |
|
|
56,478 |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Company |
Total Rate |
Base Rate |
Spread |
PIK Rate |
Type of Investment(1) (10) (11) |
Geography |
Amount of Realized Gain/(Loss) |
|
Amount of Unrealized Gain/(Loss) |
|
Amount of Interest, Fees or Dividends Credited to Income(2) |
|
December 31, 2022 Fair Value (13) |
|
Gross Additions(3) |
|
Gross Reductions(4) |
|
September 30, 2023 Fair Value (13) |
|
|
|
|
|
Member Units |
(5) |
— |
|
|
30,720 |
|
|
4,963 |
|
|
50,890 |
|
|
30,720 |
|
|
— |
|
|
81,610 |
|
GRT Rubber Technologies LLC |
11.48% |
SF+ |
6.00% |
|
Secured Debt (12) |
(8) |
— |
|
|
5 |
|
|
113 |
|
|
670 |
|
|
1,032 |
|
|
— |
|
|
1,702 |
|
|
13.48% |
SF+ |
8.00% |
|
Secured Debt |
(8) |
— |
|
|
(35) |
|
|
4,022 |
|
|
40,493 |
|
|
35 |
|
|
35 |
|
|
40,493 |
|
|
|
|
|
|
Member Units |
(8) |
— |
|
|
— |
|
|
126 |
|
|
44,440 |
|
|
— |
|
|
— |
|
|
44,440 |
|
Gulf Publishing Holdings, LLC |
|
SF+ |
9.50% |
|
Secured Debt (12) |
(8) |
— |
|
|
— |
|
|
— |
|
|
— |
|
|
— |
|
|
— |
|
|
— |
|
|
12.50% |
|
|
|
Secured Debt |
(8) |
— |
|
|
— |
|
|
227 |
|
|
2,284 |
|
|
— |
|
|
— |
|
|
2,284 |
|
|
|
|
|
|
Preferred Equity |
(8) |
— |
|
|
(980) |
|
|
— |
|
|
3,780 |
|
|
— |
|
|
980 |
|
|
2,800 |
|
|
|
|
|
|
Member Units |
(8) |
— |
|
|
— |
|
|
— |
|
|
— |
|
|
— |
|
|
— |
|
|
— |
|
IG Investor, LLC |
|
|
|
|
Secured Debt (12) |
(6) |
— |
|
|
— |
|
|
91 |
|
|
— |
|
|
763 |
|
|
800 |
|
|
(37) |
|
|
13.00% |
|
|
|
Secured Debt |
(6) |
— |
|
|
— |
|
|
2,168 |
|
|
— |
|
|
37,352 |
|
|
— |
|
|
37,352 |
|
|
|
|
|
|
Common Equity |
(6) |
— |
|
|
— |
|
|
— |
|
|
— |
|
|
15,096 |
|
|
696 |
|
|
14,400 |
|
Independent Pet Partners Intermediate Holdings, LLC |
|
|
|
|
Common Equity |
(6) |
— |
|
|
(790) |
|
|
— |
|
|
— |
|
|
18,300 |
|
|
790 |
|
|
17,510 |
|
Jensen Jewelers of Idaho, LLC |
|
P+ |
6.75% |
|
Secured Debt (12) |
(9) |
— |
|
|
— |
|
|
— |
|
|
— |
|
|
— |
|
|
— |
|
|
— |
|
|
15.25% |
P+ |
6.75% |
|
Secured Debt |
(9) |
— |
|
|
(5) |
|
|
278 |
|
|
2,450 |
|
|
5 |
|
|
455 |
|
|
2,000 |
|
|
|
|
|
|
Member Units |
(9) |
— |
|
|
(2,550) |
|
|
983 |
|
|
14,970 |
|
|
— |
|
|
2,550 |
|
|
12,420 |
|
Kickhaefer Manufacturing Company, LLC |
12.00% |
|
|
|
Secured Debt |
(5) |
— |
|
|
— |
|
|
2,033 |
|
|
20,374 |
|
|
198 |
|
|
800 |
|
|
19,772 |
|
|
9.00% |
|
|
|
Secured Debt |
(5) |
— |
|
|
— |
|
|
262 |
|
|
3,842 |
|
|
1 |
|
|
29 |
|
|
3,814 |
|
|
|
|
|
|
Preferred Equity |
(5) |
— |
|
|
1,610 |
|
|
— |
|
|
7,220 |
|
|
1,610 |
|
|
— |
|
|
8,830 |
|
|
|
|
|
|
Member Units |
(5) |
— |
|
|
10 |
|
|
91 |
|
|
2,850 |
|
|
10 |
|
|
— |
|
|
2,860 |
|
Market Force Information, LLC |
|
L+ |
11.00% |
|
Secured Debt |
(9) |
(6,662) |
|
|
163 |
|
|
453 |
|
|
6,090 |
|
|
804 |
|
|
6,894 |
|
|
— |
|
|
|
|
|
|
Secured Debt |
(9) |
(25,952) |
|
|
24,342 |
|
|
— |
|
|
1,610 |
|
|
24,342 |
|
|
25,952 |
|
|
— |
|
|
|
|
|
|
Member Units |
(9) |
(16,642) |
|
|
16,642 |
|
|
— |
|
|
— |
|
|
16,642 |
|
|
16,642 |
|
|
— |
|
Metalforming Holdings, LLC |
|
|
|
|
Secured Debt (12) |
(7) |
— |
|
|
— |
|
|
8 |
|
|
— |
|
|
— |
|
|
— |
|
|
— |
|
|
12.75% |
|
|
|
Secured Debt |
(7) |
— |
|
|
— |
|
|
2,305 |
|
|
23,576 |
|
|
35 |
|
|
— |
|
|
23,611 |
|
|
8.00% |
|
|
8.00% |
Preferred Equity |
(7) |
— |
|
|
237 |
|
|
148 |
|
|
6,010 |
|
|
354 |
|
|
— |
|
|
6,364 |
|
|
|
|
|
|
Common Stock |
(7) |
— |
|
|
(137) |
|
|
821 |
|
|
1,537 |
|
|
— |
|
|
137 |
|
|
1,400 |
|
MH Corbin Holding LLC |
13.00% |
|
|
|
Secured Debt |
(5) |
— |
|
|
1,229 |
|
|
581 |
|
|
4,548 |
|
|
1,229 |
|
|
675 |
|
|
5,102 |
|
|
|
|
|
|
Preferred Member Units |
(5) |
— |
|
|
330 |
|
|
— |
|
|
— |
|
|
330 |
|
|
— |
|
|
330 |
|
|
|
|
|
|
Preferred Member Units |
(5) |
— |
|
|
— |
|
|
— |
|
|
— |
|
|
— |
|
|
— |
|
|
— |
|
MSC Adviser I, LLC |
|
|
|
|
Member Units |
(8) |
— |
|
|
23,201 |
|
|
8,085 |
|
|
122,930 |
|
|
23,201 |
|
|
— |
|
|
146,131 |
|
Mystic Logistics Holdings, LLC |
|
|
|
|
Secured Debt (12) |
(6) |
— |
|
|
— |
|
|
3 |
|
|
— |
|
|
— |
|
|
— |
|
|
— |
|
|
10.00% |
|
|
|
Secured Debt |
(6) |
— |
|
|
— |
|
|
436 |
|
|
5,746 |
|
|
— |
|
|
— |
|
|
5,746 |
|
|
|
|
|
|
Common Stock |
(6) |
— |
|
|
4,320 |
|
|
3,142 |
|
|
22,830 |
|
|
4,320 |
|
|
— |
|
|
27,150 |
|
OMi Topco, LLC |
12.00% |
|
|
|
Secured Debt |
(8) |
— |
|
|
(37) |
|
|
1,400 |
|
|
15,750 |
|
|
37 |
|
|
2,287 |
|
|
13,500 |
|
|
|
|
|
|
Preferred Member Units |
(8) |
— |
|
|
9,820 |
|
|
2,025 |
|
|
22,810 |
|
|
9,820 |
|
|
— |
|
|
32,630 |
|
PPL RVs, Inc. |
|
SF+ |
8.75% |
|
Secured Debt |
(8) |
— |
|
|
(1) |
|
|
1 |
|
|
— |
|
|
1 |
|
|
1 |
|
|
— |
|
|
13.98% |
SF+ |
8.75% |
|
Secured Debt |
(8) |
— |
|
|
(51) |
|
|
2,101 |
|
|
21,655 |
|
|
51 |
|
|
1,416 |
|
|
20,290 |
|
|
|
|
|
|
Common Stock |
(8) |
— |
|
|
(1,080) |
|
|
— |
|
|
18,950 |
|
|
— |
|
|
1,080 |
|
|
17,870 |
|
|
|
|
|
|
Common Stock |
(8) |
— |
|
|
(163) |
|
|
— |
|
|
238 |
|
|
— |
|
|
163 |
|
|
75 |
|
Principle Environmental, LLC |
|
|
|
|
Secured Debt |
(8) |
— |
|
|
— |
|
|
— |
|
|
— |
|
|
— |
|
|
— |
|
|
— |
|
|
13.00% |
|
|
|
Secured Debt |
(8) |
— |
|
|
— |
|
|
599 |
|
|
5,806 |
|
|
17 |
|
|
— |
|
|
5,823 |
|
|
|
|
|
|
Preferred Member Units |
(8) |
— |
|
|
(1,790) |
|
|
572 |
|
|
12,420 |
|
|
— |
|
|
1,790 |
|
|
10,630 |
|
|
|
|
|
|
Common Stock |
(8) |
— |
|
|
(80) |
|
|
— |
|
|
590 |
|
|
— |
|
|
80 |
|
|
510 |
|
Quality Lease Service, LLC |
|
|
|
|
Member Units |
(7) |
— |
|
|
(98) |
|
|
— |
|
|
525 |
|
|
33 |
|
|
98 |
|
|
460 |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Company |
Total Rate |
Base Rate |
Spread |
PIK Rate |
Type of Investment(1) (10) (11) |
Geography |
Amount of Realized Gain/(Loss) |
|
Amount of Unrealized Gain/(Loss) |
|
Amount of Interest, Fees or Dividends Credited to Income(2) |
|
December 31, 2022 Fair Value (13) |
|
Gross Additions(3) |
|
Gross Reductions(4) |
|
September 30, 2023 Fair Value (13) |
Robbins Bros. Jewelry, Inc. |
|
|
|
|
Secured Debt |
(9) |
— |
|
|
— |
|
|
24 |
|
|
(35) |
|
|
6 |
|
|
— |
|
|
(29) |
|
|
12.50% |
|
|
|
Secured Debt |
(9) |
— |
|
|
(611) |
|
|
3,379 |
|
|
35,404 |
|
|
61 |
|
|
1,736 |
|
|
33,729 |
|
|
|
|
|
|
Preferred Equity |
(9) |
— |
|
|
(12,090) |
|
|
— |
|
|
14,880 |
|
|
— |
|
|
12,090 |
|
|
2,790 |
|
Trantech Radiator Topco, LLC |
|
|
|
|
Secured Debt (12) |
(7) |
— |
|
|
(2) |
|
|
5 |
|
|
— |
|
|
2 |
|
|
2 |
|
|
— |
|
|
12.00% |
|
|
|
Secured Debt |
(7) |
— |
|
|
(14) |
|
|
734 |
|
|
7,920 |
|
|
14 |
|
|
14 |
|
|
7,920 |
|
|
|
|
|
|
Common Stock |
(7) |
— |
|
|
5,600 |
|
|
87 |
|
|
7,800 |
|
|
5,600 |
|
|
— |
|
|
13,400 |
|
Volusion, LLC |
10.00% |
|
|
|
Secured Debt |
(8) |
— |
|
|
— |
|
|
107 |
|
|
— |
|
|
2,100 |
|
|
— |
|
|
2,100 |
|
|
|
|
|
|
Secured Debt |
(8) |
(3,188) |
|
|
1,821 |
|
|
166 |
|
|
14,914 |
|
|
— |
|
|
14,914 |
|
|
— |
|
|
|
|
|
|
Unsecured Convertible Debt |
(8) |
(409) |
|
|
409 |
|
|
— |
|
|
— |
|
|
409 |
|
|
409 |
|
|
— |
|
|
|
|
|
|
Preferred Member Units |
(8) |
— |
|
|
— |
|
|
— |
|
|
— |
|
|
— |
|
|
— |
|
|
— |
|
|
|
|
|
|
Preferred Member Units |
(8) |
— |
|
|
(1,396) |
|
|
— |
|
|
— |
|
|
11,446 |
|
|
2,096 |
|
|
9,350 |
|
|
|
|
|
|
Preferred Member Units |
(8) |
— |
|
|
— |
|
|
— |
|
|
— |
|
|
— |
|
|
— |
|
|
— |
|
|
|
|
|
|
Common Stock |
(8) |
— |
|
|
(2,576) |
|
|
— |
|
|
— |
|
|
2,576 |
|
|
2,576 |
|
|
— |
|
|
|
|
|
|
Warrants |
(8) |
— |
|
|
2,576 |
|
|
— |
|
|
— |
|
|
— |
|
|
— |
|
|
— |
|
Ziegler’s NYPD, LLC |
12.00% |
|
|
|
Secured Debt |
(8) |
— |
|
|
— |
|
|
41 |
|
|
450 |
|
|
— |
|
|
— |
|
|
450 |
|
|
6.50% |
|
|
|
Secured Debt |
(8) |
— |
|
|
— |
|
|
49 |
|
|
945 |
|
|
— |
|
|
— |
|
|
945 |
|
|
14.00% |
|
|
|
Secured Debt |
(8) |
— |
|
|
(304) |
|
|
292 |
|
|
2,676 |
|
|
— |
|
|
304 |
|
|
2,372 |
|
|
|
|
|
|
Preferred Member Units |
(8) |
— |
|
|
(240) |
|
|
— |
|
|
240 |
|
|
— |
|
|
240 |
|
|
— |
|
|
|
|
|
|
Warrants |
(8) |
— |
|
|
— |
|
|
— |
|
|
— |
|
|
— |
|
|
— |
|
|
— |
|
Other controlled investments |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
2717 MH, L.P. |
|
|
|
|
LP Interests (2717 MH, L.P.) |
(8) |
2,222 |
|
|
(1,106) |
|
|
141 |
|
|
7,552 |
|
|
2,796 |
|
|
4,452 |
|
|
5,896 |
|
|
|
|
|
|
LP Interests (2717 HPP-MS, L.P.) (12) |
(8) |
— |
|
|
67 |
|
|
— |
|
|
248 |
|
|
67 |
|
|
— |
|
|
315 |
|
ASC Interests, LLC |
13.00% |
|
|
|
Secured Debt |
(8) |
— |
|
|
— |
|
|
40 |
|
|
400 |
|
|
— |
|
|
— |
|
|
400 |
|
|
13.00% |
|
|
|
Secured Debt |
(8) |
— |
|
|
(53) |
|
|
163 |
|
|
1,649 |
|
|
1 |
|
|
53 |
|
|
1,597 |
|
|
|
|
|
|
Member Units |
(8) |
— |
|
|
(700) |
|
|
— |
|
|
800 |
|
|
— |
|
|
700 |
|
|
100 |
|
|
|
|
|
|
Preferred Member Units |
(8) |
— |
|
|
88 |
|
|
— |
|
|
— |
|
|
250 |
|
|
— |
|
|
250 |
|
ATS Workholding, LLC |
5.00% |
|
|
|
Secured Debt |
(9) |
— |
|
|
(414) |
|
|
— |
|
|
634 |
|
|
188 |
|
|
414 |
|
|
408 |
|
|
5.00% |
|
|
|
Secured Debt |
(9) |
— |
|
|
(417) |
|
|
— |
|
|
1,005 |
|
|
— |
|
|
417 |
|
|
588 |
|
|
|
|
|
|
Preferred Member Units |
(9) |
— |
|
|
— |
|
|
— |
|
|
— |
|
|
— |
|
|
— |
|
|
— |
|
Barfly Ventures, LLC |
7.00% |
|
|
|
Secured Debt (12) |
(5) |
— |
|
|
— |
|
|
45 |
|
|
711 |
|
|
— |
|
|
— |
|
|
711 |
|
|
|
|
|
|
Member Units |
(5) |
— |
|
|
(280) |
|
|
— |
|
|
3,320 |
|
|
— |
|
|
280 |
|
|
3,040 |
|
Batjer TopCo, LLC |
|
|
|
|
Secured Debt (12) |
(8) |
— |
|
|
6 |
|
|
1 |
|
|
(8) |
|
|
8 |
|
|
— |
|
|
— |
|
|
10.00% |
|
|
|
Secured Debt (12) |
(8) |
— |
|
|
— |
|
|
11 |
|
|
— |
|
|
630 |
|
|
— |
|
|
630 |
|
|
10.00% |
|
|
|
Secured Debt |
(8) |
— |
|
|
73 |
|
|
859 |
|
|
10,933 |
|
|
93 |
|
|
451 |
|
|
10,575 |
|
|
|
|
|
|
Preferred Stock |
(8) |
— |
|
|
2,055 |
|
|
630 |
|
|
4,095 |
|
|
2,055 |
|
|
— |
|
|
6,150 |
|
Bolder Panther Group, LLC |
|
|
|
|
Secured Debt |
(9) |
— |
|
|
— |
|
|
1 |
|
|
— |
|
|
— |
|
|
— |
|
|
— |
|
|
14.52% |
SF+ |
9.15% |
|
Secured Debt |
(9) |
— |
|
|
(106) |
|
|
10,599 |
|
|
99,194 |
|
|
106 |
|
|
2,084 |
|
|
97,216 |
|
|
8.00% |
|
|
|
Class B Preferred Member Units |
(9) |
— |
|
|
(300) |
|
|
2,920 |
|
|
31,420 |
|
|
— |
|
|
300 |
|
|
31,120 |
|
Bridge Capital Solutions Corporation |
13.00% |
|
|
|
Secured Debt |
(6) |
— |
|
|
— |
|
|
869 |
|
|
8,813 |
|
|
— |
|
|
— |
|
|
8,813 |
|
|
13.00% |
|
|
|
Secured Debt |
(6) |
— |
|
|
— |
|
|
99 |
|
|
1,000 |
|
|
— |
|
|
— |
|
|
1,000 |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Company |
Total Rate |
Base Rate |
Spread |
PIK Rate |
Type of Investment(1) (10) (11) |
Geography |
Amount of Realized Gain/(Loss) |
|
Amount of Unrealized Gain/(Loss) |
|
Amount of Interest, Fees or Dividends Credited to Income(2) |
|
December 31, 2022 Fair Value (13) |
|
Gross Additions(3) |
|
Gross Reductions(4) |
|
September 30, 2023 Fair Value (13) |
|
|
|
|
|
Preferred Member Units |
(6) |
— |
|
|
— |
|
|
75 |
|
|
1,000 |
|
|
— |
|
|
— |
|
|
1,000 |
|
|
|
|
|
|
Warrants |
(6) |
— |
|
|
46 |
|
|
— |
|
|
1,828 |
|
|
46 |
|
|
— |
|
|
1,874 |
|
|
|
|
|
|
Warrants |
(6) |
— |
|
|
64 |
|
|
— |
|
|
2,512 |
|
|
64 |
|
|
— |
|
|
2,576 |
|
CBT Nuggets, LLC |
|
|
|
|
Member Units |
(9) |
— |
|
|
1,838 |
|
|
2,059 |
|
|
49,002 |
|
|
1,838 |
|
|
— |
|
|
50,840 |
|
Centre Technologies Holdings, LLC |
|
SF+ |
9.00% |
|
Secured Debt (12) |
(8) |
— |
|
|
— |
|
|
9 |
|
|
— |
|
|
— |
|
|
— |
|
|
— |
|
|
14.48% |
SF+ |
9.00% |
|
Secured Debt |
(8) |
— |
|
|
70 |
|
|
1,657 |
|
|
14,954 |
|
|
2,620 |
|
|
— |
|
|
17,574 |
|
|
|
|
|
|
Preferred Member Units |
(8) |
— |
|
|
1,700 |
|
|
90 |
|
|
8,700 |
|
|
1,700 |
|
|
— |
|
|
10,400 |
|
Chamberlin Holding LLC |
|
SF+ |
6.00% |
|
Secured Debt (12) |
(8) |
— |
|
|
140 |
|
|
21 |
|
|
— |
|
|
— |
|
|
— |
|
|
— |
|
|
13.49% |
SF+ |
8.00% |
|
Secured Debt |
(8) |
— |
|
|
(7) |
|
|
1,655 |
|
|
16,945 |
|
|
7 |
|
|
545 |
|
|
16,407 |
|
|
|
|
|
|
Member Units |
(8) |
— |
|
|
3,010 |
|
|
2,792 |
|
|
22,920 |
|
|
3,010 |
|
|
— |
|
|
25,930 |
|
|
|
|
|
|
Member Units |
(8) |
— |
|
|
260 |
|
|
69 |
|
|
2,710 |
|
|
260 |
|
|
— |
|
|
2,970 |
|
Charps, LLC |
10.00% |
|
|
|
Unsecured Debt |
(5) |
— |
|
|
(26) |
|
|
452 |
|
|
5,694 |
|
|
26 |
|
|
26 |
|
|
5,694 |
|
|
|
|
|
|
Preferred Member Units |
(5) |
— |
|
|
670 |
|
|
666 |
|
|
13,340 |
|
|
670 |
|
|
— |
|
|
14,010 |
|
Colonial Electric Company LLC |
|
|
|
|
Secured Debt |
(6) |
— |
|
|
— |
|
|
50 |
|
|
— |
|
|
1,600 |
|
|
1,600 |
|
|
— |
|
|
12.00% |
|
|
|
Secured Debt |
(6) |
— |
|
|
(500) |
|
|
2,105 |
|
|
23,151 |
|
|
42 |
|
|
1,446 |
|
|
21,747 |
|
|
|
|
|
|
Preferred Member Units |
(6) |
— |
|
|
1,440 |
|
|
— |
|
|
— |
|
|
2,400 |
|
|
— |
|
|
2,400 |
|
|
|
|
|
|
Preferred Member Units |
(6) |
— |
|
|
(1,480) |
|
|
(1,179) |
|
|
9,160 |
|
|
— |
|
|
1,480 |
|
|
7,680 |
|
Copper Trail Fund Investments |
|
|
|
|
LP Interests (CTMH, LP) |
(9) |
— |
|
|
— |
|
|
38 |
|
|
588 |
|
|
— |
|
|
— |
|
|
588 |
|
Digital Products Holdings LLC |
15.38% |
SF+ |
10.00% |
|
Secured Debt |
(5) |
— |
|
|
(67) |
|
|
1,735 |
|
|
15,523 |
|
|
— |
|
|
845 |
|
|
14,678 |
|
|
|
|
|
|
Preferred Member Units |
(5) |
— |
|
|
— |
|
|
150 |
|
|
9,835 |
|
|
— |
|
|
— |
|
|
9,835 |
|
Garreco, LLC |
12.00% |
SF+ |
10.00% |
|
Secured Debt |
(8) |
— |
|
|
— |
|
|
315 |
|
|
3,826 |
|
|
— |
|
|
738 |
|
|
3,088 |
|
|
|
|
|
|
Member Units |
(8) |
— |
|
|
(220) |
|
|
25 |
|
|
1,800 |
|
|
— |
|
|
220 |
|
|
1,580 |
|
Gulf Manufacturing, LLC |
|
|
|
|
Member Units |
(8) |
— |
|
|
1,980 |
|
|
2,533 |
|
|
6,790 |
|
|
1,980 |
|
|
— |
|
|
8,770 |
|
Harrison Hydra-Gen, Ltd. |
|
|
|
|
Common Stock |
(8) |
— |
|
|
990 |
|
|
— |
|
|
3,280 |
|
|
990 |
|
|
— |
|
|
4,270 |
|
Johnson Downie Opco, LLC |
|
SF+ |
11.50% |
|
Secured Debt (12) |
(8) |
— |
|
|
(3) |
|
|
10 |
|
|
— |
|
|
3 |
|
|
3 |
|
|
— |
|
|
16.98% |
SF+ |
11.50% |
|
Secured Debt |
(8) |
— |
|
|
(19) |
|
|
1,247 |
|
|
9,999 |
|
|
19 |
|
|
661 |
|
|
9,357 |
|
|
|
|
|
|
Preferred Equity |
(8) |
— |
|
|
2,120 |
|
|
253 |
|
|
5,540 |
|
|
2,120 |
|
|
— |
|
|
7,660 |
|
JorVet Holdings, LLC |
12.00% |
|
|
|
Secured Debt |
(9) |
— |
|
|
— |
|
|
2,373 |
|
|
25,432 |
|
|
38 |
|
|
— |
|
|
25,470 |
|
|
|
|
|
|
Preferred Equity |
(9) |
— |
|
|
— |
|
|
704 |
|
|
10,741 |
|
|
— |
|
|
— |
|
|
10,741 |
|
KBK Industries, LLC |
9.00% |
|
|
|
Secured Debt |
(5) |
— |
|
|
44 |
|
|
444 |
|
|
— |
|
|
6,000 |
|
|
900 |
|
|
5,100 |
|
|
|
|
|
|
Member Units |
(5) |
— |
|
|
2,800 |
|
|
7,696 |
|
|
15,570 |
|
|
2,800 |
|
|
— |
|
|
18,370 |
|
MS Private Loan Fund I, LP |
|
|
|
|
Secured Debt (12) |
(8) |
— |
|
|
— |
|
|
19 |
|
|
— |
|
|
— |
|
|
— |
|
|
— |
|
|
|
|
|
|
Secured Debt |
(8) |
— |
|
|
— |
|
|
— |
|
|
— |
|
|
— |
|
|
— |
|
|
— |
|
|
|
|
|
|
LP Interests (12) |
(8) |
— |
|
|
(306) |
|
|
1,240 |
|
|
14,833 |
|
|
— |
|
|
306 |
|
|
14,527 |
|
MS Private Loan Fund II, LP |
8.88% |
SF+ |
3.50% |
|
Secured Debt (12) |
(8) |
— |
|
|
— |
|
|
72 |
|
|
— |
|
|
10,848 |
|
|
— |
|
|
10,848 |
|
|
|
|
|
|
LP Interests (12) |
(8) |
— |
|
|
— |
|
|
— |
|
|
— |
|
|
1,152 |
|
|
— |
|
|
1,152 |
|
MSC Income Fund, Inc. |
|
|
|
|
Common Equity |
(8) |
— |
|
|
61 |
|
|
93 |
|
|
753 |
|
|
5,561 |
|
|
— |
|
|
6,314 |
|
NAPCO Precast, LLC |
|
|
|
|
Member Units |
(8) |
— |
|
|
330 |
|
|
(189) |
|
|
11,830 |
|
|
330 |
|
|
— |
|
|
12,160 |
|
Nebraska Vet AcquireCo, LLC |
|
SF+ |
7.00% |
|
Secured Debt (12) |
(5) |
— |
|
|
— |
|
|
7 |
|
|
— |
|
|
— |
|
|
— |
|
|
— |
|
|
12.00% |
|
|
|
Secured Debt |
(5) |
— |
|
|
14 |
|
|
2,104 |
|
|
20,094 |
|
|
5,700 |
|
|
— |
|
|
25,794 |
|
|
12.00% |
|
|
|
Secured Debt |
(5) |
— |
|
|
(16) |
|
|
972 |
|
|
10,500 |
|
|
16 |
|
|
16 |
|
|
10,500 |
|
|
|
|
|
|
Preferred Member Units |
(5) |
— |
|
|
6,730 |
|
|
591 |
|
|
7,700 |
|
|
6,730 |
|
|
— |
|
|
14,430 |
|
NexRev LLC |
|
|
|
|
Secured Debt (12) |
(8) |
— |
|
|
— |
|
|
— |
|
|
— |
|
|
— |
|
|
— |
|
|
— |
|
|
10.00% |
|
|
|
Secured Debt |
(8) |
— |
|
|
2,857 |
|
|
880 |
|
|
8,477 |
|
|
2,914 |
|
|
1,653 |
|
|
9,738 |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Company |
Total Rate |
Base Rate |
Spread |
PIK Rate |
Type of Investment(1) (10) (11) |
Geography |
Amount of Realized Gain/(Loss) |
|
Amount of Unrealized Gain/(Loss) |
|
Amount of Interest, Fees or Dividends Credited to Income(2) |
|
December 31, 2022 Fair Value (13) |
|
Gross Additions(3) |
|
Gross Reductions(4) |
|
September 30, 2023 Fair Value (13) |
|
|
|
|
|
Preferred Member Units |
(8) |
— |
|
|
5,240 |
|
|
171 |
|
|
1,110 |
|
|
5,240 |
|
|
— |
|
|
6,350 |
|
NRP Jones, LLC |
12.00% |
|
|
|
Secured Debt |
(5) |
— |
|
|
— |
|
|
189 |
|
|
2,080 |
|
|
— |
|
|
— |
|
|
2,080 |
|
|
|
|
|
|
Member Units |
(5) |
— |
|
|
(2,265) |
|
|
36 |
|
|
4,615 |
|
|
— |
|
|
2,265 |
|
|
2,350 |
|
|
|
|
|
|
Member Units |
(5) |
— |
|
|
(86) |
|
|
(2) |
|
|
175 |
|
|
— |
|
|
85 |
|
|
90 |
|
NuStep, LLC |
11.98% |
SF+ |
6.50% |
|
Secured Debt |
(5) |
— |
|
|
— |
|
|
364 |
|
|
4,399 |
|
|
— |
|
|
800 |
|
|
3,599 |
|
|
12.00% |
|
|
|
Secured Debt |
(5) |
— |
|
|
— |
|
|
1,687 |
|
|
18,414 |
|
|
9 |
|
|
— |
|
|
18,423 |
|
|
|
|
|
|
Preferred Member Units |
(5) |
— |
|
|
1,200 |
|
|
— |
|
|
8,040 |
|
|
1,200 |
|
|
— |
|
|
9,240 |
|
|
|
|
|
|
Preferred Member Units |
(5) |
— |
|
|
— |
|
|
— |
|
|
5,150 |
|
|
— |
|
|
— |
|
|
5,150 |
|
Orttech Holdings, LLC |
|
SF+ |
11.00% |
|
Secured Debt (12) |
(5) |
— |
|
|
— |
|
|
— |
|
|
— |
|
|
— |
|
|
— |
|
|
— |
|
|
16.48% |
SF+ |
11.00% |
|
Secured Debt |
(5) |
— |
|
|
127 |
|
|
2,822 |
|
|
23,429 |
|
|
171 |
|
|
1,400 |
|
|
22,200 |
|
|
|
|
|
|
Preferred Stock |
(5) |
— |
|
|
5,300 |
|
|
909 |
|
|
11,750 |
|
|
5,300 |
|
|
— |
|
|
17,050 |
|
Pearl Meyer Topco LLC |
12.00% |
|
|
|
Secured Debt (12) |
(6) |
— |
|
|
4 |
|
|
256 |
|
|
— |
|
|
3,500 |
|
|
— |
|
|
3,500 |
|
|
12.00% |
|
|
|
Secured Debt |
(6) |
— |
|
|
45 |
|
|
986 |
|
|
— |
|
|
17,500 |
|
|
— |
|
|
17,500 |
|
|
12.00% |
|
|
|
Secured Debt |
(6) |
— |
|
|
(50) |
|
|
2,586 |
|
|
28,681 |
|
|
50 |
|
|
1,050 |
|
|
27,681 |
|
|
|
|
|
|
Preferred Equity |
(6) |
— |
|
|
830 |
|
|
9,215 |
|
|
43,260 |
|
|
830 |
|
|
— |
|
|
44,090 |
|
River Aggregates, LLC |
|
|
|
|
Member Units |
(8) |
— |
|
|
— |
|
|
— |
|
|
3,620 |
|
|
— |
|
|
— |
|
|
3,620 |
|
Tedder Industries, LLC |
12.00% |
|
|
|
Secured Debt |
(9) |
— |
|
|
(58) |
|
|
167 |
|
|
1,840 |
|
|
— |
|
|
58 |
|
|
1,782 |
|
|
12.00% |
|
|
|
Secured Debt |
(9) |
— |
|
|
(404) |
|
|
1,392 |
|
|
15,120 |
|
|
8 |
|
|
404 |
|
|
14,724 |
|
|
|
|
|
|
Preferred Member Units |
(9) |
— |
|
|
(4,080) |
|
|
— |
|
|
7,681 |
|
|
— |
|
|
4,080 |
|
|
3,601 |
|
|
|
|
|
|
Preferred Member Units |
(9) |
— |
|
|
178 |
|
|
— |
|
|
— |
|
|
603 |
|
|
— |
|
|
603 |
|
|
|
|
|
|
Preferred Member Units |
(9) |
— |
|
|
720 |
|
|
— |
|
|
— |
|
|
1,200 |
|
|
— |
|
|
1,200 |
|
Televerde, LLC |
|
|
|
|
Member Units |
(8) |
— |
|
|
(309) |
|
|
592 |
|
|
5,408 |
|
|
— |
|
|
309 |
|
|
5,099 |
|
|
|
|
|
|
Preferred Stock |
(8) |
— |
|
|
— |
|
|
— |
|
|
1,794 |
|
|
— |
|
|
— |
|
|
1,794 |
|
UnionRock Energy Fund III, LP |
|
|
|
|
LP Interests (12) |
(9) |
— |
|
|
— |
|
|
— |
|
|
— |
|
|
1,051 |
|
|
— |
|
|
1,051 |
|
Vision Interests, Inc. |
|
|
|
|
Series A Preferred Stock |
(9) |
— |
|
|
— |
|
|
168 |
|
|
3,000 |
|
|
— |
|
|
— |
|
|
3,000 |
|
VVS Holdco LLC |
|
SF+ |
6.00% |
|
Secured Debt (12) |
(5) |
— |
|
|
— |
|
|
23 |
|
|
(21) |
|
|
17 |
|
|
— |
|
|
(4) |
|
|
11.50% |
|
|
|
Secured Debt |
(5) |
— |
|
|
— |
|
|
2,625 |
|
|
30,161 |
|
|
60 |
|
|
2,200 |
|
|
28,021 |
|
|
|
|
|
|
Preferred Equity |
(5) |
— |
|
|
(100) |
|
|
215 |
|
|
11,940 |
|
|
— |
|
|
100 |
|
|
11,840 |
|
|
|
|
|
|
|
|
— |
|
|
— |
|
|
— |
|
|
— |
|
|
— |
|
|
— |
|
|
— |
|
|
|
|
|
|
|
|
— |
|
|
— |
|
|
— |
|
|
— |
|
|
— |
|
|
— |
|
|
— |
|
Other |
|
|
|
|
|
|
— |
|
|
— |
|
|
— |
|
|
— |
|
|
— |
|
|
— |
|
|
— |
|
Amounts related to investments transferred to or from other 1940 Act classification during the period |
|
|
|
|
|
|
— |
|
|
— |
|
|
(171) |
|
|
(14,914) |
|
|
— |
|
|
— |
|
|
— |
|
Total Control investments |
|
|
|
|
|
|
$ |
(50,532) |
|
|
$ |
122,779 |
|
|
$ |
145,485 |
|
|
$ |
1,703,172 |
|
|
$ |
419,339 |
|
|
$ |
210,406 |
|
|
$ |
1,927,019 |
|
Affiliate Investments |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
423 HAR, LP |
|
|
|
|
LP Interests (423 HAR, L.P.) |
(8) |
$ |
— |
|
|
$ |
— |
|
|
$ |
— |
|
|
$ |
— |
|
|
$ |
750 |
|
|
$ |
— |
|
|
$ |
750 |
|
AAC Holdings, Inc. |
18.00% |
|
|
18.00% |
Secured Debt (12) |
(7) |
— |
|
|
(20) |
|
|
46 |
|
|
— |
|
|
394 |
|
|
15 |
|
|
379 |
|
|
18.00% |
|
|
18.00% |
Secured Debt |
(7) |
— |
|
|
(671) |
|
|
1,739 |
|
|
11,550 |
|
|
1,739 |
|
|
671 |
|
|
12,618 |
|
|
|
|
|
|
Common Stock |
(7) |
— |
|
|
— |
|
|
— |
|
|
— |
|
|
— |
|
|
— |
|
|
— |
|
|
|
|
|
|
Warrants |
(7) |
— |
|
|
— |
|
|
— |
|
|
— |
|
|
— |
|
|
— |
|
|
— |
|
AFG Capital Group, LLC |
|
|
|
|
Preferred Member Units |
(8) |
7,200 |
|
|
(8,200) |
|
|
— |
|
|
9,400 |
|
|
7,200 |
|
|
16,600 |
|
|
— |
|
ATX Networks Corp. |
|
L+ |
7.50% |
|
Secured Debt |
(6) |
— |
|
|
(134) |
|
|
886 |
|
|
6,343 |
|
|
575 |
|
|
6,918 |
|
|
— |
|
|
|
|
|
|
Unsecured Debt |
(6) |
— |
|
|
(306) |
|
|
1,160 |
|
|
2,598 |
|
|
1,160 |
|
|
3,758 |
|
|
— |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Company |
Total Rate |
Base Rate |
Spread |
PIK Rate |
Type of Investment(1) (10) (11) |
Geography |
Amount of Realized Gain/(Loss) |
|
Amount of Unrealized Gain/(Loss) |
|
Amount of Interest, Fees or Dividends Credited to Income(2) |
|
December 31, 2022 Fair Value (13) |
|
Gross Additions(3) |
|
Gross Reductions(4) |
|
September 30, 2023 Fair Value (13) |
|
|
|
|
|
Common Stock |
(6) |
3,248 |
|
|
(3,270) |
|
|
— |
|
|
3,270 |
|
|
3,248 |
|
|
6,518 |
|
|
— |
|
BBB Tank Services, LLC |
16.44% |
L+ |
11.00% |
|
Unsecured Debt |
(8) |
— |
|
|
— |
|
|
96 |
|
|
800 |
|
|
— |
|
|
200 |
|
|
600 |
|
|
16.44% |
L+ |
11.00% |
|
Unsecured Debt |
(8) |
— |
|
|
116 |
|
|
484 |
|
|
2,086 |
|
|
116 |
|
|
— |
|
|
2,202 |
|
|
|
|
|
|
Member Units |
(8) |
— |
|
|
— |
|
|
— |
|
|
— |
|
|
— |
|
|
— |
|
|
— |
|
|
15.00% |
|
|
15.00% |
Preferred Stock (non-voting) |
(8) |
— |
|
|
— |
|
|
— |
|
|
— |
|
|
— |
|
|
— |
|
|
— |
|
Boccella Precast Products LLC |
10.00% |
|
|
|
Secured Debt |
(6) |
— |
|
|
— |
|
|
24 |
|
|
320 |
|
|
— |
|
|
— |
|
|
320 |
|
|
|
|
|
|
Member Units |
(6) |
— |
|
|
(840) |
|
|
61 |
|
|
2,970 |
|
|
— |
|
|
840 |
|
|
2,130 |
|
Buca C, LLC |
12.00% |
|
|
|
Secured Debt |
(7) |
— |
|
|
292 |
|
|
1,659 |
|
|
12,337 |
|
|
292 |
|
|
375 |
|
|
12,254 |
|
|
6.00% |
|
|
6.00% |
Preferred Member Units |
(7) |
— |
|
|
— |
|
|
— |
|
|
— |
|
|
— |
|
|
— |
|
|
— |
|
Career Team Holdings, LLC |
|
SF+ |
6.00% |
|
Secured Debt (12) |
(6) |
— |
|
|
— |
|
|
18 |
|
|
(9) |
|
|
439 |
|
|
451 |
|
|
(21) |
|
|
12.50% |
|
|
|
Secured Debt |
(6) |
— |
|
|
— |
|
|
1,950 |
|
|
20,090 |
|
|
31 |
|
|
90 |
|
|
20,031 |
|
|
|
|
|
|
Common Stock |
(6) |
— |
|
|
— |
|
|
— |
|
|
4,500 |
|
|
— |
|
|
— |
|
|
4,500 |
|
Chandler Signs Holdings, LLC |
|
|
|
|
Class A Units |
(8) |
1,797 |
|
|
(290) |
|
|
60 |
|
|
1,790 |
|
|
1,797 |
|
|
3,587 |
|
|
— |
|
Classic H&G Holdings, LLC |
11.50% |
SF+ |
6.00% |
|
Secured Debt (12) |
(6) |
— |
|
|
— |
|
|
397 |
|
|
4,560 |
|
|
— |
|
|
— |
|
|
4,560 |
|
|
8.00% |
|
|
|
Secured Debt |
(6) |
— |
|
|
(32) |
|
|
1,201 |
|
|
19,274 |
|
|
32 |
|
|
32 |
|
|
19,274 |
|
|
|
|
|
|
Preferred Member Units |
(6) |
— |
|
|
(8,639) |
|
|
5,259 |
|
|
24,637 |
|
|
— |
|
|
8,637 |
|
|
16,000 |
|
Congruent Credit Opportunities Funds |
|
|
|
|
LP Interests (Congruent Credit Opportunities Fund III, LP) |
(8) |
— |
|
|
87 |
|
|
345 |
|
|
7,657 |
|
|
87 |
|
|
3,318 |
|
|
4,426 |
|
DMA Industries, LLC |
12.00% |
|
|
|
Secured Debt |
(7) |
— |
|
|
(32) |
|
|
1,896 |
|
|
21,200 |
|
|
32 |
|
|
1,232 |
|
|
20,000 |
|
|
|
|
|
|
Preferred Equity |
(7) |
— |
|
|
— |
|
|
— |
|
|
7,260 |
|
|
— |
|
|
— |
|
|
7,260 |
|
Dos Rios Partners |
|
|
|
|
LP Interests (Dos Rios Partners, LP) |
(8) |
754 |
|
|
(388) |
|
|
— |
|
|
9,127 |
|
|
759 |
|
|
1,292 |
|
|
8,594 |
|
|
|
|
|
|
LP Interests (Dos Rios Partners - A, LP) |
(8) |
241 |
|
|
(173) |
|
|
— |
|
|
2,898 |
|
|
241 |
|
|
460 |
|
|
2,679 |
|
Dos Rios Stone Products LLC |
|
|
|
|
Class A Preferred Units |
(8) |
— |
|
|
250 |
|
|
— |
|
|
1,330 |
|
|
250 |
|
|
— |
|
|
1,580 |
|
EIG Fund Investments |
|
|
|
|
LP Interests (EIG Global Private Debt Fund-A, L.P.) |
(8) |
16 |
|
|
— |
|
|
68 |
|
|
1,013 |
|
|
16 |
|
|
56 |
|
|
973 |
|
Flame King Holdings, LLC |
|
L+ |
6.50% |
|
Secured Debt |
(9) |
— |
|
|
(60) |
|
|
484 |
|
|
7,600 |
|
|
60 |
|
|
7,660 |
|
|
— |
|
|
|
L+ |
9.00% |
|
Secured Debt |
(9) |
— |
|
|
(162) |
|
|
1,583 |
|
|
21,200 |
|
|
162 |
|
|
21,362 |
|
|
— |
|
|
|
|
|
|
Preferred Equity |
(9) |
— |
|
|
10,320 |
|
|
2,478 |
|
|
17,580 |
|
|
10,320 |
|
|
— |
|
|
27,900 |
|
Freeport Financial SBIC Fund LP |
|
|
|
|
LP Interests (Freeport Financial SBIC Fund LP) (12) |
(5) |
— |
|
|
14 |
|
|
— |
|
|
3,483 |
|
|
14 |
|
|
— |
|
|
3,497 |
|
|
|
|
|
|
LP Interests (Freeport First Lien Loan Fund III LP) (12) |
(5) |
— |
|
|
— |
|
|
446 |
|
|
5,848 |
|
|
— |
|
|
975 |
|
|
4,873 |
|
GFG Group, LLC |
8.00% |
|
|
|
Secured Debt |
(5) |
— |
|
|
(22) |
|
|
763 |
|
|
11,345 |
|
|
22 |
|
|
822 |
|
|
10,545 |
|
|
|
|
|
|
Preferred Member Units |
(5) |
— |
|
|
3,240 |
|
|
328 |
|
|
7,140 |
|
|
3,240 |
|
|
— |
|
|
10,380 |
|
Hawk Ridge Systems, LLC |
11.65% |
SF+ |
6.00% |
|
Secured Debt (12) |
(9) |
— |
|
|
(1) |
|
|
234 |
|
|
3,185 |
|
|
4,581 |
|
|
5,967 |
|
|
1,799 |
|
|
12.50% |
|
|
|
Secured Debt |
(9) |
— |
|
|
10 |
|
|
3,636 |
|
|
37,800 |
|
|
7,456 |
|
|
— |
|
|
45,256 |
|
|
|
|
|
|
Preferred Member Units |
(9) |
— |
|
|
— |
|
|
196 |
|
|
17,460 |
|
|
— |
|
|
— |
|
|
17,460 |
|
|
|
|
|
|
Preferred Member Units |
(9) |
— |
|
|
— |
|
|
— |
|
|
920 |
|
|
— |
|
|
— |
|
|
920 |
|
Houston Plating and Coatings, LLC |
8.00% |
|
|
|
Unsecured Convertible Debt |
(8) |
— |
|
|
(120) |
|
|
182 |
|
|
3,000 |
|
|
— |
|
|
120 |
|
|
2,880 |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Company |
Total Rate |
Base Rate |
Spread |
PIK Rate |
Type of Investment(1) (10) (11) |
Geography |
Amount of Realized Gain/(Loss) |
|
Amount of Unrealized Gain/(Loss) |
|
Amount of Interest, Fees or Dividends Credited to Income(2) |
|
December 31, 2022 Fair Value (13) |
|
Gross Additions(3) |
|
Gross Reductions(4) |
|
September 30, 2023 Fair Value (13) |
|
|
|
|
|
Member Units |
(8) |
— |
|
|
1,240 |
|
|
51 |
|
|
2,400 |
|
|
1,240 |
|
|
— |
|
|
3,640 |
|
HPEP 3, L.P. |
|
|
|
|
LP Interests (HPEP 3, L.P.) (12) |
(8) |
— |
|
|
283 |
|
|
— |
|
|
4,331 |
|
|
283 |
|
|
508 |
|
|
4,106 |
|
|
|
|
|
|
LP Interests (HPEP 4, L.P.) (12) |
(8) |
— |
|
|
— |
|
|
— |
|
|
2,332 |
|
|
464 |
|
|
— |
|
|
2,796 |
|
|
|
|
|
|
LP Interests (423 COR, L.P.) (12) |
(8) |
— |
|
|
— |
|
|
117 |
|
|
1,400 |
|
|
— |
|
|
— |
|
|
1,400 |
|
I-45 SLF LLC |
|
|
|
|
Member Units (Fully diluted 20.0%; 21.75% profits interest) |
(8) |
— |
|
|
259 |
|
|
1,725 |
|
|
11,758 |
|
|
1,459 |
|
|
— |
|
|
13,217 |
|
Infinity X1 Holdings, LLC |
13.00% |
|
|
|
Secured Debt |
(9) |
— |
|
|
— |
|
|
1,391 |
|
|
— |
|
|
17,843 |
|
|
225 |
|
|
17,618 |
|
|
|
|
|
|
Preferred Equity |
(9) |
— |
|
|
— |
|
|
— |
|
|
— |
|
|
4,000 |
|
|
— |
|
|
4,000 |
|
Integral Energy Services |
13.01% |
SF+ |
7.50% |
|
Secured Debt |
(8) |
— |
|
|
(750) |
|
|
1,578 |
|
|
15,769 |
|
|
50 |
|
|
750 |
|
|
15,069 |
|
|
|
|
|
|
Common Stock |
(8) |
— |
|
|
(990) |
|
|
32 |
|
|
1,280 |
|
|
— |
|
|
990 |
|
|
290 |
|
Iron-Main Investments, LLC |
13.50% |
|
|
|
Secured Debt |
(5) |
— |
|
|
— |
|
|
465 |
|
|
4,500 |
|
|
5 |
|
|
20 |
|
|
4,485 |
|
|
13.50% |
|
|
|
Secured Debt |
(5) |
— |
|
|
— |
|
|
323 |
|
|
3,130 |
|
|
4 |
|
|
14 |
|
|
3,120 |
|
|
13.50% |
|
|
|
Secured Debt |
(5) |
— |
|
|
— |
|
|
908 |
|
|
8,944 |
|
|
— |
|
|
— |
|
|
8,944 |
|
|
13.50% |
|
|
|
Secured Debt |
(5) |
— |
|
|
— |
|
|
2,021 |
|
|
19,559 |
|
|
25 |
|
|
88 |
|
|
19,496 |
|
|
13.50% |
|
|
|
Secured Debt |
(5) |
— |
|
|
— |
|
|
1,298 |
|
|
— |
|
|
10,887 |
|
|
438 |
|
|
10,449 |
|
|
|
|
|
|
Common Stock |
(5) |
— |
|
|
74 |
|
|
— |
|
|
1,798 |
|
|
1,032 |
|
|
— |
|
|
2,830 |
|
ITA Holdings Group, LLC |
|
SF+ |
9.00% |
2.00% |
Secured Debt (12) |
(8) |
— |
|
|
— |
|
|
16 |
|
|
— |
|
|
— |
|
|
11 |
|
|
(11) |
|
|
|
SF+ |
9.00% |
2.00% |
Secured Debt (12) |
(8) |
— |
|
|
— |
|
|
2 |
|
|
— |
|
|
— |
|
|
9 |
|
|
(9) |
|
|
15.40% |
SF+ |
8.00% |
2.00% |
Secured Debt |
(8) |
— |
|
|
— |
|
|
321 |
|
|
— |
|
|
3,341 |
|
|
— |
|
|
3,341 |
|
|
17.40% |
SF+ |
10.00% |
2.00% |
Secured Debt |
(8) |
— |
|
|
— |
|
|
345 |
|
|
— |
|
|
3,341 |
|
|
— |
|
|
3,341 |
|
|
|
|
|
|
Warrants |
(8) |
— |
|
|
— |
|
|
— |
|
|
— |
|
|
2,091 |
|
|
— |
|
|
2,091 |
|
OnAsset Intelligence, Inc. |
12.00% |
|
|
12.00% |
Secured Debt |
| |