Annual report pursuant to Section 13 and 15(d)

Consolidated Schedule of Investments In and Advances to Affiliates

v3.24.0.1
Consolidated Schedule of Investments In and Advances to Affiliates
12 Months Ended
Dec. 31, 2023
Investments in and Advances to Affiliates [Abstract]  
Consolidated Schedule of Investments In and Advances to Affiliates
Company Total Rate Base Rate Spread PIK Rate Type of Investment(1) (10) (11) Geography Amount of
Realized
Gain/(Loss)
Amount of
Unrealized
Gain/(Loss)
Amount of
Interest,
Fees or
Dividends
Credited to
Income(2)
December 31,
2022 Fair Value
Gross
Additions(3)
Gross
Reductions(4)
December 31,
2023 Fair Value (13)
Majority-owned investments
Analytical Systems Keco Holdings, LLC 15.38% SF+ 10.00% Secured Debt (12) (8) $ —  $ —  $ 13  $ (3) $ 222  $ —  $ 219 
15.38% SF+ 10.00% Secured Debt (8) —  —  748  4,545  78  539  4,084 
14.13% Preferred Member Units (8) —  —  —  —  —  —  — 
Preferred Member Units (8) —  1,356  —  3,504  1,356  —  4,860 
Warrants (8) —  —  —  —  —  —  — 
Brewer Crane Holdings, LLC 15.46% L+ 10.00% Secured Debt (9) —  —  899  5,964  30  496  5,498 
Preferred Member Units (9) —  (1,460) 120  7,080  —  1,460  5,620 
Café Brazil, LLC Member Units (8) —  (230) 149  2,210  —  230  1,980 
California Splendor Holdings LLC 15.69% SF+ 10.00% Secured Debt (9) —  (359) 4,366  28,000  14  359  27,655 
Preferred Member Units (9) —  (9,800) 250  25,495  —  9,800  15,695 
15.00% 15.00% Preferred Member Units (9) —  —  607  3,994  607  —  4,601 
Clad-Rex Steel, LLC 11.50%     Secured Debt (12) (5) —  —  —  —  —  — 
11.50%     Secured Debt (5) —  (138) 1,172  10,440  40  2,058  8,422 
10.00% Secured Debt (5) —  —  104  1,039  36  1,004 
Member Units (5) —  (3,020) 275  8,220  —  3,020  5,200 
Member Units (5) —  220  —  610  519  —  1,129 
CMS Minerals Investments Member Units (9) 99  (366) 44  1,670  99  1,769  — 
Cody Pools, Inc. 12.50% Secured Debt (12) (8) —  11  14  —  —  —  — 
12.50% Secured Debt (8) —  31  3,384  —  46,312  4,239  42,073 
L+ 10.50% Secured Debt (8) —  (19) 96  1,462  32  1,494  — 
L+ 10.50% Secured Debt (8) —  (280) 2,683  40,801  —  40,801  — 
Preferred Member Units (8) —  14,290  4,877  58,180  14,290  —  72,470 
CompareNetworks Topco, LLC SF+ 9.00% Secured Debt (9) —  —  —  —  —  —  — 
14.48% SF+ 9.00% Secured Debt (9) —  (9) 668  5,241  1,796  3,454 
Preferred Member Units (9) —  (5,380) 316  19,830  —  5,380  14,450 
Cybermedia Technologies, LLC 10.00% Secured Debt (12) (6) —  —  —  —  —  — 
13.00% Secured Debt (6) —  —  2,989  —  28,752  363  28,389 
Preferred Member Units (6) —  —  163  —  15,000  —  15,000 
Datacom, LLC 7.50% Secured Debt (8) —  —  40  223  809  585  447 
10.00% Secured Debt (8) —  (85) 1,012  7,789  153  355  7,587 
Preferred Member Units (8) —  (2,600) (96) 2,670  —  2,600  70 
Direct Marketing Solutions, Inc. 14.00% Secured Debt (9) —  (29) 91  —  1,304  71  1,233 
14.00% Secured Debt (9) —  (59) 3,687  27,267  59  1,783  25,543 
Preferred Stock (9) —  (1,480) 171  22,220  —  1,480  20,740 
Elgin AcquireCo, LLC SF+ 6.00% Secured Debt (12) (5) —  —  (9) —  (7)
12.00%   Secured Debt (5) —  —  2,322  18,594  38  —  18,632 
9.00%   Secured Debt (5) —  —  573  6,294  45  6,252 
Company Total Rate Base Rate Spread PIK Rate Type of Investment(1) (10) (11) Geography Amount of
Realized
Gain/(Loss)
Amount of
Unrealized
Gain/(Loss)
Amount of
Interest,
Fees or
Dividends
Credited to
Income(2)
December 31,
2022 Fair Value
Gross
Additions(3)
Gross
Reductions(4)
December 31,
2023 Fair Value (13)
Common Stock (5) —  364  —  7,603  364  1,877  6,090 
Common Stock (5) —  112  —  1,558  112  —  1,670 
Gamber-Johnson Holdings, LLC SF+ 7.50% Secured Debt (12) (5) —  —  —  —  —  — 
10.50% SF+ 7.50% Secured Debt (5) —  (128) 6,684  64,078  128  10,128  54,078 
Member Units (5) —  45,820  5,961  50,890  45,820  —  96,710 
GRT Rubber Technologies LLC 11.48% SF+ 6.00% Secured Debt (12) (8) —  177  670  1,730  —  2,400 
13.48% SF+ 8.00% Secured Debt (8) —  (47) 5,428  40,493  47  47  40,493 
Member Units (8) —  —  183  44,440  —  —  44,440 
Gulf Publishing Holdings, LLC SF+ 9.50% Secured Debt (12) (8) —  —  —  —  —  —  — 
12.50% Secured Debt (8) —  —  304  2,284  —  —  2,284 
Preferred Equity (8) —  (1,320) —  3,780  —  1,320  2,460 
Member Units (8) —  —  —  —  —  —  — 
IG Investor, LLC Secured Debt (12) (6) —  —  98  —  765  800  (35)
13.00% Secured Debt (6) —  —  3,428  —  37,374  440  36,934 
Common Equity (6) —  —  —  —  15,096  696  14,400 
Jensen Jewelers of Idaho, LLC P+ 6.75% Secured Debt (12) (9) —  —  —  —  —  —  — 
15.25% P+ 6.75% Secured Debt (9) —  (6) 356  2,450  458  1,998 
Member Units (9) —  (2,550) 1,362  14,970  —  2,550  12,420 
Kickhaefer Manufacturing Company, LLC 12.00% Secured Debt (5) —  —  2,642  20,374  201  801  19,774 
9.00% Secured Debt (5) —  —  349  3,842  39  3,805 
Preferred Equity (5) —  2,470  —  7,220  2,470  —  9,690 
Member Units (5) —  (120) 115  2,850  —  120  2,730 
Market Force Information, LLC L+ 11.00% Secured Debt (9) (6,662) 163  453  6,090  804  6,894  — 
L+ 11.00% Secured Debt (9) (25,952) 24,342  —  1,610  24,342  25,952  — 
Member Units (9) (16,642) 16,642  —  —  16,642  16,642  — 
Metalforming Holdings, LLC 12.75% Secured Debt (12) (7) —  —  11  —  —  —  — 
12.75% Secured Debt (7) —  —  3,092  23,576  47  —  23,623 
8.00% 8.00% Preferred Equity (7) —  —  505  6,010  473  448  6,035 
Common Stock (7) —  (37) 522  1,537  —  37  1,500 
MH Corbin Holding LLC 13.00% Secured Debt (5) —  1,229  761  4,548  1,229  755  5,022 
Preferred Member Units (5) —  330  —  —  330  —  330 
Preferred Member Units (5) —  —  —  —  —  —  — 
MSC Adviser I, LLC Member Units (8) —  51,133  11,310  122,930  51,133  —  174,063 
Mystic Logistics Holdings, LLC Secured Debt (12) (6) —  —  —  —  —  — 
10.00% Secured Debt (6) —  —  583  5,746  —  —  5,746 
Common Stock (6) —  3,560  4,523  22,830  3,560  —  26,390 
OMi Topco, LLC 12.00% Secured Debt (8) —  (48) 1,824  15,750  48  3,048  12,750 
Preferred Member Units (8) —  13,570  2,700  22,810  13,570  —  36,380 
Company Total Rate Base Rate Spread PIK Rate Type of Investment(1) (10) (11) Geography Amount of
Realized
Gain/(Loss)
Amount of
Unrealized
Gain/(Loss)
Amount of
Interest,
Fees or
Dividends
Credited to
Income(2)
December 31,
2022 Fair Value
Gross
Additions(3)
Gross
Reductions(4)
December 31,
2023 Fair Value (13)
PPL RVs, Inc. SF+ 8.75% Secured Debt (8) —  (2) —  — 
14.23% SF+ 8.75% Secured Debt (8) —  (67) 2,845  21,655  67  1,845  19,877 
Common Stock (8) —  (1,970) (30) 18,950  —  1,970  16,980 
Common Stock (8) —  130  —  238  130  —  368 
Principle Environmental, LLC 13.00% Secured Debt (8) —  —  —  —  —  —  — 
13.00% Secured Debt (8) —  —  801  5,806  23  —  5,829 
Preferred Member Units (8) —  (1,670) 743  12,420  —  1,670  10,750 
Common Stock (8) —  (80) —  590  —  80  510 
Quality Lease Service, LLC Member Units (7) —  (98) —  525  33  98  460 
Robbins Bros. Jewelry, Inc. 12.50%     Secured Debt (9) —  —  32  (35) —  (26)
12.50%     Secured Debt (9) —  (3,113) 4,489  35,404  81  4,687  30,798 
Preferred Equity (9) —  (14,880) —  14,880  —  14,880  — 
Trantech Radiator Topco, LLC 8.00% Secured Debt (12) (7) —  (3) —  — 
12.00% Secured Debt (7) —  (18) 982  7,920  18  18  7,920 
Common Stock (7) —  4,940  116  7,800  4,940  —  12,740 
Volusion, LLC 10.00% Secured Debt (8) —  —  161  —  2,100  —  2,100 
11.50% Secured Debt (8) (3,188) 1,821  166  14,914  —  14,914  — 
8.00% Unsecured Convertible Debt (8) (409) 409  —  —  409  409  — 
Preferred Member Units (8) —  —  —  —  —  — 
Preferred Member Units (8) —  (1,396) —  —  11,446  4,196  7,250 
Preferred Member Units (8) —  —  —  —  —  —  — 
Common Stock (8) —  (2,576) —  —  2,576  2,576  — 
Warrants (8) —  2,576  —  —  —  —  — 
Ziegler’s NYPD, LLC 12.00% Secured Debt (8) —  —  55  450  —  —  450 
6.50% Secured Debt (8) —  —  66  945  —  —  945 
14.00% Secured Debt (8) —  (596) 390  2,676  —  596  2,080 
Preferred Member Units (8) —  (240) —  240  —  240  — 
Warrants (8) —  —  —  —  —  —  — 
Other controlled investments
2717 MH, L.P. LP Interests (2717 MH, L.P.) (8) 2,222  (952) 142  7,552  2,796  4,298  6,050 
LP Interests (2717 HPP-MS, L.P.) (12) (8) —  67  —  248  67  —  315 
ASC Interests, LLC 13.00% Secured Debt (8) —  —  54  400  —  —  400 
13.00% Secured Debt (8) —  (52) 218  1,649  53  1,597 
Preferred Member Units (8) —  88  —  —  266  —  266 
Member Units (8) —  (700) —  800  —  700  100 
ATS Workholding, LLC 5.00% Secured Debt (9) —  (486) —  634  180  486  328 
5.00% Secured Debt (9) —  (518) —  1,005  —  532  473 
Preferred Member Units (9) —  —  —  —  —  —  — 
Company Total Rate Base Rate Spread PIK Rate Type of Investment(1) (10) (11) Geography Amount of
Realized
Gain/(Loss)
Amount of
Unrealized
Gain/(Loss)
Amount of
Interest,
Fees or
Dividends
Credited to
Income(2)
December 31,
2022 Fair Value
Gross
Additions(3)
Gross
Reductions(4)
December 31,
2023 Fair Value (13)
Barfly Ventures, LLC 7.00% Secured Debt (12) (5) —  —  50  711  —  —  711 
Member Units (5) —  820  3,320  820  —  4,140 
Batjer TopCo, LLC 10.00% Secured Debt (12) (8) —  (8) —  — 
10.00% Secured Debt (12) (8) —  —  22  —  630  360  270 
10.00%   Secured Debt (8) —  67  1,134  10,933  92  450  10,575 
Preferred Stock (8) —  2,055  686  4,095  2,055  —  6,150 
Bolder Panther Group, LLC 14.48% SF+ 9.11% Secured Debt (9) —  (141) 14,208  99,194  141  2,779  96,556 
8.00% Class B Preferred Member Units (9) —  (400) 4,065  31,420  —  400  31,020 
Bridge Capital Solutions Corporation 13.00% Secured Debt (6) —  —  1,162  8,813  —  —  8,813 
13.00% Secured Debt (6) —  —  132  1,000  —  —  1,000 
Preferred Member Units (6) —  —  100  1,000  —  —  1,000 
Warrants (6) —  (21) —  1,828  —  20  1,808 
Warrants (6) —  (29) —  2,512  —  30  2,482 
CBT Nuggets, LLC Member Units (9) —  1,130  2,902  49,002  1,128  —  50,130 
Centre Technologies Holdings, LLC SF+ 9.00% Secured Debt (12) (8) —  —  12  —  —  —  — 
14.48% SF+ 9.00% Secured Debt (8) —  62  2,315  14,954  2,620  —  17,574 
Preferred Member Units (8) —  2,340  120  8,700  2,340  —  11,040 
Chamberlin Holding LLC SF+ 6.00% Secured Debt (12) (8) —  195  45  —  —  —  — 
13.49% SF+ 8.00% Secured Debt (8) —  (7) 2,203  16,945  1,332  15,620 
Member Units (8) —  6,400  4,182  22,920  6,400  —  29,320 
Member Units (8) —  150  92  2,710  150  —  2,860 
Charps, LLC 10.00% Unsecured Debt (5) —  (35) 604  5,694  35  35  5,694 
Preferred Member Units (5) —  2,350  1,463  13,340  2,350  —  15,690 
Colonial Electric Company LLC Secured Debt (6) —  —  52  —  1,600  1,600  — 
12.00% Secured Debt (6) —  (319) 1,804  23,151  55  1,579  21,627 
Preferred Member Units (6) —  1,440  —  —  2,400  —  2,400 
Preferred Member Units (6) —  (1,480) —  9,160  —  1,480  7,680 
Compass Systems & Sales, LLC 13.50% Secured Debt (5) —  —  —  —  —  —  — 
13.50% Secured Debt (5) —  —  608  —  17,034  —  17,034 
Preferred Equity (5) —  —  —  —  7,454  —  7,454 
Copper Trail Fund Investments LP Interests (CTMH, LP) (9) —  —  38  588  —  20  568 
Digital Products Holdings LLC 15.38% SF+ 10.00% Secured Debt (5) —  (67) 2,332  15,523  —  833  14,690 
Preferred Member Units (5) —  —  200  9,835  —  —  9,835 
Garreco, LLC 9.50% SF+ 8.00% Secured Debt (8) —  —  390  3,826  —  738  3,088 
Member Units (8) —  (220) 11  1,800  —  220  1,580 
Gulf Manufacturing, LLC Member Units (8) —  2,280  2,832  6,790  2,280  —  9,070 
Harrison Hydra-Gen, Ltd. Common Stock (8) —  1,380  —  3,280  1,380  —  4,660 
Company Total Rate Base Rate Spread PIK Rate Type of Investment(1) (10) (11) Geography Amount of
Realized
Gain/(Loss)
Amount of
Unrealized
Gain/(Loss)
Amount of
Interest,
Fees or
Dividends
Credited to
Income(2)
December 31,
2022 Fair Value
Gross
Additions(3)
Gross
Reductions(4)
December 31,
2023 Fair Value (13)
JorVet Holdings, LLC 12.00% Secured Debt (9) —  —  3,172  25,432  51  —  25,483 
Preferred Equity (9) —  —  825  10,741  —  —  10,741 
KBK Industries, LLC 9.00% Secured Debt (5) —  38  562  —  6,000  1,300  4,700 
Member Units (5) —  7,200  9,614  15,570  7,200  —  22,770 
MS Private Loan Fund I, LP 5.00% Secured Debt (12) (8) —  —  25  —  —  —  — 
LP Interests (12) (8) —  (306) 1,746  14,833  —  306  14,527 
MS Private Loan Fund II, LP 8.88% SF+ 3.50% Secured Debt (12) (8) —  —  515  —  23,367  —  23,367 
LP Interests (12) (8) —  —  —  —  1,561  —  1,561 
MSC Income Fund, Inc. Common Equity (8) —  22  236  753  9,272  —  10,025 
NAPCO Precast, LLC Member Units (8) —  (100) (40) 11,830  —  100  11,730 
Nebraska Vet AcquireCo, LLC SF+ 7.00% Secured Debt (12) (5) —  —  10  —  —  —  — 
12.00%   Secured Debt (5) —  (1) 2,910  20,094  5,701  25,794 
12.00%   Secured Debt (5) —  (22) 1,299  10,500  22  22  10,500 
Preferred Member Units (5) —  7,320  591  7,700  7,320  —  15,020 
NexRev LLC 10.00%   Secured Debt (12) (8) —  —  —  —  —  —  — 
10.00%   Secured Debt (8) —  2,859  1,143  8,477  2,928  1,654  9,751 
Preferred Member Units (8) —  5,240  665  1,110  5,240  —  6,350 
NRP Jones, LLC 12.00% Secured Debt (5) —  —  253  2,080  —  —  2,080 
Member Units (5) —  (3,148) 23  4,615  —  3,149  1,466 
Member Units (5) —  (122) —  175  —  122  53 
NuStep, LLC 11.98% SF+ 6.50% Secured Debt (5) —  —  474  4,399  —  799  3,600 
12.00%   Secured Debt (5) —  —  2,256  18,414  12  —  18,426 
Preferred Member Units (5) —  1,200  —  8,040  1,200  —  9,240 
Preferred Member Units (5) —  —  —  5,150  —  —  5,150 
Orttech Holdings, LLC SF+ 11.00% Secured Debt (12) (5) —  —  —  —  —  —  — 
16.48% SF+ 11.00% Secured Debt (5) —  115  3,765  23,429  171  1,560  22,040 
Preferred Stock (5) —  5,300  1,094  11,750  5,300  —  17,050 
Pearl Meyer Topco LLC 12.00% Secured Debt (12) (6) —  370  —  3,500  —  3,500 
12.00% Secured Debt (6) —  44  1,552  —  20,000  —  20,000 
12.00% Secured Debt (6) —  (65) 3,450  28,681  65  1,065  27,681 
Preferred Equity (6) —  830  12,110  43,260  830  —  44,090 
Pinnacle TopCo, LLC 8.00% Secured Debt (12) (8) —  —  26  —  444  —  444 
13.00% Secured Debt (8) —  —  586  —  30,339  —  30,339 
Preferred Equity (8) —  —  —  —  12,540  —  12,540 
River Aggregates, LLC Member Units (8) —  90  —  3,620  90  —  3,710 
Tedder Industries, LLC 12.00% Secured Debt (9) —  (114) 224  1,840  —  114  1,726 
12.00% Secured Debt (9) —  (867) 1,858  15,120  866  14,262 
Preferred Member Units (9) —  (7,681) —  7,681  —  7,681  — 
Company Total Rate Base Rate Spread PIK Rate Type of Investment(1) (10) (11) Geography Amount of
Realized
Gain/(Loss)
Amount of
Unrealized
Gain/(Loss)
Amount of
Interest,
Fees or
Dividends
Credited to
Income(2)
December 31,
2022 Fair Value
Gross
Additions(3)
Gross
Reductions(4)
December 31,
2023 Fair Value (13)
Preferred Member Units (9) —  (564) —  —  494  494  — 
Preferred Member Units (9) —  (661) —  —  661  661  — 
Televerde, LLC Member Units (8) —  (674) 333  5,408  —  674  4,734 
Preferred Stock (8) —  —  —  1,794  —  —  1,794 
Vision Interests, Inc. Series A Preferred Stock (9) —  —  168  3,000  —  —  3,000 
VVS Holdco LLC SF+ 6.00% Secured Debt (12) (5) —  —  39  (21) 21  —  — 
11.50% Secured Debt (5) —  —  3,468  30,161  74  2,200  28,035 
Preferred Equity (5) —  (100) 215  11,940  400  100  12,240 
—  —  —  —  —  —  — 
—  —  —  —  —  —  — 
Other —  —  —  —  —  —  — 
Amounts related to investments transferred to or from other 1940 Act classification during the period —  1,308  1,469  625  21,493  1,454  — 
Total Control investments $ (50,532) $ 161,793  $ 197,150  $ 1,703,172  $ 568,452  $ 244,262  $ 2,006,698 
Affiliate Investments
423 HAR, LP LP Interests (423 HAR, L.P.) (8) $ —  $ 247  $ —  $ —  $ 996  $ —  $ 996 
AAC Holdings, Inc. 18.00% 18.00% Secured Debt (12) (7) —  (1) 65  —  418  —  418 
18.00% 18.00% Secured Debt (7) —  (37) 2,382  11,550  2,382  37  13,895 
Common Stock (7) —  —  —  —  —  —  — 
Warrants (7) —  —  —  —  —  —  — 
AFG Capital Group, LLC Preferred Member Units (8) 7,200  (8,200) —  9,400  7,200  16,600  — 
ATX Networks Corp. L+ 7.50% Secured Debt (6) —  (134) 886  6,343  575  6,918  — 
10.00% Unsecured Debt (6) —  (306) 1,160  2,598  1,160  3,758  — 
Common Stock (6) 3,248  (3,270) —  3,270  3,248  6,518  — 
BBB Tank Services, LLC L+ 11.00% Unsecured Debt (8) —  —  102  800  —  800  — 
L+ 11.00% Unsecured Debt (8) (1,400) 1,914  539  2,086  1,914  4,000  — 
Member Units (8) (800) 800  —  —  800  800  — 
15.00% Preferred Stock (non-voting) (8) (162) 162  —  —  162  162  — 
Boccella Precast Products LLC 10.00% Secured Debt (6) —  —  32  320  —  —  320 
Member Units (6) —  (980) 122  2,970  —  980  1,990 
Buca C, LLC 12.00%   Secured Debt (7) —  183  2,188  12,337  183  376  12,144 
6.00% 6.00% Preferred Member Units (7) —  —  —  —  —  —  — 
Career Team Holdings, LLC 11.38% SF+ 6.00% Secured Debt (12) (6) —  —  40  (9) 1,340  450  881 
13.00%   Secured Debt (6) —  —  2,612  20,090  41  225  19,906 
Common Stock (6) —  —  —  4,500  —  —  4,500 
Chandler Signs Holdings, LLC Class A Units (8) 1,797  (290) 60  1,790  1,797  3,587  — 
Classic H&G Holdings, LLC 11.69% SF+ 6.00% Secured Debt (12) (6) —  —  537  4,560  —  —  4,560 
8.00%   Secured Debt (6) —  (43) 1,606  19,274  43  43  19,274 
Company Total Rate Base Rate Spread PIK Rate Type of Investment(1) (10) (11) Geography Amount of
Realized
Gain/(Loss)
Amount of
Unrealized
Gain/(Loss)
Amount of
Interest,
Fees or
Dividends
Credited to
Income(2)
December 31,
2022 Fair Value
Gross
Additions(3)
Gross
Reductions(4)
December 31,
2023 Fair Value (13)
Preferred Member Units (6) —  (8,639) 5,354  24,637  —  8,637  16,000 
Congruent Credit Opportunities Funds LP Interests (Congruent Credit Opportunities Fund III, LP) (8) —  13  443  7,657  13  3,318  4,352 
DMA Industries, LLC 12.00%   Secured Debt (7) —  (49) 2,518  21,200  49  2,449  18,800 
Preferred Equity (7) —  400  —  7,260  400  —  7,660 
Dos Rios Partners LP Interests (Dos Rios Partners, LP) (8) 759  (539) —  9,127  759  1,443  8,443 
LP Interests (Dos Rios Partners - A, LP) (8) 241  (221) —  2,898  241  508  2,631 
Dos Rios Stone Products LLC Class A Preferred Units (8) —  250  —  1,330  250  —  1,580 
EIG Fund Investments LP Interests (EIG Global Private Debt Fund-A, L.P.) (8) 33  —  89  1,013  176  429  760 
Flame King Holdings, LLC L+ 6.50% Secured Debt (9) —  (60) 484  7,600  60  7,660  — 
L+ 9.00% Secured Debt (9) —  (162) 1,583  21,200  162  21,362  — 
Preferred Equity (9) —  10,320  3,257  17,580  10,320  —  27,900 
Freeport Financial SBIC Fund LP LP Interests (Freeport Financial SBIC Fund LP) (12) (5) —  177  —  3,483  177  648  3,012 
LP Interests (Freeport First Lien Loan Fund III LP) (12) (5) —  —  598  5,848  —  2,144  3,704 
GFG Group, LLC 8.00%   Secured Debt (5) —  (33) 988  11,345  33  2,033  9,345 
Preferred Member Units (5) —  4,320  802  7,140  4,320  —  11,460 
Hawk Ridge Systems, LLC 11.65% SF+ 6.00% Secured Debt (9) —  (1) 317  3,185  6,037  7,248  1,974 
12.50% Secured Debt (9) —  (4) 5,094  37,800  7,460  45,256 
Preferred Member Units (9) —  —  293  17,460  —  —  17,460 
Preferred Member Units (9) —  —  —  920  —  —  920 
Houston Plating and Coatings, LLC 8.00% Unsecured Convertible Debt (8) —  (120) 243  3,000  —  120  2,880 
Member Units (8) —  940  84  2,400  940  —  3,340 
HPEP 3, L.P. LP Interests (HPEP 3, L.P.) (12) (8) —  156  4,331  403  509  4,225 
LP Interests (HPEP 4, L.P.) (12) (8) —  —  —  2,332  1,441  —  3,773 
LP Interests (423 COR, L.P.) (12) (8) —  469  130  1,400  469  —  1,869 
I-45 SLF LLC
Member Units (Fully diluted 20.0%; 21.75% profits interest)
(8) —  532  2,317  11,758  1,732  —  13,490 
Independent Pet Partners Intermediate Holdings, LLC Common Equity (6) —  (610) —  —  18,300  610  17,690 
Infinity X1 Holdings, LLC 13.00% Secured Debt (9) —  —  1,985  —  17,853  450  17,403 
Preferred Equity (9) —  —  125  —  4,000  —  4,000 
Integral Energy Services 13.16% SF+ 7.50% Secured Debt (8) —  (674) 2,374  15,769  80  1,958  13,891 
10.00% 10.00% Preferred Equity (8) —  73  —  —  300  —  300 
Common Stock (8) —  (1,120) 43  1,280  —  1,120  160 
Iron-Main Investments, LLC 13.50% Secured Debt (5) —  —  622  4,500  20  4,487 
13.50% Secured Debt (5) —