Schedule of Investments in and Advances to Affiliates, Schedule of Investments |
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Company |
Total Rate |
Base Rate |
Spread |
PIK Rate |
Type of Investment(1) (10) (11) |
Geography |
Amount of Realized Gain/(Loss) |
|
Amount of Unrealized Gain/(Loss) |
|
Amount of Interest, Fees or Dividends Credited to Income(2) |
|
December 31, 2022 Fair Value (13) |
|
Gross Additions(3) |
|
Gross Reductions(4) |
|
June 30, 2023 Fair Value (13) |
Majority-owned investments |
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Analytical Systems Keco Holdings, LLC |
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L+ |
10.00% |
|
Secured Debt |
(8) |
$ |
— |
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|
$ |
— |
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|
$ |
3 |
|
|
$ |
(3) |
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|
$ |
1 |
|
|
$ |
— |
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|
$ |
(2) |
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|
15.25% |
L+ |
10.00% |
|
Secured Debt |
(8) |
— |
|
|
— |
|
|
379 |
|
|
4,545 |
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|
39 |
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|
140 |
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|
4,444 |
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|
14.13% |
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|
Preferred Member Units |
(8) |
— |
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— |
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— |
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— |
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— |
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— |
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— |
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Preferred Member Units |
(8) |
— |
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|
566 |
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|
— |
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3,504 |
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|
566 |
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|
— |
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4,070 |
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Warrants |
(8) |
— |
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— |
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— |
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— |
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— |
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— |
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— |
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Brewer Crane Holdings, LLC |
15.17% |
L+ |
10.00% |
|
Secured Debt |
(9) |
— |
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|
(63) |
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|
429 |
|
|
5,964 |
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|
— |
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|
311 |
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5,653 |
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Preferred Member Units |
(9) |
— |
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(720) |
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|
60 |
|
|
7,080 |
|
|
— |
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|
720 |
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6,360 |
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Café Brazil, LLC |
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Member Units |
(8) |
— |
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(80) |
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|
103 |
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|
2,210 |
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— |
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|
80 |
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|
2,130 |
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California Splendor Holdings LLC |
15.25% |
L+ |
10.00% |
|
Secured Debt |
(9) |
— |
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|
(7) |
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2,127 |
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28,000 |
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7 |
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|
7 |
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28,000 |
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Preferred Member Units |
(9) |
— |
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(2,060) |
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|
125 |
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|
25,495 |
|
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— |
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|
2,060 |
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23,435 |
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|
15.00% |
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|
15.00% |
Preferred Member Units |
(9) |
— |
|
|
— |
|
|
301 |
|
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3,994 |
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|
301 |
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|
— |
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4,295 |
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Clad-Rex Steel, LLC |
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Secured Debt (12) |
(5) |
— |
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— |
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1 |
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— |
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— |
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— |
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— |
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11.50% |
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Secured Debt |
(5) |
— |
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(64) |
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|
621 |
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10,440 |
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18 |
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|
824 |
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9,634 |
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10.00% |
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Secured Debt |
(5) |
— |
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— |
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52 |
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|
1,039 |
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— |
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17 |
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1,022 |
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Member Units |
(5) |
— |
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(1,840) |
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275 |
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8,220 |
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— |
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1,840 |
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6,380 |
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Member Units |
(5) |
— |
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220 |
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— |
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610 |
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|
519 |
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— |
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1,129 |
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CMS Minerals Investments |
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Member Units |
(9) |
99 |
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(366) |
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|
44 |
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1,670 |
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|
99 |
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1,769 |
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— |
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Cody Pools, Inc. |
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Secured Debt (12) |
(8) |
— |
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12 |
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2 |
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— |
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— |
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— |
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— |
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12.50% |
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Secured Debt |
(8) |
— |
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|
39 |
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|
582 |
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|
— |
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46,312 |
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— |
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46,312 |
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L+ |
10.50% |
|
Secured Debt |
(8) |
— |
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(19) |
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|
96 |
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1,462 |
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32 |
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1,494 |
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— |
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L+ |
10.50% |
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Secured Debt |
(8) |
— |
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(280) |
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2,683 |
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40,801 |
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— |
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40,801 |
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— |
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Preferred Member Units |
(8) |
— |
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|
6,940 |
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|
1,446 |
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58,180 |
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|
6,940 |
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|
— |
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65,120 |
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CompareNetworks Topco, LLC |
|
L+ |
9.00% |
|
Secured Debt |
(9) |
— |
|
|
— |
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|
— |
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— |
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|
— |
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— |
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— |
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14.25% |
L+ |
9.00% |
|
Secured Debt |
(9) |
— |
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|
(5) |
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|
355 |
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|
5,241 |
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|
5 |
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|
377 |
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|
4,869 |
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Preferred Member Units |
(9) |
— |
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(3,450) |
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|
158 |
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|
19,830 |
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|
— |
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|
3,450 |
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|
16,380 |
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Cybermedia Technologies, LLC |
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Secured Debt (12) |
(6) |
— |
|
|
— |
|
|
2 |
|
|
— |
|
|
— |
|
|
— |
|
|
— |
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|
13.00% |
|
|
|
Secured Debt |
(6) |
— |
|
|
— |
|
|
1,042 |
|
|
— |
|
|
28,720 |
|
|
— |
|
|
28,720 |
|
|
|
|
|
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Preferred Member Units |
(6) |
— |
|
|
— |
|
|
— |
|
|
— |
|
|
15,000 |
|
|
— |
|
|
15,000 |
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Datacom, LLC |
7.50% |
|
|
|
Secured Debt |
(8) |
— |
|
|
— |
|
|
18 |
|
|
223 |
|
|
583 |
|
|
90 |
|
|
716 |
|
|
10.00% |
|
|
|
Secured Debt |
(8) |
— |
|
|
— |
|
|
507 |
|
|
7,789 |
|
|
78 |
|
|
135 |
|
|
7,732 |
|
|
|
|
|
|
Preferred Member Units |
(8) |
— |
|
|
(320) |
|
|
— |
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|
2,670 |
|
|
— |
|
|
320 |
|
|
2,350 |
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Direct Marketing Solutions, Inc. |
|
|
|
|
Secured Debt (12) |
(9) |
— |
|
|
(14) |
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|
23 |
|
|
— |
|
|
14 |
|
|
14 |
|
|
— |
|
|
13.00% |
|
|
|
Secured Debt |
(9) |
— |
|
|
(35) |
|
|
1,876 |
|
|
27,267 |
|
|
35 |
|
|
837 |
|
|
26,465 |
|
|
|
|
|
|
Preferred Stock |
(9) |
— |
|
|
1,130 |
|
|
343 |
|
|
22,220 |
|
|
1,130 |
|
|
— |
|
|
23,350 |
|
Elgin AcquireCo, LLC |
|
SF+ |
6.00% |
|
Secured Debt (12) |
(5) |
— |
|
|
— |
|
|
4 |
|
|
(9) |
|
|
1 |
|
|
— |
|
|
(8) |
|
|
12.00% |
|
|
|
Secured Debt |
(5) |
— |
|
|
— |
|
|
1,151 |
|
|
18,594 |
|
|
19 |
|
|
— |
|
|
18,613 |
|
|
9.00% |
|
|
|
Secured Debt |
(5) |
— |
|
|
— |
|
|
287 |
|
|
6,294 |
|
|
1 |
|
|
21 |
|
|
6,274 |
|
|
|
|
|
|
Common Stock |
(5) |
— |
|
|
364 |
|
|
— |
|
|
7,603 |
|
|
364 |
|
|
1,877 |
|
|
6,090 |
|
|
|
|
|
|
Common Stock |
(5) |
— |
|
|
112 |
|
|
— |
|
|
1,558 |
|
|
112 |
|
|
— |
|
|
1,670 |
|
Gamber-Johnson Holdings, LLC |
|
SF+ |
8.50% |
|
Secured Debt (12) |
(5) |
— |
|
|
— |
|
|
3 |
|
|
— |
|
|
— |
|
|
— |
|
|
— |
|
|
11.00% |
SF+ |
8.00% |
|
Secured Debt |
(5) |
— |
|
|
(64) |
|
|
3,598 |
|
|
64,078 |
|
|
64 |
|
|
4,464 |
|
|
59,678 |
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Company |
Total Rate |
Base Rate |
Spread |
PIK Rate |
Type of Investment(1) (10) (11) |
Geography |
Amount of Realized Gain/(Loss) |
|
Amount of Unrealized Gain/(Loss) |
|
Amount of Interest, Fees or Dividends Credited to Income(2) |
|
December 31, 2022 Fair Value (13) |
|
Gross Additions(3) |
|
Gross Reductions(4) |
|
June 30, 2023 Fair Value (13) |
|
|
|
|
|
Member Units |
(5) |
— |
|
|
19,270 |
|
|
2,904 |
|
|
50,890 |
|
|
19,270 |
|
|
— |
|
|
70,160 |
|
GRT Rubber Technologies LLC |
11.17% |
L+ |
6.00% |
|
Secured Debt (12) |
(8) |
— |
|
|
— |
|
|
66 |
|
|
670 |
|
|
630 |
|
|
— |
|
|
1,300 |
|
|
13.17% |
L+ |
8.00% |
|
Secured Debt |
(8) |
— |
|
|
(23) |
|
|
2,624 |
|
|
40,493 |
|
|
23 |
|
|
23 |
|
|
40,493 |
|
|
|
|
|
|
Member Units |
(8) |
— |
|
|
— |
|
|
84 |
|
|
44,440 |
|
|
— |
|
|
— |
|
|
44,440 |
|
Gulf Publishing Holdings, LLC |
|
L+ |
9.50% |
|
Secured Debt (12) |
(8) |
— |
|
|
— |
|
|
— |
|
|
— |
|
|
— |
|
|
— |
|
|
— |
|
|
12.50% |
|
|
|
Secured Debt |
(8) |
— |
|
|
— |
|
|
151 |
|
|
2,284 |
|
|
— |
|
|
— |
|
|
2,284 |
|
|
|
|
|
|
Preferred Equity |
(8) |
— |
|
|
— |
|
|
— |
|
|
3,780 |
|
|
— |
|
|
— |
|
|
3,780 |
|
|
|
|
|
|
Member Units |
(8) |
— |
|
|
— |
|
|
— |
|
|
— |
|
|
— |
|
|
— |
|
|
— |
|
IG Investor, LLC |
|
|
|
|
Secured Debt (12) |
(6) |
— |
|
|
— |
|
|
84 |
|
|
— |
|
|
761 |
|
|
800 |
|
|
(39) |
|
|
13.00% |
|
|
|
Secured Debt |
(6) |
— |
|
|
— |
|
|
896 |
|
|
— |
|
|
37,333 |
|
|
— |
|
|
37,333 |
|
|
|
|
|
|
Common Equity |
(6) |
— |
|
|
— |
|
|
— |
|
|
— |
|
|
15,096 |
|
|
— |
|
|
15,096 |
|
Independent Pet Partners Intermediate Holdings, LLC |
|
|
|
|
Common Equity |
(6) |
— |
|
|
— |
|
|
— |
|
|
— |
|
|
18,300 |
|
|
— |
|
|
18,300 |
|
Jensen Jewelers of Idaho, LLC |
|
P+ |
6.75% |
|
Secured Debt (12) |
(9) |
— |
|
|
— |
|
|
— |
|
|
— |
|
|
— |
|
|
— |
|
|
— |
|
|
15.00% |
P+ |
6.75% |
|
Secured Debt |
(9) |
— |
|
|
(3) |
|
|
183 |
|
|
2,450 |
|
|
3 |
|
|
3 |
|
|
2,450 |
|
|
|
|
|
|
Member Units |
(9) |
— |
|
|
(1,460) |
|
|
626 |
|
|
14,970 |
|
|
— |
|
|
1,460 |
|
|
13,510 |
|
Kickhaefer Manufacturing Company, LLC |
12.00% |
|
|
|
Secured Debt |
(5) |
— |
|
|
— |
|
|
1,407 |
|
|
20,374 |
|
|
195 |
|
|
— |
|
|
20,569 |
|
|
9.00% |
|
|
|
Secured Debt |
(5) |
— |
|
|
— |
|
|
175 |
|
|
3,842 |
|
|
1 |
|
|
19 |
|
|
3,824 |
|
|
|
|
|
|
Preferred Equity |
(5) |
— |
|
|
510 |
|
|
— |
|
|
7,220 |
|
|
510 |
|
|
— |
|
|
7,730 |
|
|
|
|
|
|
Member Units |
(5) |
— |
|
|
(70) |
|
|
60 |
|
|
2,850 |
|
|
— |
|
|
70 |
|
|
2,780 |
|
Market Force Information, LLC |
|
L+ |
11.00% |
|
Secured Debt |
(9) |
(6,662) |
|
|
163 |
|
|
453 |
|
|
6,090 |
|
|
804 |
|
|
6,894 |
|
|
— |
|
|
|
|
|
|
Secured Debt |
(9) |
(25,952) |
|
|
24,342 |
|
|
— |
|
|
1,610 |
|
|
24,342 |
|
|
25,952 |
|
|
— |
|
|
|
|
|
|
Member Units |
(9) |
(16,642) |
|
|
16,642 |
|
|
— |
|
|
— |
|
|
16,642 |
|
|
16,642 |
|
|
— |
|
MetalForming AcquireCo, LLC |
|
|
|
|
Secured Debt (12) |
(7) |
— |
|
|
— |
|
|
5 |
|
|
— |
|
|
— |
|
|
— |
|
|
— |
|
|
12.75% |
|
|
|
Secured Debt |
(7) |
— |
|
|
— |
|
|
1,518 |
|
|
23,576 |
|
|
23 |
|
|
— |
|
|
23,599 |
|
|
8.00% |
|
|
8.00% |
Preferred Equity |
(7) |
— |
|
|
118 |
|
|
148 |
|
|
6,010 |
|
|
235 |
|
|
— |
|
|
6,245 |
|
|
|
|
|
|
Common Stock |
(7) |
— |
|
|
(137) |
|
|
619 |
|
|
1,537 |
|
|
— |
|
|
137 |
|
|
1,400 |
|
MH Corbin Holding LLC |
13.00% |
|
|
|
Secured Debt |
(5) |
— |
|
|
1,150 |
|
|
392 |
|
|
4,548 |
|
|
1,150 |
|
|
195 |
|
|
5,503 |
|
|
|
|
|
|
Preferred Member Units |
(5) |
— |
|
|
— |
|
|
— |
|
|
— |
|
|
— |
|
|
— |
|
|
— |
|
|
|
|
|
|
Preferred Member Units |
(5) |
— |
|
|
— |
|
|
— |
|
|
— |
|
|
— |
|
|
— |
|
|
— |
|
MSC Adviser I, LLC |
|
|
|
|
Member Units |
(8) |
— |
|
|
11,040 |
|
|
5,916 |
|
|
122,930 |
|
|
11,040 |
|
|
— |
|
|
133,970 |
|
Mystic Logistics Holdings, LLC |
|
|
|
|
Secured Debt (12) |
(6) |
— |
|
|
— |
|
|
2 |
|
|
— |
|
|
— |
|
|
— |
|
|
— |
|
|
10.00% |
|
|
|
Secured Debt |
(6) |
— |
|
|
— |
|
|
289 |
|
|
5,746 |
|
|
— |
|
|
— |
|
|
5,746 |
|
|
|
|
|
|
Common Stock |
(6) |
— |
|
|
4,320 |
|
|
1,977 |
|
|
22,830 |
|
|
4,320 |
|
|
— |
|
|
27,150 |
|
OMi Topco, LLC |
12.00% |
|
|
|
Secured Debt |
(8) |
— |
|
|
(25) |
|
|
952 |
|
|
15,750 |
|
|
25 |
|
|
1,525 |
|
|
14,250 |
|
|
|
|
|
|
Preferred Member Units |
(8) |
— |
|
|
6,500 |
|
|
1,350 |
|
|
22,810 |
|
|
6,500 |
|
|
— |
|
|
29,310 |
|
PPL RVs, Inc. |
|
L+ |
8.75% |
|
Secured Debt |
(8) |
— |
|
|
(1) |
|
|
1 |
|
|
— |
|
|
1 |
|
|
1 |
|
|
— |
|
|
13.63% |
L+ |
8.75% |
|
Secured Debt |
(8) |
— |
|
|
(39) |
|
|
1,365 |
|
|
21,655 |
|
|
39 |
|
|
1,404 |
|
|
20,290 |
|
|
|
|
|
|
Common Stock |
(8) |
— |
|
|
(880) |
|
|
157 |
|
|
18,950 |
|
|
— |
|
|
880 |
|
|
18,070 |
|
|
|
|
|
|
Common Stock |
(8) |
— |
|
|
12 |
|
|
— |
|
|
238 |
|
|
12 |
|
|
— |
|
|
250 |
|
Principle Environmental, LLC |
|
|
|
|
Secured Debt |
(8) |
— |
|
|
— |
|
|
— |
|
|
— |
|
|
— |
|
|
— |
|
|
— |
|
|
13.00% |
|
|
|
Secured Debt |
(8) |
— |
|
|
— |
|
|
397 |
|
|
5,806 |
|
|
11 |
|
|
— |
|
|
5,817 |
|
|
|
|
|
|
Preferred Member Units |
(8) |
— |
|
|
(1,940) |
|
|
429 |
|
|
12,420 |
|
|
— |
|
|
1,940 |
|
|
10,480 |
|
|
|
|
|
|
Common Stock |
(8) |
— |
|
|
(90) |
|
|
— |
|
|
590 |
|
|
— |
|
|
90 |
|
|
500 |
|
Quality Lease Service, LLC |
|
|
|
|
Member Units |
(7) |
— |
|
|
(98) |
|
|
— |
|
|
525 |
|
|
33 |
|
|
98 |
|
|
460 |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Company |
Total Rate |
Base Rate |
Spread |
PIK Rate |
Type of Investment(1) (10) (11) |
Geography |
Amount of Realized Gain/(Loss) |
|
Amount of Unrealized Gain/(Loss) |
|
Amount of Interest, Fees or Dividends Credited to Income(2) |
|
December 31, 2022 Fair Value (13) |
|
Gross Additions(3) |
|
Gross Reductions(4) |
|
June 30, 2023 Fair Value (13) |
Robbins Bros. Jewelry, Inc. |
|
|
|
|
Secured Debt (12) |
(9) |
— |
|
|
— |
|
|
16 |
|
|
(35) |
|
|
4 |
|
|
— |
|
|
(31) |
|
|
12.50% |
|
|
|
Secured Debt |
(9) |
— |
|
|
(444) |
|
|
2,255 |
|
|
35,404 |
|
|
40 |
|
|
1,119 |
|
|
34,325 |
|
|
|
|
|
|
Preferred Equity |
(9) |
— |
|
|
(8,740) |
|
|
— |
|
|
14,880 |
|
|
— |
|
|
8,740 |
|
|
6,140 |
|
Trantech Radiator Topco, LLC |
|
|
|
|
Secured Debt (12) |
(7) |
— |
|
|
(2) |
|
|
4 |
|
|
— |
|
|
2 |
|
|
2 |
|
|
— |
|
|
12.00% |
|
|
|
Secured Debt |
(7) |
— |
|
|
(9) |
|
|
487 |
|
|
7,920 |
|
|
9 |
|
|
9 |
|
|
7,920 |
|
|
|
|
|
|
Common Stock |
(7) |
— |
|
|
3,970 |
|
|
58 |
|
|
7,800 |
|
|
3,970 |
|
|
— |
|
|
11,770 |
|
Volusion, LLC |
10.00% |
|
|
|
Secured Debt |
(8) |
— |
|
|
— |
|
|
54 |
|
|
— |
|
|
2,100 |
|
|
— |
|
|
2,100 |
|
|
|
|
|
|
Secured Debt |
(8) |
(3,188) |
|
|
1,821 |
|
|
166 |
|
|
14,914 |
|
|
— |
|
|
14,914 |
|
|
— |
|
|
|
|
|
|
Unsecured Convertible Debt |
(8) |
(409) |
|
|
409 |
|
|
— |
|
|
— |
|
|
409 |
|
|
409 |
|
|
— |
|
|
|
|
|
|
Preferred Member Units |
(8) |
— |
|
|
— |
|
|
— |
|
|
— |
|
|
— |
|
|
— |
|
|
— |
|
|
|
|
|
|
Preferred Member Units |
(8) |
— |
|
|
(706) |
|
|
— |
|
|
— |
|
|
11,446 |
|
|
706 |
|
|
10,740 |
|
|
|
|
|
|
Preferred Member Units |
(8) |
— |
|
|
— |
|
|
— |
|
|
— |
|
|
— |
|
|
— |
|
|
— |
|
|
|
|
|
|
Common Stock |
(8) |
— |
|
|
(2,576) |
|
|
— |
|
|
— |
|
|
2,576 |
|
|
2,576 |
|
|
— |
|
|
|
|
|
|
Warrants |
(8) |
— |
|
|
2,576 |
|
|
— |
|
|
— |
|
|
— |
|
|
— |
|
|
— |
|
Ziegler’s NYPD, LLC |
12.00% |
|
|
|
Secured Debt |
(8) |
— |
|
|
— |
|
|
27 |
|
|
450 |
|
|
— |
|
|
— |
|
|
450 |
|
|
6.50% |
|
|
|
Secured Debt |
(8) |
— |
|
|
— |
|
|
33 |
|
|
945 |
|
|
— |
|
|
— |
|
|
945 |
|
|
14.00% |
|
|
|
Secured Debt |
(8) |
— |
|
|
(215) |
|
|
194 |
|
|
2,676 |
|
|
— |
|
|
215 |
|
|
2,461 |
|
|
|
|
|
|
Preferred Member Units |
(8) |
— |
|
|
(170) |
|
|
— |
|
|
240 |
|
|
— |
|
|
170 |
|
|
70 |
|
|
|
|
|
|
Warrants |
(8) |
— |
|
|
— |
|
|
— |
|
|
— |
|
|
— |
|
|
— |
|
|
— |
|
Other controlled investments |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
2717 MH, L.P. |
|
|
|
|
LP Interests (2717 MH, L.P.) |
(8) |
1,677 |
|
|
(675) |
|
|
141 |
|
|
7,552 |
|
|
2,077 |
|
|
3,283 |
|
|
6,346 |
|
|
|
|
|
|
LP Interests (2717 HPP-MS, L.P.) (12) |
(8) |
— |
|
|
67 |
|
|
— |
|
|
248 |
|
|
67 |
|
|
— |
|
|
315 |
|
ASC Interests, LLC |
13.00% |
|
|
|
Secured Debt (12) |
(8) |
— |
|
|
— |
|
|
27 |
|
|
400 |
|
|
— |
|
|
— |
|
|
400 |
|
|
13.00% |
|
|
|
Secured Debt |
(8) |
— |
|
|
(52) |
|
|
108 |
|
|
1,649 |
|
|
— |
|
|
52 |
|
|
1,597 |
|
|
|
|
|
|
Member Units |
(8) |
— |
|
|
(384) |
|
|
— |
|
|
800 |
|
|
94 |
|
|
384 |
|
|
510 |
|
ATS Workholding, LLC |
5.00% |
|
|
|
Secured Debt |
(9) |
— |
|
|
(277) |
|
|
— |
|
|
634 |
|
|
126 |
|
|
277 |
|
|
483 |
|
|
5.00% |
|
|
|
Secured Debt |
(9) |
— |
|
|
(286) |
|
|
— |
|
|
1,005 |
|
|
— |
|
|
286 |
|
|
719 |
|
|
|
|
|
|
Preferred Member Units |
(9) |
— |
|
|
— |
|
|
— |
|
|
— |
|
|
— |
|
|
— |
|
|
— |
|
Barfly Ventures, LLC |
7.00% |
|
|
|
Secured Debt (12) |
(5) |
— |
|
|
— |
|
|
44 |
|
|
711 |
|
|
— |
|
|
— |
|
|
711 |
|
|
|
|
|
|
Member Units |
(5) |
— |
|
|
(280) |
|
|
— |
|
|
3,320 |
|
|
— |
|
|
280 |
|
|
3,040 |
|
Batjer TopCo, LLC |
|
|
|
|
Secured Debt (12) |
(8) |
— |
|
|
7 |
|
|
1 |
|
|
(8) |
|
|
8 |
|
|
— |
|
|
— |
|
|
|
|
|
|
Secured Debt (12) |
(8) |
— |
|
|
— |
|
|
— |
|
|
— |
|
|
— |
|
|
— |
|
|
— |
|
|
10.00% |
|
|
|
Secured Debt |
(8) |
— |
|
|
78 |
|
|
583 |
|
|
10,933 |
|
|
92 |
|
|
450 |
|
|
10,575 |
|
|
|
|
|
|
Preferred Stock |
(8) |
— |
|
|
2,055 |
|
|
574 |
|
|
4,095 |
|
|
2,055 |
|
|
— |
|
|
6,150 |
|
Bolder Panther Group, LLC |
|
|
|
|
Secured Debt |
(9) |
— |
|
|
— |
|
|
1 |
|
|
— |
|
|
— |
|
|
— |
|
|
— |
|
|
14.37% |
SF+ |
9.19% |
|
Secured Debt |
(9) |
— |
|
|
(71) |
|
|
6,976 |
|
|
99,194 |
|
|
71 |
|
|
1,390 |
|
|
97,875 |
|
|
8.00% |
|
|
|
Class B Preferred Member Units |
(9) |
— |
|
|
(300) |
|
|
2,137 |
|
|
31,420 |
|
|
— |
|
|
300 |
|
|
31,120 |
|
Bridge Capital Solutions Corporation |
13.00% |
|
|
|
Secured Debt |
(6) |
— |
|
|
— |
|
|
576 |
|
|
8,813 |
|
|
— |
|
|
— |
|
|
8,813 |
|
|
13.00% |
|
|
|
Secured Debt |
(6) |
— |
|
|
— |
|
|
65 |
|
|
1,000 |
|
|
— |
|
|
— |
|
|
1,000 |
|
|
|
|
|
|
Preferred Member Units |
(6) |
— |
|
|
— |
|
|
50 |
|
|
1,000 |
|
|
— |
|
|
— |
|
|
1,000 |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Company |
Total Rate |
Base Rate |
Spread |
PIK Rate |
Type of Investment(1) (10) (11) |
Geography |
Amount of Realized Gain/(Loss) |
|
Amount of Unrealized Gain/(Loss) |
|
Amount of Interest, Fees or Dividends Credited to Income(2) |
|
December 31, 2022 Fair Value (13) |
|
Gross Additions(3) |
|
Gross Reductions(4) |
|
June 30, 2023 Fair Value (13) |
|
|
|
|
|
Warrants |
(6) |
— |
|
|
46 |
|
|
— |
|
|
1,828 |
|
|
46 |
|
|
— |
|
|
1,874 |
|
|
|
|
|
|
Warrants |
(6) |
— |
|
|
64 |
|
|
— |
|
|
2,512 |
|
|
64 |
|
|
— |
|
|
2,576 |
|
CBT Nuggets, LLC |
|
|
|
|
Member Units |
(9) |
— |
|
|
1,570 |
|
|
1,647 |
|
|
49,002 |
|
|
1,568 |
|
|
— |
|
|
50,570 |
|
Centre Technologies Holdings, LLC |
|
L+ |
9.00% |
|
Secured Debt (12) |
(8) |
— |
|
|
— |
|
|
6 |
|
|
— |
|
|
— |
|
|
— |
|
|
— |
|
|
14.25% |
L+ |
9.00% |
|
Secured Debt |
(8) |
— |
|
|
64 |
|
|
1,058 |
|
|
14,954 |
|
|
76 |
|
|
— |
|
|
15,030 |
|
|
|
|
|
|
Preferred Member Units |
(8) |
— |
|
|
1,700 |
|
|
60 |
|
|
8,700 |
|
|
1,700 |
|
|
— |
|
|
10,400 |
|
Chamberlin Holding LLC |
|
SF+ |
6.00% |
|
Secured Debt (12) |
(8) |
— |
|
|
77 |
|
|
4 |
|
|
— |
|
|
— |
|
|
— |
|
|
— |
|
|
13.36% |
SF+ |
8.00% |
|
Secured Debt |
(8) |
— |
|
|
(6) |
|
|
1,092 |
|
|
16,945 |
|
|
6 |
|
|
544 |
|
|
16,407 |
|
|
|
|
|
|
Member Units |
(8) |
— |
|
|
1,020 |
|
|
1,491 |
|
|
22,920 |
|
|
1,020 |
|
|
— |
|
|
23,940 |
|
|
|
|
|
|
Member Units |
(8) |
— |
|
|
120 |
|
|
46 |
|
|
2,710 |
|
|
120 |
|
|
— |
|
|
2,830 |
|
Charps, LLC |
10.00% |
|
|
|
Unsecured Debt |
(5) |
— |
|
|
(17) |
|
|
300 |
|
|
5,694 |
|
|
17 |
|
|
17 |
|
|
5,694 |
|
|
|
|
|
|
Preferred Member Units |
(5) |
— |
|
|
460 |
|
|
246 |
|
|
13,340 |
|
|
460 |
|
|
— |
|
|
13,800 |
|
Colonial Electric Company LLC |
|
|
|
|
Secured Debt |
(6) |
— |
|
|
— |
|
|
47 |
|
|
— |
|
|
1,600 |
|
|
1,600 |
|
|
— |
|
|
12.00% |
|
|
|
Secured Debt |
(6) |
— |
|
|
(500) |
|
|
1,406 |
|
|
23,151 |
|
|
28 |
|
|
1,130 |
|
|
22,049 |
|
|
|
|
|
|
Preferred Member Units |
(6) |
— |
|
|
1,440 |
|
|
— |
|
|
— |
|
|
2,400 |
|
|
— |
|
|
2,400 |
|
|
|
|
|
|
Preferred Member Units |
(6) |
— |
|
|
(1,480) |
|
|
(1,179) |
|
|
9,160 |
|
|
— |
|
|
1,480 |
|
|
7,680 |
|
Copper Trail Fund Investments |
|
|
|
|
LP Interests (CTMH, LP) |
(9) |
— |
|
|
— |
|
|
— |
|
|
588 |
|
|
— |
|
|
— |
|
|
588 |
|
Digital Products Holdings LLC |
15.25% |
SF+ |
10.00% |
|
Secured Debt |
(5) |
— |
|
|
— |
|
|
1,141 |
|
|
15,523 |
|
|
— |
|
|
790 |
|
|
14,733 |
|
|
|
|
|
|
Preferred Member Units |
(5) |
— |
|
|
— |
|
|
100 |
|
|
9,835 |
|
|
— |
|
|
— |
|
|
9,835 |
|
Garreco, LLC |
12.00% |
L+ |
10.00% |
|
Secured Debt |
(8) |
— |
|
|
— |
|
|
218 |
|
|
3,826 |
|
|
— |
|
|
554 |
|
|
3,272 |
|
|
|
|
|
|
Member Units |
(8) |
— |
|
|
(220) |
|
|
25 |
|
|
1,800 |
|
|
— |
|
|
220 |
|
|
1,580 |
|
Gulf Manufacturing, LLC |
|
|
|
|
Member Units |
(8) |
— |
|
|
1,210 |
|
|
1,351 |
|
|
6,790 |
|
|
1,210 |
|
|
— |
|
|
8,000 |
|
Harrison Hydra-Gen, Ltd. |
|
|
|
|
Common Stock |
(8) |
— |
|
|
210 |
|
|
— |
|
|
3,280 |
|
|
210 |
|
|
— |
|
|
3,490 |
|
Johnson Downie Opco, LLC |
|
L+ |
11.50% |
|
Secured Debt (12) |
(8) |
— |
|
|
(2) |
|
|
6 |
|
|
— |
|
|
2 |
|
|
2 |
|
|
— |
|
|
16.75% |
L+ |
11.50% |
|
Secured Debt |
(8) |
— |
|
|
(11) |
|
|
827 |
|
|
9,999 |
|
|
11 |
|
|
172 |
|
|
9,838 |
|
|
|
|
|
|
Preferred Equity |
(8) |
— |
|
|
1,010 |
|
|
91 |
|
|
5,540 |
|
|
1,010 |
|
|
— |
|
|
6,550 |
|
JorVet Holdings, LLC |
12.00% |
|
|
|
Secured Debt |
(9) |
— |
|
|
— |
|
|
1,573 |
|
|
25,432 |
|
|
26 |
|
|
— |
|
|
25,458 |
|
|
|
|
|
|
Preferred Equity |
(9) |
— |
|
|
— |
|
|
512 |
|
|
10,741 |
|
|
— |
|
|
— |
|
|
10,741 |
|
KBK Industries, LLC |
9.00% |
|
|
|
Secured Debt |
(5) |
— |
|
|
49 |
|
|
320 |
|
|
— |
|
|
6,000 |
|
|
700 |
|
|
5,300 |
|
|
|
|
|
|
Member Units |
(5) |
— |
|
|
(3,210) |
|
|
6,496 |
|
|
15,570 |
|
|
— |
|
|
3,210 |
|
|
12,360 |
|
MS Private Loan Fund |
|
|
|
|
Secured Debt (12) |
(8) |
— |
|
|
— |
|
|
13 |
|
|
— |
|
|
— |
|
|
— |
|
|
— |
|
|
|
|
|
|
Secured Debt |
(8) |
— |
|
|
— |
|
|
— |
|
|
— |
|
|
— |
|
|
— |
|
|
— |
|
|
|
|
|
|
LP Interests (12) |
(8) |
— |
|
|
(198) |
|
|
776 |
|
|
14,833 |
|
|
— |
|
|
198 |
|
|
14,635 |
|
MSC Income Fund, Inc. |
|
|
|
|
Common Equity |
(8) |
— |
|
|
(65) |
|
|
32 |
|
|
753 |
|
|
2,000 |
|
|
65 |
|
|
2,688 |
|
NAPCO Precast, LLC |
|
|
|
|
Member Units |
(8) |
— |
|
|
880 |
|
|
— |
|
|
11,830 |
|
|
880 |
|
|
— |
|
|
12,710 |
|
Nebraska Vet AcquireCo, LLC |
|
L+ |
7.00% |
|
Secured Debt (12) |
(5) |
— |
|
|
— |
|
|
5 |
|
|
— |
|
|
— |
|
|
— |
|
|
— |
|
|
12.00% |
|
|
|
Secured Debt |
(5) |
— |
|
|
6 |
|
|
1,258 |
|
|
20,094 |
|
|
1,200 |
|
|
— |
|
|
21,294 |
|
|
12.00% |
|
|
|
Secured Debt |
(5) |
— |
|
|
(11) |
|
|
644 |
|
|
10,500 |
|
|
11 |
|
|
11 |
|
|
10,500 |
|
|
|
|
|
|
Preferred Member Units |
(5) |
— |
|
|
5,090 |
|
|
302 |
|
|
7,700 |
|
|
5,090 |
|
|
— |
|
|
12,790 |
|
NexRev LLC |
|
|
|
|
Secured Debt (12) |
(8) |
— |
|
|
— |
|
|
— |
|
|
— |
|
|
— |
|
|
— |
|
|
— |
|
|
10.00% |
|
|
|
Secured Debt |
(8) |
— |
|
|
1,500 |
|
|
616 |
|
|
8,477 |
|
|
1,545 |
|
|
1,654 |
|
|
8,368 |
|
|
|
|
|
|
Preferred Member Units |
(8) |
— |
|
|
2,340 |
|
|
151 |
|
|
1,110 |
|
|
2,340 |
|
|
— |
|
|
3,450 |
|
NRP Jones, LLC |
12.00% |
|
|
|
Secured Debt |
(5) |
— |
|
|
— |
|
|
126 |
|
|
2,080 |
|
|
— |
|
|
— |
|
|
2,080 |
|
|
|
|
|
|
Member Units |
(5) |
— |
|
|
(750) |
|
|
36 |
|
|
4,615 |
|
|
— |
|
|
750 |
|
|
3,865 |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Company |
Total Rate |
Base Rate |
Spread |
PIK Rate |
Type of Investment(1) (10) (11) |
Geography |
Amount of Realized Gain/(Loss) |
|
Amount of Unrealized Gain/(Loss) |
|
Amount of Interest, Fees or Dividends Credited to Income(2) |
|
December 31, 2022 Fair Value (13) |
|
Gross Additions(3) |
|
Gross Reductions(4) |
|
June 30, 2023 Fair Value (13) |
|
|
|
|
|
Member Units |
(5) |
— |
|
|
(31) |
|
|
(2) |
|
|
175 |
|
|
— |
|
|
30 |
|
|
145 |
|
NuStep, LLC |
11.75% |
L+ |
6.50% |
|
Secured Debt |
(5) |
— |
|
|
— |
|
|
251 |
|
|
4,399 |
|
|
— |
|
|
— |
|
|
4,399 |
|
|
12.00% |
|
|
|
Secured Debt |
(5) |
— |
|
|
— |
|
|
1,119 |
|
|
18,414 |
|
|
6 |
|
|
— |
|
|
18,420 |
|
|
|
|
|
|
Preferred Member Units |
(5) |
— |
|
|
340 |
|
|
— |
|
|
8,040 |
|
|
340 |
|
|
— |
|
|
8,380 |
|
|
|
|
|
|
Preferred Member Units |
(5) |
— |
|
|
— |
|
|
— |
|
|
5,150 |
|
|
— |
|
|
— |
|
|
5,150 |
|
Orttech Holdings, LLC |
|
L+ |
11.00% |
|
Secured Debt (12) |
(5) |
— |
|
|
— |
|
|
— |
|
|
— |
|
|
— |
|
|
— |
|
|
— |
|
|
16.25% |
L+ |
11.00% |
|
Secured Debt |
(5) |
— |
|
|
142 |
|
|
1,863 |
|
|
23,429 |
|
|
171 |
|
|
800 |
|
|
22,800 |
|
|
|
|
|
|
Preferred Stock |
(5) |
— |
|
|
4,810 |
|
|
537 |
|
|
11,750 |
|
|
4,810 |
|
|
— |
|
|
16,560 |
|
Pearl Meyer Topco LLC |
12.00% |
|
|
|
Secured Debt (12) |
(6) |
— |
|
|
4 |
|
|
142 |
|
|
— |
|
|
3,500 |
|
|
— |
|
|
3,500 |
|
|
12.00% |
|
|
|
Secured Debt |
(6) |
— |
|
|
40 |
|
|
534 |
|
|
— |
|
|
13,500 |
|
|
— |
|
|
13,500 |
|
|
12.00% |
|
|
|
Secured Debt |
(6) |
— |
|
|
(35) |
|
|
1,722 |
|
|
28,681 |
|
|
35 |
|
|
1,035 |
|
|
27,681 |
|
|
|
|
|
|
Preferred Equity |
(6) |
— |
|
|
830 |
|
|
5,708 |
|
|
43,260 |
|
|
830 |
|
|
— |
|
|
44,090 |
|
River Aggregates, LLC |
|
|
|
|
Member Units |
(8) |
— |
|
|
— |
|
|
— |
|
|
3,620 |
|
|
— |
|
|
— |
|
|
3,620 |
|
Tedder Industries, LLC |
12.00% |
|
|
|
Secured Debt |
(9) |
— |
|
|
— |
|
|
111 |
|
|
1,840 |
|
|
— |
|
|
— |
|
|
1,840 |
|
|
12.00% |
|
|
|
Secured Debt |
(9) |
— |
|
|
— |
|
|
923 |
|
|
15,120 |
|
|
7 |
|
|
— |
|
|
15,127 |
|
|
|
|
|
|
Preferred Member Units |
(9) |
— |
|
|
(1,391) |
|
|
— |
|
|
7,681 |
|
|
— |
|
|
1,391 |
|
|
6,290 |
|
|
|
|
|
|
Preferred Member Units |
(9) |
— |
|
|
178 |
|
|
— |
|
|
— |
|
|
533 |
|
|
— |
|
|
533 |
|
Televerde, LLC |
|
|
|
|
Member Units |
(8) |
— |
|
|
674 |
|
|
592 |
|
|
5,408 |
|
|
674 |
|
|
— |
|
|
6,082 |
|
|
|
|
|
|
Preferred Stock |
(8) |
— |
|
|
— |
|
|
— |
|
|
1,794 |
|
|
— |
|
|
— |
|
|
1,794 |
|
Vision Interests, Inc. |
|
|
|
|
Series A Preferred Stock |
(9) |
— |
|
|
— |
|
|
168 |
|
|
3,000 |
|
|
— |
|
|
— |
|
|
3,000 |
|
VVS Holdco LLC |
|
L+ |
6.00% |
|
Secured Debt (12) |
(5) |
— |
|
|
— |
|
|
15 |
|
|
(21) |
|
|
11 |
|
|
— |
|
|
(10) |
|
|
11.50% |
|
|
|
Secured Debt |
(5) |
— |
|
|
— |
|
|
1,768 |
|
|
30,161 |
|
|
39 |
|
|
1,242 |
|
|
28,958 |
|
|
|
|
|
|
Preferred Equity |
(5) |
— |
|
|
(100) |
|
|
215 |
|
|
11,940 |
|
|
— |
|
|
100 |
|
|
11,840 |
|
UnionRock Energy Fund III, LP |
|
|
|
|
LP Interests (12) |
(9) |
— |
|
|
— |
|
|
— |
|
|
— |
|
|
150 |
|
|
— |
|
|
150 |
|
|
|
|
|
|
|
|
— |
|
|
— |
|
|
— |
|
|
— |
|
|
— |
|
|
— |
|
|
— |
|
|
|
|
|
|
|
|
— |
|
|
— |
|
|
— |
|
|
— |
|
|
— |
|
|
— |
|
|
— |
|
Other |
|
|
|
|
|
|
— |
|
|
— |
|
|
— |
|
|
— |
|
|
— |
|
|
— |
|
|
— |
|
Amounts related to investments transferred to or from other 1940 Act classification during the period |
|
|
|
|
|
|
— |
|
|
— |
|
|
(171) |
|
|
(14,914) |
|
|
— |
|
|
— |
|
|
— |
|
Total Control investments |
|
|
|
|
|
|
$ |
(51,077) |
|
|
$ |
92,940 |
|
|
$ |
96,841 |
|
|
$ |
1,703,172 |
|
|
$ |
338,651 |
|
|
$ |
173,038 |
|
|
$ |
1,883,699 |
|
Affiliate Investments |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
423 HAR, LP |
|
|
|
|
LP Interests (423 HAR, L.P.) |
(8) |
$ |
— |
|
|
$ |
— |
|
|
$ |
— |
|
|
$ |
— |
|
|
$ |
750 |
|
|
$ |
— |
|
|
$ |
750 |
|
AAC Holdings, Inc. |
18.00% |
|
|
18.00% |
Secured Debt (12) |
(7) |
— |
|
|
(16) |
|
|
27 |
|
|
— |
|
|
376 |
|
|
16 |
|
|
360 |
|
|
18.00% |
|
|
18.00% |
Secured Debt |
(7) |
— |
|
|
(558) |
|
|
1,149 |
|
|
11,550 |
|
|
1,149 |
|
|
558 |
|
|
12,141 |
|
|
|
|
|
|
Common Stock |
(7) |
— |
|
|
— |
|
|
— |
|
|
— |
|
|
— |
|
|
— |
|
|
— |
|
|
|
|
|
|
Warrants |
(7) |
— |
|
|
— |
|
|
— |
|
|
— |
|
|
— |
|
|
— |
|
|
— |
|
AFG Capital Group, LLC |
|
|
|
|
Preferred Member Units |
(8) |
7,200 |
|
|
(8,200) |
|
|
— |
|
|
9,400 |
|
|
7,200 |
|
|
16,600 |
|
|
— |
|
ATX Networks Corp. |
|
L+ |
7.50% |
|
Secured Debt |
(6) |
— |
|
|
(134) |
|
|
886 |
|
|
6,343 |
|
|
575 |
|
|
6,918 |
|
|
— |
|
|
|
|
|
|
Unsecured Debt |
(6) |
— |
|
|
(306) |
|
|
1,160 |
|
|
2,598 |
|
|
1,160 |
|
|
3,758 |
|
|
— |
|
|
|
|
|
|
Common Stock |
(6) |
3,248 |
|
|
(3,270) |
|
|
— |
|
|
3,270 |
|
|
3,248 |
|
|
6,518 |
|
|
— |
|
BBB Tank Services, LLC |
16.17% |
L+ |
11.00% |
|
Unsecured Debt |
(8) |
— |
|
|
— |
|
|
63 |
|
|
800 |
|
|
— |
|
|
— |
|
|
800 |
|
|
16.17% |
L+ |
11.00% |
|
Unsecured Debt |
(8) |
— |
|
|
116 |
|
|
317 |
|
|
2,086 |
|
|
116 |
|
|
— |
|
|
2,202 |
|
|
|
|
|
|
Member Units |
(8) |
— |
|
|
— |
|
|
— |
|
|
— |
|
|
— |
|
|
— |
|
|
— |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Company |
Total Rate |
Base Rate |
Spread |
PIK Rate |
Type of Investment(1) (10) (11) |
Geography |
Amount of Realized Gain/(Loss) |
|
Amount of Unrealized Gain/(Loss) |
|
Amount of Interest, Fees or Dividends Credited to Income(2) |
|
December 31, 2022 Fair Value (13) |
|
Gross Additions(3) |
|
Gross Reductions(4) |
|
June 30, 2023 Fair Value (13) |
|
15.00% |
|
|
|
Preferred Stock (non-voting) |
(8) |
— |
|
|
— |
|
|
— |
|
|
— |
|
|
— |
|
|
— |
|
|
— |
|
Boccella Precast Products LLC |
10.00% |
|
|
|
Secured Debt |
(6) |
— |
|
|
— |
|
|
16 |
|
|
320 |
|
|
— |
|
|
— |
|
|
320 |
|
|
|
|
|
|
Member Units |
(6) |
— |
|
|
(620) |
|
|
41 |
|
|
2,970 |
|
|
— |
|
|
620 |
|
|
2,350 |
|
Buca C, LLC |
12.00% |
|
|
|
Secured Debt |
(7) |
— |
|
|
— |
|
|
1,044 |
|
|
12,337 |
|
|
— |
|
|
373 |
|
|
11,964 |
|
|
6.00% |
|
|
6.00% |
Preferred Member Units |
(7) |
— |
|
|
— |
|
|
— |
|
|
— |
|
|
— |
|
|
— |
|
|
— |
|
Career Team Holdings, LLC |
11.25% |
L+ |
6.00% |
|
Secured Debt (12) |
(6) |
— |
|
|
— |
|
|
10 |
|
|
(9) |
|
|
451 |
|
|
— |
|
|
442 |
|
|
12.50% |
|
|
|
Secured Debt |
(6) |
— |
|
|
— |
|
|
1,293 |
|
|
20,090 |
|
|
20 |
|
|
— |
|
|
20,110 |
|
|
|
|
|
|
Common Stock |
(6) |
— |
|
|
— |
|
|
— |
|
|
4,500 |
|
|
— |
|
|
— |
|
|
4,500 |
|
Chandler Signs Holdings, LLC |
|
|
|
|
Class A Units |
(8) |
1,797 |
|
|
(290) |
|
|
60 |
|
|
1,790 |
|
|
1,797 |
|
|
3,587 |
|
|
— |
|
Classic H&G Holdings, LLC |
11.25% |
L+ |
6.00% |
|
Secured Debt (12) |
(6) |
— |
|
|
— |
|
|
260 |
|
|
4,560 |
|
|
— |
|
|
— |
|
|
4,560 |
|
|
8.00% |
|
|
|
Secured Debt |
(6) |
— |
|
|
(21) |
|
|
797 |
|
|
19,274 |
|
|
21 |
|
|
21 |
|
|
19,274 |
|
|
|
|
|
|
Preferred Member Units |
(6) |
— |
|
|
(6,410) |
|
|
4,745 |
|
|
24,637 |
|
|
— |
|
|
6,407 |
|
|
18,230 |
|
Congruent Credit Opportunities Funds |
|
|
|
|
LP Interests (Congruent Credit Opportunities Fund III, LP) |
(8) |
— |
|
|
(223) |
|
|
316 |
|
|
7,657 |
|
|
— |
|
|
2,095 |
|
|
5,562 |
|
DMA Industries, LLC |
12.00% |
|
|
|
Secured Debt |
(7) |
— |
|
|
(21) |
|
|
1,272 |
|
|
21,200 |
|
|
21 |
|
|
1,221 |
|
|
20,000 |
|
|
|
|
|
|
Preferred Equity |
(7) |
— |
|
|
— |
|
|
— |
|
|
7,260 |
|
|
— |
|
|
— |
|
|
7,260 |
|
Dos Rios Partners |
|
|
|
|
LP Interests (Dos Rios Partners, LP) |
(8) |
757 |
|
|
156 |
|
|
— |
|
|
9,127 |
|
|
915 |
|
|
904 |
|
|
9,138 |
|
|
|
|
|
|
LP Interests (Dos Rios Partners - A, LP) |
(8) |
241 |
|
|
— |
|
|
— |
|
|
2,898 |
|
|
241 |
|
|
287 |
|
|
2,852 |
|
Dos Rios Stone Products LLC |
|
|
|
|
Class A Preferred Units |
(8) |
— |
|
|
250 |
|
|
— |
|
|
1,330 |
|
|
250 |
|
|
— |
|
|
1,580 |
|
EIG Fund Investments |
|
|
|
|
LP Interests (EIG Global Private Debt Fund-A, L.P.) |
(8) |
16 |
|
|
— |
|
|
43 |
|
|
1,013 |
|
|
16 |
|
|
55 |
|
|
974 |
|
Flame King Holdings, LLC |
|
L+ |
6.50% |
|
Secured Debt |
(9) |
— |
|
|
(60) |
|
|
484 |
|
|
7,600 |
|
|
60 |
|
|
7,660 |
|
|
— |
|
|
|
L+ |
9.00% |
|
Secured Debt |
(9) |
— |
|
|
(162) |
|
|
1,583 |
|
|
21,200 |
|
|
162 |
|
|
21,362 |
|
|
— |
|
|
|
|
|
|
Preferred Equity |
(9) |
— |
|
|
6,770 |
|
|
2,050 |
|
|
17,580 |
|
|
6,770 |
|
|
— |
|
|
24,350 |
|
Freeport Financial SBIC Fund LP |
|
|
|
|
LP Interests (Freeport Financial SBIC Fund LP) (12) |
(5) |
— |
|
|
145 |
|
|
— |
|
|
3,483 |
|
|
145 |
|
|
— |
|
|
3,628 |
|
|
|
|
|
|
LP Interests (Freeport First Lien Loan Fund III LP) (12) |
(5) |
— |
|
|
— |
|
|
291 |
|
|
5,848 |
|
|
— |
|
|
536 |
|
|
5,312 |
|
GFG Group, LLC |
9.00% |
|
|
|
Secured Debt |
(5) |
— |
|
|
(12) |
|
|
525 |
|
|
11,345 |
|
|
12 |
|
|
12 |
|
|
11,345 |
|
|
|
|
|
|
Preferred Member Units |
(5) |
— |
|
|
1,170 |
|
|
102 |
|
|
7,140 |
|
|
1,170 |
|
|
— |
|
|
8,310 |
|
Hawk Ridge Systems, LLC |
11.53% |
SF+ |
6.00% |
|
Secured Debt (12) |
(9) |
— |
|
|
— |
|
|
173 |
|
|
3,185 |
|
|
4,581 |
|
|
4,100 |
|
|
3,666 |
|
|
12.50% |
|
|
|
Secured Debt |
(9) |
— |
|
|
4 |
|
|
2,173 |
|
|
37,800 |
|
|
4,142 |
|
|
— |
|
|
41,942 |
|
|
|
|
|
|
Preferred Member Units |
(9) |
— |
|
|
— |
|
|
131 |
|
|
17,460 |
|
|
— |
|
|
— |
|
|
17,460 |
|
|
|
|
|
|
Preferred Member Units |
(9) |
— |
|
|
— |
|
|
— |
|
|
920 |
|
|
— |
|
|
— |
|
|
920 |
|
Houston Plating and Coatings, LLC |
8.00% |
|
|
|
Unsecured Convertible Debt |
(8) |
— |
|
|
(170) |
|
|
121 |
|
|
3,000 |
|
|
— |
|
|
170 |
|
|
2,830 |
|
|
|
|
|
|
Member Units |
(8) |
— |
|
|
1,160 |
|
|
2 |
|
|
2,400 |
|
|
1,160 |
|
|
— |
|
|
3,560 |
|
HPEP 3, L.P. |
|
|
|
|
LP Interests (HPEP 3, L.P.) (12) |
(8) |
— |
|
|
283 |
|
|
— |
|
|
4,331 |
|
|
283 |
|
|
508 |
|
|
4,106 |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Company |
Total Rate |
Base Rate |
Spread |
PIK Rate |
Type of Investment(1) (10) (11) |
Geography |
Amount of Realized Gain/(Loss) |
|
Amount of Unrealized Gain/(Loss) |
|
Amount of Interest, Fees or Dividends Credited to Income(2) |
|
December 31, 2022 Fair Value (13) |
|
Gross Additions(3) |
|
Gross Reductions(4) |
|
June 30, 2023 Fair Value (13) |
|
|
|
|
|
LP Interests (HPEP 4, L.P.) (12) |
(8) |
— |
|
|
— |
|
|
— |
|
|
2,332 |
|
|
464 |
|
|
— |
|
|
2,796 |
|
|
|
|
|
|
LP Interests (423 COR, LP) (12) |
(8) |
— |
|
|
— |
|
|
117 |
|
|
1,400 |
|
|
— |
|
|
— |
|
|
1,400 |
|
I-45 SLF LLC |
|
|
|
|
Member Units (Fully diluted 20.0%; 21.75% profits interest) |
(8) |
— |
|
|
(1,207) |
|
|
1,123 |
|
|
11,758 |
|
|
1,200 |
|
|
1,207 |
|
|
11,751 |
|
Infinity X1 Holdings, LLC |
13.00% |
|
|
|
Secured Debt |
(9) |
— |
|
|
— |
|
|
790 |
|
|
— |
|
|
17,832 |
|
|
— |
|
|
17,832 |
|
|
|
|
|
|
Preferred Equity |
(9) |
— |
|
|
— |
|
|
— |
|
|
— |
|
|
4,000 |
|
|
— |
|
|
4,000 |
|
Integral Energy Services |
13.04% |
L+ |
7.50% |
|
Secured Debt |
(8) |
— |
|
|
(227) |
|
|
1,036 |
|
|
15,769 |
|
|
33 |
|
|
227 |
|
|
15,575 |
|
|
|
|
|
|
Common Stock |
(8) |
— |
|
|
(460) |
|
|
21 |
|
|
1,280 |
|
|
— |
|
|
460 |
|
|
820 |
|
Iron-Main Investments, LLC |
13.50% |
|
|
|
Secured Debt |
(5) |
— |
|
|
— |
|
|
307 |
|
|
4,500 |
|
|
4 |
|
|
20 |
|
|
4,484 |
|
|
13.50% |
|
|
|
Secured Debt |
(5) |
— |
|
|
— |
|
|
214 |
|
|
3,130 |
|
|
3 |
|
|
14 |
|
|
3,119 |
|
|
13.50% |
|
|
|
Secured Debt |
(5) |
— |
|
|
— |
|
|
600 |
|
|
8,944 |
|
|
— |
|
|
— |
|
|
8,944 |
|
|
13.50% |
|
|
|
Secured Debt |
(5) |
— |
|
|
— |
|
|
1,337 |
|
|
19,559 |
|
|
17 |
|
|
88 |
|
|
19,488 |
|
|
13.50% |
|
|
|
Secured Debt |
(5) |
— |
|
|
— |
|
|
890 |
|
|
— |
|
|
10,857 |
|
|
38 |
|
|
10,819 |
|
|
|
|
|
|
Common Stock |
(5) |
— |
|
|
— |
|
|
— |
|
|
1,798 |
|
|
958 |
|
|
— |
|
|
2,756 |
|
ITA Holdings Group, LLC |
|
SF+ |
9.00% |
2.00% |
Secured Debt (12) |
(8) |
— |
|
|
— |
|
|
12 |
|
|
— |
|
|
— |
|
|
12 |
|
|
(12) |
|
|
|
SF+ |
9.00% |
2.00% |
Secured Debt (12) |
(8) |
— |
|
|
— |
|
|
— |
|
|
— |
|
|
— |
|
|
10 |
|
|
(10) |
|
|
15.38% |
SF+ |
8.00% |
2.00% |
Secured Debt |
(8) |
— |
|
|
— |
|
|
84 |
|
|
— |
|
|
3,252 |
|
|
— |
|
|
3,252 |
|
|
17.38% |
SF+ |
10.00% |
2.00% |
Secured Debt |
(8) |
— |
|
|
— |
|
|
86 |
|
|
— |
|
|
3,252 |
|
|
— |
|
|
3,252 |
|
|
|
|
|
|
Warrants |
(8) |
— |
|
|
— |
|
|
— |
|
|
— |
|
|
2,091 |
|
|
— |
|
|
2,091 |
|
OnAsset Intelligence, Inc. |
12.00% |
|
|
12.00% |
Secured Debt |
(8) |
— |
|
|
(127) |
|
|
— |
|
|
569 |
|
|
— |
|
|
128 |
|
|
441 |
|
|
12.00% |
|
|
12.00% |
Secured Debt |
(8) |
— |
|
|
(130) |
|
|
— |
|
|
580 |
|
|
— |
|
|
130 |
|
|
450 |
|
|
12.00% |
|
|
12.00% |
Secured Debt |
(8) |
— |
|
|
(280) |
|
|
— |
|
|
1,249 |
|
|
— |
|
|
280 |
|
|
969 |
|
|
12.00% |
|
|
12.00% |
Secured Debt |
(8) |
— |
|
|
(584) |
|
|
— |
|
|
2,606 |
|
|
— |
|
|
584 |
|
|
2,022 |
|
|
10.00% |
|
|
10.00% |
Unsecured Debt |
(8) |
— |
|
|
— |
|
|
— |
|
|
305 |
|
|
— |
|
|
— |
|
|
305 |
|
|
7.00% |
|
|
7.00% |
Preferred Stock |
(8) |
— |
|
|
— |
|
|
| |